D`une instabilité (régionale) à d`autres (nationales)…
Transcription
D`une instabilité (régionale) à d`autres (nationales)…
O B S E R VAT O I R E A S I E D U S U D - E S T 2 0 1 4 / 2 0 1 5 étude D’une instabilité (régionale) à d’autres (nationales)… Étude quadrimestrielle n°2, cycle 2014/2015, Observatoire Asie du Sud-est Juillet 2015 Impossible d’échapper à la mer de Chine méridionale. Aussi avons-nous décidé de prolonger notre suivi sous un angle juridique et indirectement institutionnel en questionnant la centralité de l’ASEAN dans l’architecture de sécurité régionale (1.). Mais pendant que les autorités et leurs cortèges d’analystes s’époumonent sur le sujet, la vie continue, notamment la vie politique : que ce soit en Thaïlande, en Birmanie1, au Vietnam ou aux Philippines, des échéances électorales ou parlementaires se préparent, Maison de la recherche de l’INALCO 2 rue de Lille 75007 Paris - France Tel : +33 1 75 43 63 20 Fax : +33 1 75 43 63 23 www.centreasia.eu [email protected] siret 484236641.00029 1- L’usage de « Birmanie » ou « Myanmar » est laissé à l’appréciation des auteurs, tout comme pour l’ensemble de toponymes. à plus ou moins long terme, et l’impact y sera de poids pour les populations. Ces échéances risquent d’être parasitées par des questions sécuritaires, surtout auprès des minorités ethnico-religieuses, comme en Birmanie ou aux Philippines (2.). Ce sont donc toutes ces questions que nous abordons au cours de cette Etude quadrimestrielle, grâce aux regards croisés d’Européens – français et britannique – ainsi que des Sud-est asiatiques – thaïlandais, vietnamien et indonésien. Sommaire 1. Sécurité régionale 1.1. Mer de Chine méridionale 1. Sécurité régionale 1.1. Mer de Chine méridionale “Developments in the Arbitration Case on the South China Sea Disputes” “Developments in the Arbitration Case on the South China Sea Disputes” Leonardo Bernard (CIL-NUS) By Leonardo Bernard: Research Fellow, Centre for International Law, National University of Singapore. 1.2. L’ASEAN dans l’architecture de sécurité régionale Introduction 1. The Positions of the Philippines and China on the Arbitration Case 2. China’s Position Paper 3. Bifurcation of the Arbitration Case 4. China’s Reclamation Works and its Effect to the Arbitration Proceeding Conclusion “Towards Better Understanding of the ASEAN Centrality” Termsak Chalermpalanupap (ISEAS-ASEAN Studies Centre) 2. Stabilités nationales 2.1. Elections à venir ? Introduction « Thaïlande : Démocratie à reculons » Arnaud Leveau (Centre d’études de l’ASEAN-Université Chulalongkorn) « Myanmar’s 2015 Elections » By Professor Robert Taylor (School of Oriental and African Studies (SOAS), London, Buckingham University). « Vietnam, un an avant le Congrès » Alexander L. Vuving (Asia-Pacific Center for Security Studies-Université de Tulane) « Avant-veille d’élections présidentielles aux Philippines » Eric Frécon (Ecole navale, Asia Centre, RSIS, CSCAP) 2.2. Instabilités aux frontières « Myanmar 2015 : guérillas et Rohingyas au-delà des élections » Louis-Arthur Borer (Asia Centre) « Le « massacre » de Mamasapano : Le processus de paix à Mindanao est-il en danger ? » François-Xavier Bonnet (IRASEC) On 22 January 2013, the Government of the Philippines brought an arbitration case against the People’s Republic of China challenging China’s maritime claims in the South China Sea2. The case was brought under the compulsory dispute settlement mechanism under the 1982 United Nations Convention on the Law of the Sea (UNCLOS)3, to which both the Philippines and China are parties. In addition to challenging the legality of China’s maritime claims, the Philippines’ case questions whether some features in the South China Sea are entitled to generate an Exclusive Economic Zone (EEZ) even though they are so small that it is almost impossible for these features to be inhabited. Both China and the Philippines claim sovereignty over most of the Spratly Islands in the South China Sea. UNCLOS, however, does not prescribe any procedure for the determination of sovereignty and instead only sets out what maritime zones may be claimed from land territory (including islands), as well as the rights and jurisdiction of States in such maritime zones. In its Statement of Claim, the Philippines astutely avoids the question of sovereignty and argues that no matter who has sovereignty over the features in the South China Sea, there are still legal questions on whether some of those features are entitled to generate an EEZ and continental shelf4. China has staunchly snubbed the proceeding and has refused to participate in any stage of the arbitral process. China’s non-participation, however, does not prevent the arbitral proceedings from going ahead and the Tribunal from making an award5. On 16 March 2015, the Philippines submitted a 2- Republic of the Philippines Department of Foreign Affairs Manila, Notification and Statement of Claims, No 13-0211 (22 January 2013), online: https://www.dfa.gov.ph/. 3- United Nations Convention on the Law of the Sea (UNCLOS), 10 December 1982, UNTS 1833, 3 (entered into force 16 November 1994). 4- See Notification and Statement of Claim of the Philippines, Op. Cit. 5- See generally UNCLOS, Annex VII, Art. 9. 2 Supplemental Submission to The Hague-based Tribunal6. The Supplemental Submission was in response to the request by the Tribunal for additional argument and information regarding both the tribunal’s jurisdiction and the merits of the Philippines’ claims challenging the lawfulness of China’s claims. Most of the features that can be considered as ‘islands’ in the Spratly Islands are small, remote and not capable of sustaining human habitation or economic life of their own. Thus, they are likely to be classified as ‘rocks’, and would only be entitled to a 12 nautical mile (M) territorial sea7. This seems to be the position taken by the Philippines in this case, which prevents whoever owns the islands from claiming resources beyond 12 M of each ‘rock’8. Since most of these ‘rocks’ are located within the 200 M limit of the Philippines’ EEZ entitlement, the Philippines argues that the only disputed waters are the territorial seas surrounding each rock9, thus leaving a large part of the waters and the seabed under the exclusive jurisdiction of the Philippines. They do not recognise the legitimacy of China’s historic claim to the resources in and under the waters inside the ninedash line, which is the main basis of China’s maritime claim. When the arbitration case was initiated, China asserted that the tribunal was formed without any legitimacy and thus did not join the proceeding to formally challenge the Tribunal’s jurisdiction over the case10. However, as the 16 December 2014 deadline set by the Tribunal for China to respond to the Philippines’ written submission got closer, China seemed to have changed its mind and decided that it was necessary to make its position known to the Tribunal, in one way or another. dash line, either as a national boundary line or a claim to historic rights, would not accord with the international law of the sea12. Vietnam also reportedly submitted a formal statement to the Tribunal after the publication of China’s Position Paper, reserving its interests and protecting its legal rights in the South China Sea, which may be affected by the arbitration case13. In the Position Paper, China argues that the case involves sovereignty disputes over land territories, which is not covered by UNCLOS. Even if the Tribunal decided to distinguish the sovereignty dispute from the maritime dispute, China argues that the maritime dispute is so intertwined with the issue of maritime delimitation that it is impossible to settle one without affecting the other. Since China has made a declaration to exclude any disputes concerning maritime delimitation from the jurisdiction of the UNCLOS dispute settlement regime14, China asserts that the Tribunal is without jurisdiction to hear the case. Although China has made it clear that the Position Paper should not be ‘regarded as China’s acceptance of or its participation in the arbitration’15, it remains the only official statement of China’s position regarding its objection to the jurisdiction of the Tribunal. The Tribunal, having had no response or argument whatsoever to consider from China, seized upon the Position Paper and decided to treat it as ‘constituting a plea concerning the Tribunal’s jurisdiction’16. The fact that the Tribunal now has in their hands China’s arguments regarding jurisdiction – or the lack thereof – is a game-changer in the proceeding of the case. Without it, the Philippines would have had to try to anticipate and counter all possible arguments China may have had against both the jurisdiction of the Tribunal and the merits of the case. Now, the Philippines can focus on countering the arguments specifically raised by China in the Position Paper. 2. China’s Position Paper 3. Bifurcation of the Arbitration Case On 7 December 2014, exactly ten days before the deadline, China published a Position Paper detailing why they believe the Tribunal lacks jurisdiction to consider the case11. The timing of the release of the Position Paper was impeccable. Just a couple of days prior, the US Department of State issued a study on China’s nine-dash line, stating that any claims by China based on the nine- The Tribunal previously was faced with the difficult challenge of having to consider the positions of both parties without the benefit of hearing from one of the disputing parties. There were indications that the Tribunal may have to hear the Philippines’ arguments on jurisdiction and merits of the case at the same time. However, now that the Tribunal has formal arguments from both sides – at least on the issue of jurisdiction – it has decided to conduct a preliminary hearing to address the objections to jurisdiction as set out 1. The Positions of the Philippines and China on the Arbitration Case 6- Department of Foreign Affairs, Republic of the Philippines, Statement on the Philippines’ Supplemental Submission to the Arbitral Tribunal, 17 March 2015. 7- UNCLOS, supra note 2, Art. 121(3). 8- The Philippines challenges the maritime claims that can be made from the disputed ‘rocks’ currently occupied by China (the Scarborough Shoal, Johnson Reef, Cuarteron Reef and Fiery Cross Reef). The Philippines also argues that the geographic features in the Spratly Islands that are currently occupied by China (Mischief Reef, McKennan Reef, Gaven Reef and Subi Reef) do not meet the definition of an island as set out in Article 121(1) of UNCLOS. See Notification and Statement of Claim of the Philippines, Op. Cit., note 1. 9- See Notification and Statement of Claim of the Philippines, Op. Cit., note 2. 10- China’s Note Verbale to the Permanent Court of Arbitration, 27 August 2013. 11- Ministry of Foreign Affairs of the People’s Republic of China, Position Paper of the Government of the People’s Republic of China on the Matter of Jurisdiction in the South China Sea Arbitration Initiated by the Republic of the Philippines, 7 December 2014 (Position Paper). 12- US Department of State, Limits in the Sea No. 143 on China’s Maritime Claim in the South China Sea, 5 December 2014. 13- Ministry of Foreign Affairs of Vietnam, Remarks by MOFA Spokesperson Le Hai Binh on the South China Sea Arbitration case, 11 December 2014. 14- China has made a formal declaration excluding maritime boundary delimitation claims from the Convention’s compulsory binding dispute settlement mechanism and this is one of the main reasons why China refuses to accept the jurisdiction of the ad hoc arbitration tribunal formed under UNCLOS. See Declaration under Article 298 by the Government of the People’s Republic of China (25 August 2006): UN Division for Ocean Affairs and the Law of the Sea. 15- Position Paper, Op. Cit., note 11. 16- Permanent Court of Arbitration, The Arbitral Tribunal Sets Dates for Hearing on Jurisdiction and Admissibility, Fourth Press Release, 22 April 2015. 3 in China’s Position Paper17. 4. China’s Reclamation Works and its Effect to the Arbitration Proceeding In addition to challenging the jurisdiction of the Tribunal, China seems to be trying to convince the international community through its Position Paper that the decision not to participate in the case is consistent with and supported by international law18. However, China’s attempt to sway the international community may not be perceived as genuine, given China’s continued massive land reclamation works on the reefs it occupies in the South China Sea. In recent months, China has conducted large-scale reclamation projects to turn some of the reefs and low-tide elevations in the South China Sea into artificial islands. The strategically important Fiery Cross Reef, for example, has now been transformed into what is probably the largest island in the Spratly Islands group19. China’s reclamation works seem to be strategically rather than legally motivated. The reclamation works would not strengthen China’s sovereignty claim over those of the Philippines or Vietnam, as once a dispute over sovereignty is crystallised, the State that occupies and controls the islands cannot strengthen its claim by undertaking reclamation works or building installations and structures. The reclamation works also would not change the legal status of these reefs under UNCLOS, as only islands that are ‘naturally formed’ would be entitled to maritime zones20. It would, however, boost China’s military presence in the region. The reclamation on Fiery Cross Reef would turn it into a combined naval/air base far larger than any other in the Spratly Islands, with a harbour that can accommodate China’s largest naval vessels and an airstrip long enough for most of China’s combat and support aircrafts21. Despite China’s insistence that these works are ‘mainly for the purpose of improving the working and living conditions of people stationed on these islands’22, China’s move does nothing to placate the concern of other states in the region of the possible militarisation of the South China Sea. The Philippines and Vietnam publically protested China’s reclamation activities. Meanwhile, the US stated that China’s actions ‘seriously increase tensions and reduce prospects for diplomatic solutions’ in territory claimed by the Philippines and Vietnam23. China’s massive reclamation projects also raise serious concerns about the effects of such reclamation on the marine environment. China claims that the ecological environment of the South China Sea has not been damaged, and that the construction projects on the islands and reefs followed a high standard of environmental protection, taking into full consideration the protection 17 The preliminary hearing on jurisdiction is scheduled to be held in July 2015, see the press release from the Permanent Court of Arbitration, Op. Cit. 18 See the op-ed by China’s Foreign Minister, Wang Yi, “China, a staunch defender and builder of the International Rule of Law”, 24 October 2014. 19 Jane Perlez, “China Building Aircraft Runway in Disputed Spratly Islands”, The New York Times, 16 April 2015. 20 UNCLOS, Op. Cit., note 2, Art. 121. 21 Victor Robert Lee, China’s New Military Installations in the Disputed Spratly Islands: Satellite Image Update, 16 March 2015. 22 “China building ‘great wall of sand’ in South China Sea”, BBC News, 1 April 2015. 23 David E. Sanger, Rick Gladstone, “Piling Sand in a Disputed Sea, China Literally Gains Ground”, The New York Times, 8 April 2015. of ecological environment and fishing resources24. The Philippines slammed this assertion, stating that China’s ongoing reclamation activities ‘are causing irreversible and widespread damage to the biodiversity and ecological balance to waters’25. This seems to be a valid argument raised by the Philippines. Since three of the features on which China is undertaking reclamation works in the South China Sea are either just inside or just outside the limit of the EEZ claimed by the Philippines, it is reasonable for the Philippines to argue that China has the obligation to notify the Philippines about its reclamation plans, to assess the environmental impact of the reclamation projects and to share the result of such assessment with the Philippines26. Since the reefs being reclaimed by China are either being disputed or located in the middle of an area that is being disputed, China cannot take unilateral action that would permanently change the status quo of these reefs27. Moreover, these reclamation works are making it impossible for the Tribunal to determine whether these reefs – which are at the heart of the arbitration proceeding – in their natural forms fall under the categorisation of island, rock, low-tide elevation or completely submerged feature. If the Tribunal finds that it has jurisdiction to rule on the legal status of the features, it is not likely to be pleased by the fact that China has taken unilateral action that has permanently changed the very features whose status the Tribunal has been asked to determine. Conclusion It remains to be seen what action, if any, the Tribunal would take against China’s continued land reclamation projects in the South China Sea. China has already turned Subi Reef, another submerged reef in the South China Sea, into an island with a 3,300 metre long airstrip28. Despite warning that China is moving toward having de facto control over the South China Sea29, the Philippines has not requested any provisional measures to the Tribunal to halt China’s land reclamation activities. This might be a calculated move by the Philippines, who may think that the provisional measures proceeding will only delay the final award of the case. Indeed, without any provisional measure requests to entertain, the proceeding is moving forward and the Tribunal is set to hear arguments concerning its jurisdiction and the admissibility of the Philippines’ claims in July 2015. The Tribunal has given China until 16 June 2015 to comment on the Philippines’ Supplemental Submission, after which the Tribunal may pose further questions to the parties to be addressed in the course of the July hearing30. 24 Ministry of Foreign Affairs of the People’s Republic of China, Foreign Ministry Spokesperson Hua Chunying’s Regular Press Conference on April 9, 2015. 25 Michaela Del Callar, Chinese claim of South China Sea reclamation not causing damage unacceptable — DFA, 13 April 2015. 26 See Case concerning Land Reclamation by Singapore in and around the Straits of Johor (Malaysia v. Singapore), Provisional Measures, ITLOS, Order of 8 October 2003. 27 Guyana v. Suriname, Arbitral Court, Award, September 17, 2007, at para 407. 28 Victor Robert Lee, “South China Sea: China’s Unprecedented Spratlys Building Program”, The Diplomat, 25 April 2015. 29 Official Gazette of the Republic of the Philippines, Intervention of Secretary del Rosario during the ASEAN Foreign Ministers’ Meeting in Kuala Lumpur, 26 April 2015. 30 See the press release from the Permanent Court of Arbitration, Op. Cit., note 16. 4 China will probably stick to its position of formally not participating in the proceeding, but it will be interesting to watch if it will publish another position paper before the 16 June 2015 deadline. in ASEAN and collective commitment to ASEAN of all the 10 ASEAN Member States in enhancing regional peace, security and prosperity. 1. ASEAN’s External Relations 1.2. L’ASEAN dans l’architecture de sécurité régionale “Towards Better Understanding of the ASEAN Centrality” By Termsak Chalermpalanupap: visiting research fellow at the ASEAN Studies Centre of the Institute of Southeast Asian Studies (ISEAS) in Singapore. Before joining the ASEAN Studies Centre in July 2012, he had served at the ASEAN Secretariat for nearly 20 years. His last post before retiring from the ASEAN Secretariat was Director of the Political-Security Directorate in the APSC Department. His e-mail address: [email protected]. Abstract: ASEAN Centrality (AC) has four basic components, of which the most visible one is in the ASEAN leadership and management of its growing external engagements. But in fact the more important part of AC is inside ASEAN; it is the ongoing community-building to increase more weights to ASEAN. Both ASEAN’s external engagements and community-building efforts are supported by the third component of AC, which is the institutional framework of ASEAN based on the ASEAN Charter. And the most important part of AC, albeit least visible one, is the shared responsibility in ASEAN and collective commitment to ASEAN of all the 10 ASEAN Member States in maintaining regional peace, security and prosperity. The 48-year-old Association remains largely a top-down inter-governmental regional grouping. Its success in building the ASEAN Community beyond 2015 and in enhancing AC depends on how the ASEAN Member Governments will go about involving more of their peoples in the community-building endeavour. The evolving security architecture in the Asia-Pacific has attracted a great deal of attention. Discussions on this complex issue often include scrutinizing the role of ASEAN and questioning the ASEAN Centrality (AC). Many outsiders dismiss AC as irrelevant or, worse, caricaturize it as ASEAN’s self-delusion of omnipotence. This article explains what AC is all about and suggests ideas of how to enhance its credibility. AC has four basic components, of which the most visible one is in ASEAN leadership and management of its growing external engagements. But the more important part of AC is inside ASEAN; it is the ongoing community-building to increase more weights to ASEAN. Both ASEAN’s external engagements and communitybuilding efforts are supported by the third component of AC, which is the institutional framework of ASEAN based on the ASEAN Charter. And the most important part of AC, albeit least visible one, is the shared responsibility The ASEAN Charter prescribes AC as an ASEAN principle in external relations in Article 2 Paragraph 2 (m). AC calls for active, efficient, constructive, non-discriminatory and forward-looking leadership in all the dialogue and cooperation processes which ASEAN has initiated. They include ASEAN+1 with 10 Dialogue Partners31 and the UN, the ASEAN Plus Three (China, Japan and the RoK), the ASEAN Regional Forum (ARF)32, the East Asia Summit (EAS)33, the ADMM-Plus34, and the Expanded ASEAN Maritime Forum (EAMF)35. ASEAN can rightfully claim the role of the primary driving force in leading and managing these external engagement processes. ASEAN also engages other regional groupings such as the South Asian Association for Regional Cooperation, the Pacific Islands Forum, the Shanghai Cooperation Organization, the Economic Cooperation Organization, and the Gulf Cooperation Council (GCC). In recent years, ASEAN has found good prospects in pursuing closer ties with the GCC, which consists of Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the UAE. Most of these Gulf States have oil wealth which can contribute to infrastructure investments in the ASEAN region. At the sub-regional level, ASEAN Member States that are Mekong River riparian states (Cambodia, Laos, Myanmar, Thailand and Viet Nam) have development cooperation 31- In alphabetical order: Australia, Canada, China, the EU, India, Japan, the RoK, New Zealand, Russia, and the US. Each ASEAN Member State coordinates a partnership with one of these Dialogue Partners for three years. The current triennial rotation is from the end of the 45th ASEAN Foreign Ministers Meeting (AMM) in Phnom Penh from July 2012 until the 48th AMM in Malaysia in early August 2015. For example, Singapore now coordinates the ASEAN-Canada partnership; after the 48th AMM in Malaysia in early August 2015, Singapore will move on to coordinate the ASEAN-China partnership, succeeding Thailand which will move on to coordinate ASEAN-EU partnership from 2015-2018. Pakistan is a Sectoral Dialogue Partner and its cooperation with ASEAN is coordinated by the ASEAN Secretariat. At the 47th AMM in Nay Pyi Taw last August, Norway became a new development partner of ASEAN. Papua New Guinea has been a “Special Observer” with no prospect of joining ASEAN as a full member, because the country belongs to the Pacific Islands Forum (PIF). 32- 27 Participants in the ARF are: 10 ASEAN Member States, 10 Dialogue Partners of ASEAN, Bangladesh, the DPRK, Mongolia, Pakistan, Papua New Guinea, Sri Lanka, and Timor-Leste. TimorLeste has since March 2011 applied for the ASEAN membership. Its application is under consideration in a working group set up by ASEAN Foreign Ministers’ ASEAN Coordinating Council (ACC). 33- 18 EAS participants are 10 ASEAN Member States and eight Dialogue Partners except Canada and the EU. 34- 18 participants in the ASEAN Defence Ministers Meeting Plus are 10 ASEAN Member States plus eight Dialogue Partners except Canada and the EU. However, it should be emphasized that it is simply a coincidence that the same eight Dialogue Partners are participating in both the ADMM-Plus and the EAS. Membership in the ADMM-Plus was determined in 2006-2007; whereas the decision to expand the EAS to include Russia and the US was made in 2010. 35- All the EAS participating countries are also participating in the EAMF; the Third EAMF was held in Da Nang and chaired by Viet Nam on 28 August 2014, back to back with the annual ASEAN Maritime Forum. Indonesia has volunteered to host the AMF and the Fourth EAFM in 2015. 5 with China and the ADB in the Greater Mekong Subregional (GMS) Economic Cooperation, with India in the MekongGanga Cooperation, and with Japan, the RoK, the US and other “Friends of the Lower Mekong”36. In addition, Cambodia, Laos, Thailand and Viet Nam are in the Mekong River Commission. One pertinent question here is how to make these Mekong processes complement one another to avoid wasting time and resources in overlapping efforts. The other sub-regional cooperation arrangements in the ASEAN region are: the BIMP-EAGA37, the IMT-GT38, and ACMECS39. Myanmar40 and Thailand are active in the Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation (BIMSTEC), which includes Bangladesh, Bhutan, India, Nepal, and Sri Lanka. Indonesia and the Philippines are prime movers in the West Pacific Forum, which involves Australia, New Zealand, Papua New Guinea, Solomon Islands and Timor-Leste41. ASEAN Member States have also been participating in the Asia-Europe Meeting (ASEM), the Non-Aligned Movement, the Asia Cooperation Dialogue, the WTO and the UN etc. Seven of them (excluding Cambodia, Laos and Myanmar) are participating economies in the Asia-Pacific Economic Cooperation (APEC). Indonesia is a regular participant in the G-20, and the ASEAN Chairman (in 2015, it is Malaysia), accompanied by the Secretary-General of ASEAN, has been invited to the G-20 summits. Indonesia hosted the 60th anniversary of the “Bandung Spirit” of Asian-African Conference in Jakarta and in Bandung from 19-24 April 2015. A total of 109 delegations from Asia and Africa attended. In April 2005, Indonesia also hosted the golden jubilee celebration of the “Bandung Spirit” in order to revive the South-South cooperation between Asia and Africa. But follow-up from the African side has been lacking and not much cooperation in this inter-continental process took shape over the 20052015 decade. Nevertheless Indonesia has tried to keep alive the “Bandung Spirit” because it was an initiative of the first Indonesian President, Sukarno. His daughter, Ibu Megawati Sukarnoputri (President of Indonesia from 2001 to 2004), is now leader of the government party PDI-P, which is supporting President Joko Widodo. AC requires ASEAN Member States to try to speak with one unified voice when defending ASEAN and advancing ASEAN interest in international forums. In the UN, for example, the ASEAN New York Committee, consisting of Permanent Representatives to the UN from the 10 ASEAN Member States, meets regularly to compare notes and coordinate their positions on UN issues. Malaysia is now one of the 10 non-permanent members of the UN Security Council for 2015-2016. In the WTO, the coordination is done by the ASEAN Geneva Committee 36- At the Fourth Meeting of Friends of the Lower Mekong in Nay Pyi Taw on 11 August 2014, the “Friends” of Mekong included Australia, the EU, Japan, the RoK, New Zealand, the US, the ADB, World Bank, and the Secretary-General of ASEAN. 37- Brunei Darussalam, Indonesia, Malaysia, and the Philippines— East ASEAN Growth Area. 38- Indonesia-Malaysia-Thailand – Growth Triangle. 39- Ayeyawady-Chao Phraya-Mekong Economic Cooperation Strategy. 40- Myanmar hosted the Third BIMSTEC in Nay Pyi Taw, 3-4 March 2014, when BIMSTEC Leaders agreed to set up the BIMSTEC Secretariat in Dhaka, and to appoint Mr Sumith Nakandala from Sri Lanka its first secretary-general. 41- Timor-Leste chaired the WPF in 2014; in 2015, Papua New Guinea is chairing the WPF. formed by the Ambassadors to the WTO from the ASEAN Member States. All the ASEAN 10 have joined the WTO. Laos was the last in ASEAN to join on 2nd February 2013. The Treaty of Amity and Cooperation in Southeast Asia (TAC), which was signed by Leaders of the five founding ASEAN Member States42 at the first ASEAN Summit in Bali in February 1976, now has 32 high contracting parties43. ASEAN considers the growing popularity of the TAC as international endorsement of its peace-oriented principles. Dr Marty Natalegawa, when he was foreign Minister of Indonesia, proposed internationalizing the TAC principles in a new Indo-Pacific treaty of amity and cooperation to overcome what he considered as “trust deficits” in the Asia-Pacific. 1.1. Manifestation of ASEAN Centrality in External Engagements AC in external engagements can be seen in five aspects: (a) membership of an external engagement process, (b) the “ASEAN Way”, (c) agenda setting, (d) outcome documents, and (e) ASEAN bodies for external engagements. a. Membership ASEAN Member States develop the terms of reference of a new external engagement process and determine which countries will be invited to participate. They become the gatekeepers in charge of allowing additional participants to join after the process has been launched. A country interested in joining an ASEAN-led process usually approaches the ASEAN Chair Country in a given year to convey its wish to join. The ASEAN Chair Country would then undertake some internal consultations among ASEAN Member States. If there is a clear consensus to welcome the new participant, then the positive decision will be conveyed to the applying country, as well as to other countries participating in the process. Non-ASEAN countries are not expected to object or oppose the ASEAN consensus. If there is no consensus among ASEAN Member States, then the applying country will have to wait. b. The “ASEAN Way” The “ASEAN Way” includes basic principles and practical standard operating procedure. Sovereign equality, non-interference in each other’s domestic affairs, peaceful settlement of disputes, non-discrimination, and goodwill in cooperation are basic principles in ASEAN. Contrary to what critics generally assume, non-interference is not uniquely ASEAN’s. ASEAN certainly did not invent the principle. Non-interference is as a matter of fact based on sovereign equality of all independent states under international law. It is reinforced by the principle of selfdetermination. In the 2005 World Summit Outcome Document, which more than 170 Leaders from around the world adopted at the UN World Summit in September 2005, paragraph 5 of the historic UN resolution included non-interference among the principles for the establishment 42- Indonesia, Malaysia, the Philippines, Singapore, and Thailand were the five founding members of ASEAN. Brunei Darussalam joined ASEAN in January 1984, Viet Nam in July 1995, Laos and Myanmar in July 1997, and Cambodia in April 1999. 43- 10 ASEAN Member States, 10 ASEAN’s Dialogue Partners, Bangladesh, Brazil, France, the DPRK, Mongolia, Norway, Pakistan, Papua New Guinea, Sri Lanka, Timor-Leste, Turkey, and the UK. 6 of a “just and lasting peace all over the world…”44. Non-interference has been enshrined in the TAC to which 32 States, including the US, China, Japan, India, Russia, the UK, France, the EU, and Brazil, are parties. This means all of the major powers in the world accept non-interference as a legally-binding inter-state commitment and agree not to intervene in the internal affairs of any Southeast Asian state. Non-interference is necessary in ASEAN because of the diversities in the ASEAN membership, especially in size, political system and historical context. On the political spectrum, Laos and Viet Nam are in the extreme left, each is under the rule by a communist party. At the opposite end stands Brunei Darussalam, which is a de facto absolute monarchy in which the Sultan is both the head of state and the head of government. In between them are a variety of political systems: one-party dominance in Singapore and Cambodia; colourful but noisy presidential republic in Indonesia and the Philippines; and occasional military rule in Myanmar in the past and in Thailand now. Evidently ASEAN Member States have more political dissimilarities than commonalities. Hence ASEAN sets no political criteria for membership, unlike in the EU where a prospective member must prove first of all to be a functioning liberal democracy with good record of human rights protection. Non-interference has assured smaller ASEAN Member States of the respect for their sovereignty from their bigger neighbours. This is crucial for the national survival and stability of Brunei Darussalam, whose population is only about 400,000; the sultanate is sandwiched between Indonesia (252 million in population) and Malaysia (30 million). In early January 1984 immediately after gaining independence from the British, Brunei Darussalam joined ASEAN because of the assurance of respect for sovereign equality and non-interference from the five founding ASEAN Member States (Indonesia, Malaysia, the Philippines, Singapore, and Thailand). Similarly, Singapore (5.5 million) has greatly benefited from non-interference in ASEAN. Singapore left the Federation of Malaysia in a traumatic break-up in August 1965. While in the Federation, Singapore joined Malaysia in border clashes with Indonesia in the confrontation of the early 1960s. Without non-interference in ASEAN, Singapore would have been in a very precarious position after independence. The ASEAN assurance gave Singapore time and breathing space to normalize relations with Malaysia and Indonesia, and to focus on nation-building as well as to cope with domestic security threats. Although non-interference is sacrosanct in ASEAN, it is neither absolute nor unconditional. Its application cannot go against the collective responsibility of all Member States in maintaining peace, security and prosperity in the ASEAN region. No ASEAN Member State can claim non-interference and do whatever it likes at home in total disregard of ASEAN common interest. Should such a situation arise, ASEAN calls for “enhanced consultation” so that Member States can exchange views about their concerns in the domestic situation of a Member State in question. This was how ASEAN Member States interacted with Myanmar when the country was struggling with a 44- See the NO5/487/60. document: www.un.org/doc/UNDOC/GEN/ slow pace of democratization prior to the end of military dictatorship in 2010. Non-interference is also constrained by international commitments from the UN membership, or from international agreements to which a state has joined (such as the Treaty on Non-Proliferation of Nuclear Weapons), and ASEAN commitments. In Southeast Asia, all the 10 countries that are now in ASEAN are parties to the 1995 Treaty on the Southeast Asia Nuclear Weapons-Free Zone (SEANWFZ). They must fulfill all the basic undertakings under the Treaty. None of them can claim non-interference and secretly try to develop nuclear weapons. If and when doubt about compliance arises, the control system under the Treaty can be activated to verify, including sending a fact-finding mission and seeking necessary remedial measures. In the ASEAN Economic Community (AEC) there are clear-cut time frame for implementation of trade and economic liberalization measures. No ASEAN Member States can claim noninterference and then ignore their commitments or fail to meet implementation deadline in the AEC blueprint and economic cooperation agreements. Complementing the principles of ASEAN in the “ASEAN Way” are standard operating procedure which includes chairing of important meetings by the ASEAN Chair Country; respect and support for the ASEAN Chairman; decision-making by consultation and consensus; low level of institutionalization to minimize expenditure; and the use of English as the only working language. Such ASEAN standard operating procedure has also been adapted and adopted in APEC and in ASEM (although some EU members may question the use of English as the only working language). c. Agenda setting In hosting and chairing ASEAN Summits and Ministerial meetings45, the ASEAN Chair Country would usually take the lead in setting the summit theme46 and the agenda. Occasionally, ASEAN Leaders and some Ministers go out to meet their counterparts in some special meetings outside of the ASEAN region47. Part of the standard operating procedure involves blending into the agenda key issues of common interest in ASEAN, such as promoting ASEAN connectivity, narrowing the development gaps, promoting the ASEAN Communication 45- Key ASEAN Ministerial meetings which will be chaired by the ASEAN Chair Country are: the AMM, the ARF, the ASEAN Economic Ministers Meeting (AEM), the ASEAN Finance Ministers Meeting, the ADMM and the ADMM-Plus, all the meetings of the three community councils, the ASEAN Coordinating Council (ACC). The CPR and the AICHR are also chaired by the ASEAN Chair Country. 46- Malaysia’s theme for the 26th ASEAN Summit was “Our People, Our Community, Our Vision”. 47- Occasionally, ASEAN Leaders go out of the ASEAN region to meet their counterpart from an important Dialogue Partner country for a special meeting. For example, ASEAN Leaders went to meet RoK President Park Geun-hye in Busan from 11-12 December 2014 for the Second ASEAN-Korea Commemorative Summit to celebrate the 25th anniversary of ASEAN-Korea partnership. ASEAN Defence Ministers met with US Secretary of Defence Chuck Hagel in Hawaii on 1 April 2014 for a special informal meeting. They have a plan to go to Beijing in December 2015 to meet with Chinese Defence Minister. After the Beijing trip, ASEAN Defence Ministers have agreed not to meet any Dialogue Partner anywhere outside of the ASEAN region again. 7 Master Plan, and strengthening regional peace, security and prosperity. These are issues that are conducive to friendly discussion and international cooperation. ASEAN and its Member States would resist any attempt of any non-ASEAN country to bring up divisive controversial issues which should better be discussed elsewhere by the parties directly concerned. The key is to be constructive, positive and forward-looking. However, sometimes some “hot issues” like disputes in the South China Sea, or the nuclear deadlock on the Korean Peninsula do surface in ASEAN-led meetings. In that case, the ASEAN Chair Country will have to work extra hard in damagecontrol. d. Outcome documents Controlling outcome documents constitute yet another important aspect of AC. ASEAN and its Member States would try to present a positive tone of dialogue and record only points of agreement in outcome documents. Usually an outcome document is drafted first by the ASEAN side and circulated to external parties concerned for their comments and suggestions. However the ASEAN Chair Country would have the final say, especially when the documents are chairman’s statements of meetings. e. ASEAN bodies for external engagements In Jakarta, the Committee of Permanent Representatives to ASEAN (CPR), consisting of the 10 Permanent Representatives (PRs) of the 10 ASEAN Member Governments, is ASEAN’s frontline in engaging ASEAN external partners on a day-to-day basis. The PRs also interact with a growing number of Ambassadors to ASEAN. At last count, 81 countries, the Holy See and the EU have accredited their Ambassadors to ASEAN. The US, Japan, China, the RoK, Australia, New Zealand, and India have set up their Permanent Missions to ASEAN in Jakarta headed by their respective resident Ambassadors to ASEAN. The EU is expected to follow suit within 2015. The growing number of Ambassadors to ASEAN and Permanent Missions to ASEAN are welcome as political support of the international community for ASEAN and AC. At last count (April 2015), 47 ASEAN Committees in Third Countries (ACTC) have been formed. They are in all the capitals of the 9 Dialogue Partners of ASEAN, and in Brussels. In addition, in Europe, there are ASEAN Committees in Athens, Berlin, Bucharest, Copenhagen, Helsinki, Lisbon, London, Madrid, Oslo, Paris, Prague, Rome, UNESCO (Paris), Vienna, and Warsaw. Ambassadors of ASEAN Member States would act collectively through their ACTC in advancing ASEAN agenda and strengthening ties with their host government. In defence cooperation, the ASEAN Defence Ministers Meeting (ADMM) has attracted a great deal of international attention when it launched in Ha Noi in October 2010 the ADMM-Plus process to engage Defence Ministers from eight Dialogue Partners. The ADMM-Plus has increased its meeting frequency to once every two years, instead of three. The third ADMM-Plus will be hosted by Malaysia in Kuala Lumpur, 18-19 November 2015, in the same week when Malaysia will host the 27th ASEAN Summit. Cooperation in the ADMM-Plus has expanded to include six joint experts working groups (EWG) on maritime security, counter-terrorism, humanitarian assistance and disaster relief, peace-keeping operations, military medicine, and the newest one on humanitarian mine action48. In external economic engagements, the ASEAN Senior Economic Officials Meeting (ASEAN SEOM) is the driving force in the ongoing ambitious negotiation on the Regional Comprehensive Economic Partnership (RCEP). The goal is to create new synergies among the 10 ASEAN economies with their free-trade-area counterparts from China, Japan, the RoK, India, and Australia and New Zealand. RCEP is considered as ASEAN’s solution to end the unhealthy rivalry between China and Japan: China preferred pursuing the ASEAN Plus Three FTA, whereas Japan advocated an East Asia Economic Community under the EAS framework. If successfully created, RCEP can rival the emerging Trans-Pacific Partnership (TPP) led by the US and Japan. Four from the ASEAN side are also taking part in the TPP negotiation: Brunei Darussalam, Malaysia, Singapore and Viet Nam. How the TPP and RCEP will complement each other is an intriguing question. Conventional wisdom says they will eventually go into forming the Free Trade Area of the Asia-Pacific, which China proposed in the Beijing APEC Economic Leaders Meeting last October. In finance, ASEAN Member States, China, Japan and the RoK have created a pool of US$ 240 billion for currency swap under the Chiang Mai Initiative Multilateralization (CMIM)49. But the ASEAN Secretariat was deemed incapable of managing the highly complicated CMIM. Thus the ASEAN Plus Three Macroeconomic Research Office (AMRO) has been established in Singapore to do the job. So far this regional financial safety net has not yet been tested in a real financial crisis. But at least it is seen as a psychological deterrence against speculative attack50 on the national currency of any country in the CMIM. 1.2. Successful ASEAN’s External Engagements ASEAN and its Member States have been quite successful in attracting attention of the international community and support from their external partners. Canada and the EU want to join the ADMM-Plus, and the EAS. The EU is exploring with ASEAN the possibility of resuming negotiations of an ASEAN-EU Free Trade Agreement in the near future. In 2014, ASEAN-EU trade amounted to US$ 248.2 billion, making the EU the third largest trading partner of ASEAN after ASEAN and China. In FDI, however, the EU constituted the top investor in the ASEAN region in 2014 with US$ 29.1 billion, or about 21.3% of the FDI inflows into ASEAN51. 48- Each EWG is co-chaired by one ASEAN country and one non-ASEAN country: Brunei Darussalam and New Zealand are co-chairing the EWG on Maritime Security; Singapore and Australia are co-chairing the EWG on Counter-Terrorism; Laos and Japan are co-chairing the EWG on Humanitarian Assistance and Disaster Relief; Cambodia and the RoK are co-chairing the EWG on Peace-Keeping Operations; Thailand and Russia are co-chairing the EWG on Military Medicine; and Viet Nam and India are co-chairing the EWG on Humanitarian Mine Action. 49- The US$ 240 billion came from the following contributions: China and Hong Kong, US$ 76.8 billion (Hong Kong’s contribution is US$ 8.4 billion); Japan, US$ 76.8 billion; the RoK, US$ 38.4 billion; and ASEAN, 10 US$ 48 billion. See details at www.amro-asia.org. 50- In the 1997 “tom yum goong” financial crisis, the Thai baht, Indonesian Rupiah, Malaysian Ringgit, and South Korean Won were attacked by speculators and each of them lost significantly in exchange value. 51- See the joint media statement of the Thirteenth AEM-EU Trade Commissioner Consultations, 26 April 2015, Kuala Lumpur, at the ASEAN Secretariat’s website: www.asean.org.news/asean-statement-communiques/item/ thirteenth-aem-eu-trade-commissioner-consultations-26-april-2015-kualalumpur-malaysia (accessed on 27 April 2015). 8 Others want to join the ARF. The UN wants to undertake more cooperation activities with ASEAN. Norway became a new Development Partner of ASEAN in 2014 and contributed US$ 7 million to the Norway-ASEAN Regional Initiatives Fund. See details of ASEAN-Norway cooperation in the Joint Statement on ASEAN-Norway Partnership adopted at the 47th AMM in Nay Pyi Taw on 8 August 2014. Other donors, such as Germany, Switzerland, and France seem to want some new formal ties with ASEAN. And Timor-Leste has applied for the ASEAN membership. Ex-Secretary-General of ASEAN Dr Surin Pitsuwan describes the success as the “ASEAN’s convening power”. When ASEAN initiates a new engagement process or cooperation activity, several external partners come and support ASEAN, because, according to Dr Surin, they know and appreciate the fact that “ASEAN is welcoming all, and threatening none.” 1.3. Complacency and Challenges ASEAN and its Member States cannot be complacent. Publicly many foreign leaders and Ministers would routinely praise ASEAN and voice support for AC. But privately, some of them and their senior officials might still harbour some doubts about the viability of AC and the unity of ASEAN Member States in the wake of intensifying power rivalries in and near Southeast Asia. Sharp differences about disputes in the South China Sea among ASEAN Foreign Ministers during the 45th AMM in Phnom Penh in July 2012 resulted in the unprecedented cancellation of the issuance of the customary joint communique of the AMM. However, subsequently on 20 July 2012, ASEAN Foreign Ministers managed to come up with their joint ASEAN Six-Point Principles on the South China Sea52 to reaffirm their common stand on the South China Sea, and to try to dispel the widespread public misgiving over the apparent breakdown of ASEAN unity and AC. Beyond the ASEAN region, AC would often encounter doubt and disdain. Mr Kevin Rudd, when he was Prime Minister of Australia, dismissed AC when he tried to push for his short-lived initiative to establish a comprehensive AsiaPacific Community. His grand idea didn’t gain international traction because Australia lacked the “convening power” that ASEAN has. Australia lacks the image of constructive neutrality that ASEAN has. ASEAN and its Member States must be vigilant in strengthening and improving AC with innovative leadership and thoughtful external engagements. At a minimum, AC within the ASEAN region must be tenaciously defended and advanced for international recognition and support. External powers must be persuaded to believe that AC will make Southeast Asia peaceful, stable and prosperous. And it helps to record international support for AC in some public documents, like in the Declaration of the East Asia Summit on the Principles for Mutually Beneficial Relations, done at the Sixth East Asia Summit, in Bali on 19 November 2011. On the other hand, when ASEAN and its Member States expand the scope of their external engagements, they must also pay due attention to legitimate strategic interests of all their external partners. The ASEAN region 52- See the text of the document: www.asc.iseas.edu.sg/links/ item/219-statement-of-asean-foreign-ministers-on-asean’ssix-point-principles (accessed on 30 April 2015). happens to be one of the few areas in the world where all major powers (the US, China, India, Japan, Russia, Australia, the UK, and even the EU) claim to have some strategic interests which they want to advance. This being the case, ASEAN and its Member States must accept the fact that ASEAN is just one of the many players in this multi-polar international community. Outside of Southeast Asia, ASEAN must continue to work harder to earn international support for AC with careful action and consistent adherence to peace-oriented principles. In this connection, ASEAN Leaders have already agreed to create by the year 2022 an ASEAN common platform for ASEAN and its Member States to coordinate and formulate their common policy stands on major global issues. The commitment came in the Declaration on the ASEAN Community in a Global Community of Nations (Bali Concord III)53 at the 19th ASEAN Summit in Bali in November 2011. A Plan of Action for 2013-201754 to implement the Bali Concord III was adopted at the 21st ASEAN Summit in Phnom Penh on 18 November 2012. The Plan of Action contains mostly existing action lines from the three community-building Blueprints. There is nothing new about institution-building in preparation for the creation of the ASEAN common platform. This begs the question how the ASEAN common platform will emerge in the year 2022. Another question is how to ensure efficient and credible use of the ASEAN common platform by all ASEAN Member States. As things stand now, ASEAN Member States may share some common policy on a few key global issues such as nonproliferation of nuclear weapons and all other weapons of mass destruction; denuclearization of the Korean Peninsula; counter-terrorism and anti-extremism; combatting corruption; non-use of force and peaceful settlement of international disputes; and peaceful resolution of disputes in the South China Sea in accordance with universally-recognized principles of international law, including UNCLOS. But on many other global issues, ASEAN Member States have yet to form their common stand. These include the global climate change; the Arab-Israeli issues55; and prohibition and destruction of anti-personnel mines56. 2. Community-Building Active and efficient ASEAN leadership can win international recognition for ASEAN as the primary driving force in Southeast Asia. But it should be clear to all in ASEAN 53- See text of the Bali Concord III at the ASEAN Secretariat’s website: www.asean.org/archive/documents/19th%20summit/ Bali%20Concord%20III.pdf (accessed on 27 April 2015). 54- See the text of the Plan of Action: www.kemlu.go.id/ptriasean/Magazines/Bali%20Plan%20of%20Action%20Three.pdf (accessed on 29 April 2015). 55- Brunei Darussalam, Indonesia, and Malaysia (the three Muslims-dominated countries in ASEAN) tend to be more sympathetic towards Arabs; whereas the Philippines, Singapore and Thailand often side with Israel. 56- Laos, Myanmar, Singapore, and Viet Nam have not joined the Convention on the Prohibition of the Use, Stockpiling, Production and Transfer of Anti-Personnel Mines and on Their Destruction. 9 that such external recognition could come and go with time. ASEAN and its Member States have little or no control, especially when they have to deal with external powers, who have their own interests to tend to. To make international recognition for AC long-lasting, ASEAN must increase its own weights through meaningful community-building beyond 2015. This is the crucial internal dimension of AC. It is a basic law of physic: the object with greater mass has more gravitational pull. As a combined one ASEAN market and regional production base of over 624 million people (in 2014, see details in Table 1 below), the ASEAN Community was the world fourth most populous market after China, India, and the African Union. In 2012 it was the world’s fourth largest trader, with US$ 2.54 trillion in foreign trade, after the US (US$ 3.75 trillion), China (US$ 3.64 trillion), and Germany (US$ 2.73 trillion). A more integrated ASEAN market through increased infrastructure connectivity and harmonization of rules, regulations and laws of ASEAN Member States will enhance the ASEAN economic competitiveness and attractiveness for foreign direct investment. Harmony and unity will increase political and diplomatic weights of ASEAN, and enable ASEAN to speak with one authoritative voice, especially on Southeast Asian affairs. Table 1: Basic Indicators of ASEAN To be on the safer side, at national level, some individual ASEAN Member States have their own “security insurance” in cooperation with external powers. The Philippines and Thailand are non-NATO allies of the US. They used to be members of the now-defunct SEATO57. Malaysia and Singapore are in the Five Power Defence Arrangements58. Brunei Darussalam has some security cooperation with the UK, which includes the stationing of a battalion of British soldiers in the sultanate since independence from the British in January 1984. Cambodia relies heavily on Chinese security support because of its border disputes with Thailand and Viet Nam59. Likewise, the military dictatorship in Myanmar used to rely on arms supply from China. But now the democratic government of Myanmar is diversifying its security cooperation with other external powers, notably India and the US. Viet Nam, meanwhile, is relying on security support from Russia, including the purchase of six Kilo-class Russian submarines, four of which have already been delivered to the Vietnamese Navy. In community-building, AC calls for giving due importance to ASEAN, with goodwill in exercising equal rights of the ASEAN membership, and best national efforts in fulfilling all obligations in ASEAN. In the ASEAN Charter, Article 5 Paragraph 2 stipulates that “Member States shall take all necessary measures, including the enactment of appropriate domestic legislation, to effectively implement the provisions of this Charter and to comply with all obligations of membership.” All ASEAN Member States are obliged to ratify without delays and implement all ASEAN agreements signed by their Leaders and Ministers. This is easier said than done. In the ASEAN Political-Security Community, there are three ASEAN legal instruments that are still awaiting full ratification: the 2006 ASEAN Framework Agreement on Visa Exemption, which, according to the ASEAN Secretariat, still requires the ratification of Malaysia, the Philippines, and Singapore; the 2009 Agreement on the Privileges and Immunities of the Association of Southeast Asian Nations60; and the 2010 Protocol to Amend the ASEAN Charter on Dispute Settlement Mechanisms61 . One of the crucial strategic challenges facing ASEAN is how to continue to play its constructive role in maintaining regional peace and harmony in Southeast Asia in the wake of rising China and US rebalancing to Asia. Obviously China and the US are competing for influence in Asia-Pacific and for ASEAN attention. As a group, the 10 ASEAN Member States need not and should not take sides, although individually some of them may be pro-US and others pro-China. Their most pragmatic common stand as a group of 10 is to be pro-ASEAN. Therefore, ASEAN Member States should continue to enhance AC and build a successful ASEAN Community. A strong, unified, and prosperous ASEAN Community can cope with the dynamics of great power rivalries. It can also help shield its individual Member States from excessive external pressure, making it unnecessary for any of them to take sides and antagonize any external powers. 57- Southeast Asia Treaty Organization was set up in 1954 with its headquarters in Bangkok as part of the US-led containment against China. Australia, France, New Zealand, Pakistan, the Philippines, Thailand, the UK, and the US were members of SEATO. But after the Sino-US normalization of diplomatic ties in the early 1970s, SEATO was quietly disbanded in 1977. 58- The UK set up the Five Power Defence Arrangements (FPDA) in 1971 to enhance its security support for Malaysia and Singapore following the British withdrawal from east of Suez. The FPDA also involves Australia and New Zealand. 59- Cambodia was invaded and occupied by Vietnamese forces from December 1978 until the Paris Peace Accords of 1991. 60- The 2009 Agreement includes provisions for operationalization of the “legal personality of ASEAN” under Article 3 of the ASEAN Charter. At last count (9 April 2015), only four Member States have ratified this Agreement: Singapore, the Philippines, Viet Nam, and Cambodia. For ratification status of ASEAN agreements: www. agreement.asean.org/search/by_pillar/1/3.html. 61- Also at last count (9 April 2015), only three Member States have ratified the 2010 Protocol: Viet Nam, Indonesia, and Cambodia. 10 In addition, ASEAN Member States are expected to adjust their national policy to keep it in line with what they are doing in ASEAN. This, too, is not always easy, especially when national interest must take precedence over ASEAN common interest. Government officials would normally advance national interest first. They see no real benefit in defending ASEAN common interest. They seldom face any punishment for failing to implement ASEAN agreements or doing ASEAN works. Neither will they be rewarded for spending extra time doing ASEAN works or attending ASEAN meetings. Nevertheless, nowadays, national sovereignty is no longer absolute, especially when a country interacts with others in the international community, in the UN, and in ASEAN. Every ASEAN government must fulfil all obligations arising from the ASEAN Charter and ASEAN agreements. ASEAN Member States need to develop a good balance between national interests and ASEAN common interests. In the long-run, these interests should complement one another. After all, ASEAN common interests are determined by ASEAN Member States themselves through consultations and consensus. Therefore, in community-building, AC requires all ASEAN Member States to give due recognition to ASEAN commitments and to ratify as well as to implement ASEAN agreements with genuine political goodwill. The problem is always the lack of incentive in ASEAN for officials to do ASEAN works. If ASEAN Member States do not give importance to their own commitments to ASEAN, no one else will. Claims about AC will not be taken seriously by the international community. 3. Institutional Support To sustain and enhance its role as the premier regional player in Southeast Asia, and as an emerging global player, ASEAN requires efficient and coherent institutional support and more resources. This is the institutional part of AC. At the 25th ASEAN Summit in Nay Pyi Taw last November, ASEAN Leaders agreed to implement recommendations from the High Level Task Force on Strengthening the ASEAN Secretariat and Reviewing the ASEAN Organs. This was good news for ASEAN. The money required in implementing some of these recommendations will come from the un-utilized budget allocation for 2014. In recent years, the ASEAN Secretariat could not spend all of its annual budget allocation, chiefly because of the many staff vacancies. As a rule, the un-utilized budget allocation had to be returned to Member Governments. This in turn became an excuse for some Member Governments not to allocate more budgets for the ASEAN Secretariat in the following year. In 2015, the budget allocated for the annual operations of the ASEAN Secretariat in Jakarta is only about US$ 19 million. The 10 Member Governments, rich or poor, big or small, each contributes one equal share of US$ 1.9 million to fund the ASEAN Secretariat. The equal contribution has been written down as a principle in Article 30 Paragraph 2 of the ASEAN Charter, much to the chagrin of some newer and poorer members who wanted but failed to change the equal contribution when the ASEAN Charter was being drafted. The over-riding principle is that sovereign equality in ASEAN entails equality of financial responsibility. The annual operating budget is only enough to pay the ASEAN Secretariat’s staff to attend and service the growing number of ASEAN meetings. It has little for project cooperation activities. Most of the projects in ASEAN are usually funded by ASEAN’s Dialogue Partners, notably Japan, Australia, and the EU. Occasionally, some strategic projects are funded by the ASEAN Development Fund62. In 2015, for example, the Fund will pay for two confidential studies on political-security implications from the possible accession of TimorLeste to the ASEAN membership, and on socio-cultural implications of the same63. Unlike in the EU, ASEAN has no continuing flows of revenues for its Secretariat. Whenever ASEAN starts some initiatives that require resource mobilization, ASEAN and its Member States would often run into differences on: who to contribute and how much. Equal contribution sometimes gives way to the second best option of voluntary contribution, like in the case of raising the seed capital for the ASEAN Foundation, the ASEAN Infrastructure Fund (US$ 485.3 million has been raised), the AHA Centre (ASEAN Coordinating Centre for Humanitarian Assistance and disaster management) in Jakarta, and the ASEAN Institute for Peace and Reconciliation (AIPR), also in Jakarta. Lack of a firm commitment to fund the AIPR on a regular basis has put in serious doubt the future of this two-year old new ASEAN entity. Notwithstanding the rhetoric of post-2015 communitybuilding in ASEAN, the mood in some ASEAN Member States seem rather downbeat. Laos, the incoming ASEAN Chair Country in 2016, seems determined to cut down its expenditure by reducing to only once a year the hosting of the ASEAN Summit. Now officials are trying to figure out how to go about doing it when the ASEAN Charter stipulates in Article 7 Paragraph 3 that ASEAN Summit shall be “held twice annually, and be hosted by the Member State holding the ASEAN Chairmanship; (…)” One possible solution is to convene in Laos the 28th and 29th ASEAN Summits back to back in the last quarter of 2016. Since the ASEAN Charter entered into force in December 2008, each ASEAN Chair Country would host two ASEAN Summits in one year: The first is usually held in the second quarter and is focused on internal ASEAN community-building affairs. It includes summit sessions with representatives of the ASEAN Inter-Parliamentary Assembly (AIPA), ASEAN Business Advisory Council (ABAC), ASEAN youths, and ASEAN civil society. The second one is usually held in the last quarter and it involves meetings with key external partners in ASEAN+1 summit sessions with China, Japan, the RoK, India, and the US; and sometimes the UN Secretary-General; ASEAN Plus Three (with China, Japan, and the RoK), and the East Asia Summit. 62- Each Member State has contributed US$ 1 million to the ASEAN Development Fund. Only 80% of its annual interest/ revenues can be used for project activities. 63- The political-security implications study was undertaken jointly by ISEAS and RSIS; the socio-cultural implications study will be done by ISIS-Malaysia. 11 Cutting the number of ASEAN Summit to once a year may help save the host a lot of money. But at the same time it may also threaten to weaken AC. For it may create a new opportunity for some non-ASEAN countries to propose, for example, convening the East Asia Summit outside of the ASEAN region. Therefore, a more sensible solution is to cut the hospitality services and facilities provided by the host to all delegations. Let each delegation pay its own expenditure especially hotel accommodation. In the longer-run, perhaps all future ASEAN Summits and Ministerial meetings can be held at the ASEAN Secretariat in Jakarta, just like most of the EU major meetings are held in Brussels. And every delegation shall pay of all its expenses. No freeloading on the host. This will remove from the smaller or poorer ASEAN Member States the heavy burden of hosting ASEAN Summits and Ministerial meetings when they hold the ASEAN Chairmanship. At the same time, it will also save the ASEAN Secretariat a lot of money from otherwise paying its large delegation of staff to attend the ASEAN Summits and meetings outside of Jakarta. Another possible solution is for ASEAN to acquire some revenues, so that ASEAN can help subsidize the hosting of ASEAN Summits and major ASEAN Ministerial meetings. One old idea is to impose a surcharge of US$ 1 per international air ticket issued within the ASEAN Community. If this can be done, at least US$ 20 million can be easily raised each year from the growing international air traffic in the ASEAN region. But so far, many airlines in Southeast Asia are reluctant to accept the new responsibility of collecting the proposed US$ 1 surcharge. This is a disappointment, considering the fact that all of the airlines routinely impose fuel and airport security surcharges. With more resources, ASEAN can strengthen its key bodies which are handling ASEAN cooperation on a full time basis: the CPR, the ASEAN Secretariat, the 10 ASEAN National Secretariats, and the ASEAN Foundation. It is imperative that the CPR, the ASEAN Secretariat, and the 10 ASEAN National Secretariats have enough staff and resources to handle the growing workload and to maintain close contacts to share information in a timely manner. How to mobilize more resources remains a tough question in ASEAN’s quest to strengthen its institutions, particularly the ASEAN Secretariat. Without strong and efficient institutional support, AC will be weakened in practice and structure. 4. Commitment to ASEAN ASEAN Leaders have already looked beyond 2015 and agreed that central elements of the post-2015 ASEAN Community shall include “realizing a politically cohesive, economically integrated, socially responsible and a truly people-oriented, people-centred and rules-based ASEAN”64. The phrase “people-oriented, people-centred” indicates some subtle but fundamental difference within 64- See the Bandar Seri Begawan Declaration on the ASEAN Community’s Post-2015 Vision, issued at the 23rd ASEAN Summit, held in Bandar Seri Begawan on 9 October 2013. the ASEAN membership. At least one Member State is reportedly not yet ready to see the ASEAN Community become a full-fledged “people-centred” organization, in which ASEAN people will have more say in communitybuilding and future direction of the ASEAN Community. Nevertheless, based on the central elements endorsed at the 25th ASEAN Summit, senior officials from the three community pillars will be formulating the new ASEAN Roadmap for 2016-2025. The new Roadmap, together with a new set of three community blueprints (one each for the ASEAN Political-Security Community, the ASEAN Economic Community, and the ASEAN Socio-Cultural Community) will be submitted to Leaders at their 27th ASEAN Summit in Malaysia in the last quarter of 2015. An ad hoc High Level Task Force, led by Ambassador Hsu King Bee of Malaysia, has been established to coordinate the formulation of the three new Blueprints for the 20162025 Roadmap. The High Level Task Force is directly in charge of drafting a new Blueprint for the ASEAN Political-Security Community, because most of them are (or used to be) senior officials65 from Ministry of Foreign Affairs. At the 26th ASEAN Summit, ASEAN Leaders also agreed “to further intensify our work to realize an ASEAN Community that is politically cohesive, economically integrated and socially responsible in order to take advantage of current and future opportunities, and effectively respond to regional and international challenges…” In addition, in their Langkawi Declaration on the Global Movement of Moderates66, issued on 27 April 2015 after the summit retreat on Langkawi Island of Malaysia, ASEAN Leaders reiterated their pledge to, among other things, “strengthen ASEAN unit and solidarity and its central role in maintaining and promoting peace, stability and prosperity in the region; (…)”. Unfortunately, ASEAN Leaders don’t seem to have given much thought to resource mobilization. They still hope to see more ASEAN works done in fewer ASEAN Summits and meetings with little or no increase in ASEAN’s own resources. What ASEAN needs is some systematic resource mobilization to support community-building in post-2015 ASEAN Community. ASEAN will be as strong as its Member Governments want it to be. If they truly believe in sharing their common destiny in ASEAN, then they must be serious about community-building, shared commitment and collective responsibility to ASEAN. In this regard, it is imperative that they promptly ratify and implement all the ASEAN agreements their Leaders and Ministers have signed. They must also comply in good faith with the ASEAN Charter. ASEAN Leaders seemed to know vaguely about the ratification delays. They urged in the Chairman’s Statement of the 26th ASEAN Summit “ASEAN Member 65- For example representatives from Cambodia, Singapore, and Thailand are: Ambassador Kan Prarith (the ex-Cambodian PR to ASEAN), Ambassador Ong Keng Yong (Secretary-General of ASEAN 2003-2007, and ex-Singapore’s Ambassador to Malaysia), and Ambassador Sihasak Phuangketkeow (now Ambassador of Thailand to Japan). 66- See the full text at the ASEAN Secretariat’s homepage: www.asean.org. 12 States to ratify all outstanding legal instruments under the ASEAN Charter in a timely manner67.” 4.1. The ASEAN Peoples In their Kuala Lumpur Declaration on a People-Oriented, People-Centre ASEAN68, ASEAN Leaders agreed to continue establishing a people-oriented, people-centred and rules-based ASEAN Community where all people, stakeholders and sectors of society can contribute to and enjoy the benefits from a more integrated and connected Community encompassing enhanced cooperation in the political-security, economic, and socio-cultural pillars for sustainable, equitable and inclusive development. Notwithstanding the pledge to bring ASEAN benefits to ASEAN peoples, one serious missing link in ASEAN’s community-building is the lack of involvement of ASEAN peoples. ASEAN remains very much a top-down inter-governmental Association. Few in the ASEAN Community know what is going on in ASEAN. Fewer still understand why ASEAN Member Governments are trying to build the ASEAN Community. Since December 1997, the ASEAN Foundation has been established to promote public awareness of ASEAN69. But it has had little success owing to chronic lack of resources. After initial contributions (voluntary)70, ASEAN Member States have not agreed to any regular top-up contribution to strengthen the ASEAN Foundation. One major recent initiative to promote public awareness of ASEAN came in the ASEAN Communication Master Plan71, unveiled at the 25th ASEAN Summit in Myanmar’s Nay Pyi Taw in November 2014. The central message in this new ASEAN Communication Master Plan is : “ASEAN: A Community of Opportunities”. The document was developed with funding support from the Japan-ASEAN Integration Fund. But it is silent on how implementation will be funded. “The peoples of ASEAN need to understand what it means to be part of an integrated region where 67- See the full text of the Chairman’s Statement of the 26th ASEAN Summit, issued in Kuala Lumpur on 27 April 2015, at the website of the ASEAN Secretariat: www.asean.org. 68- Issued on 27 April 2015 after the 26th ASEAN Summit. See the text: www.asean.org. 69- See the homepage of the ASEAN Foundation: www.aseanfoundation.org. 70- ASEAN Leaders agreed at the Second ASEAN Informal Summit in Kuala Lumpur in December 1997 on the following: Brunei Darussalam and Indonesia each contributed US$ 1 million; Laos, Myanmar, the Philippines, and Singapore each contributed US$ 500,000; Thailand and Viet Nam each contributed US$ 100,000; Malaysia contributed 1.5 million Ringgit, about US$ 333,000. After joining ASEAN in April 1999, Cambodia contributed US$ 75,000 to the ASEAN Foundation. In 1999 Japan contributed US$ 20 million to the ASEAN Foundation. This was the largest amount of contribution given to the ASEAN Foundation so far. 71- See the text of the ASEAN Communication Master Plan at the homepage of the ASEAN Secretariat: www.asean.org. there are shared, equitable opportunities for personal, business, and community growth,” said Mr Le Luong Minh, Secretary-General of ASEAN in launching the ASEAN Communication Master Plan at a ceremony in Nay Pyi Taw on 11 November 201472. The Master Plan, he added, will guide ASEAN Member States in conveying to their peoples through traditional media and modern electronic social media the central message that the developing ASEAN Community represents opportunities to all ASEAN peoples. However, one important missing component of the Master Plan is, again, resource mobilization. The Master Plan is mute on this crucial issue. And it is assumed that each ASEAN Member State shall find its own resources to implement the Master Plan. This is indeed a tall order for some ASEAN governments. Another new development that could help promote public awareness of ASEAN was the formation in March 2015 of the Network of ASEAN Studies (NAS). NAS has brought together more than 30 universities and think-tanks with a common interest in teaching and researching on ASEAN issues. Thammasat University’s Centre for ASEAN Studies73 is now serving as the secretariat of NAS. Singapore’s RSIS’ Centre for Multilateralism Studies and ISEAS’ ASEAN Studies Centre will team up to organize the second NAS annual conference in Singapore in 2016. At the 26th ASEAN Summit, Malaysia launched what it claimed to be the world’s first ASEAN-focused TV travel channel called “GOASEAN”. The TV channel will provide 24/7 all year round TV, mobile and digital broadcasting platforms for all ASEAN Member States to promote their respective tourism destinations74. Tourism promotion is one area in which ASEAN has excelled. In 2013, ASEAN saw as many as 98 million tourist arrivals, of which 43.2 million were ASEAN peoples going for intra-ASEAN visits. In 2013, the total tourist arrivals in France was 84.7 million; in the US, 69.8 million; in Spain, 60.7 million; and in China, 55.7 million75. In other words, the ASEAN region was actually the world’s top tourist destination in 2013. The vibrant intra-ASEAN tourism is partly due to the growing connectivity and the visa exemption bilateral arrangements of ASEAN Member States. So far, the visa exemption has been extended to all nationals of the first seven Member States. Only Laos, Myanmar, and Cambodia are still lagging behind in visa exemption with other ASEAN Member States. Myanmar is a difficult case because it has a very large number of people wanting to leave the country for jobs overseas. In Myanmar there are also Rohinyas who would 72- See news of the launch: www.asean.org/news/asean-secretariat-news/item/asean-launches-communication-master-plan (accessed on 28 April 2015). 73Facebook: www.facebook.com/CenterForAseanStudies, Thammasat University. 74- See details: www.nst.com.my/node/81934 (accessed on 28 April 2015). 75- See details: www.en.wikipedia.org/wiki/World_Tourism_rankings (accessed on 29 April 2015). 13 risk everything in order to find a better life outside the country. Inside Myanmar, those Muslims who call themselves Rohinyas are not officially recognized as Myanmar citizens. Hence, Malaysia, Singapore, and Thailand are still reluctant to enter into any bilateral arrangement on visa exemption with Myanmar for fear of the influx of migrant workers and Rohinyas from Myanmar. their operating hours to benefit ASEAN peoples doing business and travelling within the ASEAN Community with one time zone. However, ASEAN Foreign Ministers, when they met in Kuala Lumpur before the 26th ASEAN Summit, have agreed to defer further consideration of ACT. The idea is good but its time has not come. 4.3. ASEAN Citizenship? Another area of cooperation in which ASEAN has made good progress is in promoting “open skies” for ASEAN airlines to operate more flights with fewer restrictions to destinations within the ASEAN Single Aviation Market. The deadline to create the ASEAN “open skies” is in 2015. But Indonesia and the Philippines remain reluctant to fully open their domestic civil aviation market to ASEAN competition. ASEAN also has “open skies” agreement with China76, and it is negotiating “open skies” agreement with India, Japan and the RoK. In 2013, the number of non-ASEAN tourist arrivals from China topped the list with 12.6 million; followed by 8.7 million from the EU 28; 4.9 million from the RoK; 4.7 million from Japan; 4.3 million from Australia; and 2.9 million from India77. 4.2. ASEAN Common Time In early 2015, Malaysia revived the old idea of “ASEAN Common Time (ACT)” as one potential deliverable for its Chairmanship of ASEAN. ACT calls for synchronizing the time in all ASEAN capitals under one single time of GMT+8. If this is done, ACT will share the same time of China, Taiwan, Hong Kong, Mongolia, Russian provinces of Buryat, Irkutsk, and Ust-ordyni, and Western Australia. This collectively will form the world’s largest single time zone with more than 2.1 billion people. At present, only four ASEAN capitals are using the GMT+8 time: Bandar Seri Begawan, Kuala Lumpur, Manila, and Singapore; whereas five ASEAN capitals are using the GMT+7: Bangkok, Jakarta, Phnom Penh, Ha Noi, and Vientiane. Myanmar’s Nay Pyi Taw is in GMT+6:30. Timor-Leste, while it was under Indonesian occupation used the GMT+8 time. But after independence in May 2002, the young Southeast Asian nation moved to the GMT+9 to take advantage of the longer daylight. Indonesian President Joko Widodo has indicated his support for ACT. Indonesia has long been contemplating changing its three time zones into two or just one. At present, Western Indonesia, which includes Jakarta, is using the GMT+7 time; Central Indonesia, which includes Bali, is using the GMT+8 time; and Eastern Indonesia, which includes Papua, is using the GMT+9 time. If and when it is put in place, ACT will help facilitate people-to-people contacts within the integrated ASEAN Community. Government offices, border checkpoints, banks, stock markets and business firms can all synchronize 76- Although all 10 in ASEAN signed the ASEAN-China Air Transport Agreement with China in 2010, only five ASEAN Member States are implementing the agreement with China: Malaysia, Myanmar, Singapore, Thailand, and Viet Nam. 77- See the ASEAN tourism statistics: www.asean.org/news/item/ tourism-statistics. What else can ASEAN do to benefit its peoples? The ASEAN citizenship was briefly discussed during the early stage of the drafting of the ASEAN Charter in 2006 and quickly dropped. Most ASEAN Governments were not, and still are not, ready to recognize any ASEAN citizenship, the way EU Member Governments recognize the European citizenship. The diversity and disparity among ASEAN Member States are too drastic for ASEAN to allow complete freedom of residence and employment. Within the ASEAN Economic Community (AEC), there is cooperation to facilitate free flow of only skilled labour and professionals in eight fields with ASEAN mutual recognition arrangements: engineering, nursing, surveying, architecture, medical practitioners, accountancy, dental practitioners, and tourism. However, implementation of these mutual recognition arrangements is usually regulated by the prevailing laws and regulations of the receiving country. Without such national control, Brunei Darussalam (with population of only 400,000; per capita GDP at US$ 37,777) and Singapore (5.5 million of population; per capita GDP at US$ 51,296) would face a sudden influx of Indonesian economic migrants (Indonesia’s population is over 252 million, per capita GDP at only US$ 3,549). Each of these two small ASEAN countries could see a double of population in less than one month’s time if ASEAN were to introduce the ASEAN citizenship. Every receiving country in ASEAN (Brunei Darussalam, Malaysia, Singapore, and Thailand) wants to maintain national control over migrant workers and foreign talents, and to avoid surrendering such control to any ASEAN convention. This is why it is taking ASEAN more than eight years now to develop an “ASEAN instrument” for the protection and promotion of rights of migrant workers. ASEAN Leaders already agreed at the 12th ASEAN Summit in Cebu, the Philippines, on 13 January 2007 to task “the relevant ASEAN bodies to…develop an ASEAN instrument on the protection and promotion of the right of migrant workers, consistent with ASEAN’s vision of a caring and sharing Community, (…)”78 At the 26th ASEAN Summit in Kuala Lumpur on 27 April 2015, ASEAN Leaders had nothing new to say about this matter except to task “the ASEAN Labour Ministers to continue working on the finalization of an ASEAN Instrument on the Protection and Promotion of the Rights of Migrant Workers.79” 78- See the ASEAN Declaration on the Protection and Promotion of the Rights of Migrant Workers: www.asean.org/ news/item/asean-declaration-on-the-protection-and-pomotion-ofthe-rights-of-migrant-workers (accessed on 29 April 2015). 79- See Paragraph 46 of the (revised) Chairman’s Statement of the 26th ASEAN Summit: www.vietnamnews.vn/politicslaws/269717/chairman-statement-of-26th-asean-summit-issued. html (accessed on 29 April 2015). 14 When ASEAN peoples see no direct benefits from the ongoing community-building endeavour in ASEAN, they do not pay attention to ASEAN. Neither will they demand their political leaders to do anything in particular in ASEAN. Consequently, ASEAN issues have never been and are not election issues in any ASEAN Member States. Occasionally, Leaders and Ministers attend ASEAN Summits and meetings. Few of them see the whole picture of the ASEAN Community. Fewer still know what is actually going on in the Roadmap for 2009-2015 towards an ASEAN Community. Most of them rely chiefly on reports and talking points prepared by their senior officials, who instinctively would always emphasize the positive and avoid shortcomings in ASEAN. One of the eight priorities of Malaysia in chairing ASEAN in 2015 is “to steer ASEAN closer to its peoples”80. It is still unclear how this priority is being or will be realized. At least one ASEAN Member State still insists on the awkward concept of ASEAN being “people-oriented, people-centred”, instead of being fully “people-centred”. Conclusion AC is valid and working in ASEAN’s external engagement. It is also very relevant to ASEAN internally. AC will become even more important as ASEAN Member States advance the community-building endeavour beyond 2015. To succeed in building a more integrated, unified and prosperous ASEAN Community, more resources are needed to strengthen ASEAN institutions, especially the CPR and the ASEAN Secretariat, and to fund community-building projects. The future of ASEAN and the viability of AC are in the hands of the ASEAN Member States. If they are serious about their commitment to ASEAN, they have to involve more of their peoples in building the ASEAN Community. They must go for practical cooperation activities which help solve problems and improve livelihood of ASEAN peoples. A successful ASEAN Community can be and will be able to attract international attention and recognition by its own merit. The ASEAN Centrality must be by design, not by default, regionally indisputable and internationally agreeable to all. 4.4. New Glimmer of Hope A new glimmer of hope surfaced in a recent survey of ASEAN awareness among university students in the ASEAN Member States81. One interesting finding was “the general positive attitude towards ASEAN” among the university students taking part in the survey. Students in Cambodia, Laos and Viet Nam were especially enthusiastic about ASEAN; whereas their counterparts in Singapore and Thailand82 were more ambivalent. One big change from 2007 was in Myanmar where students no longer held the serious skepticism about ASEAN. Overall, 90% of the students felt that the ASEAN membership is beneficial to their countries; and nearly 70% of them felt that the ASEAN membership is beneficial to them personally83. The researchers, however, pointed out that the university students interviewed in the survey do not represent and cannot be regarded as representing the general public in each ASEAN Member State. The largely positive findings in the survey could be attributed to the outward-looking and digitally-connected lifestyle of the university students, who stand to benefit from ASEAN integration, connectivity and community-building. 80- The other seven priorities of Malaysia are : “to formally establish the ASEAN Community; to develop the ASEAN Community’s post-2015 vision; … to strengthen the development of SMEs in the region; to expand intra-ASEAN trade and investments; to strengthen ASEAN’s institutions; to promote regional peace and security through moderation; and to enhance ASEAN’s role as a global player.” From Paragraph 3 of the Chairman’s Statement of the 26th ASEAN Summit. 81- The ASEAN Awareness Survey 2014 was undertaken by Dr Eric C. Thompson of the National University of Singapore, and Ms Moe Thuzar of the ASEAN Studies Centre of the Institute of Southeast Asian Studies (ISEAS) from June-December 2014. About 4,000 students in 23 universities in the 10 ASEAN Member States were interviewed. This was a follow-up survey to a similar one undertaken in 2007. 82- The coup in Thailand on 22 May 2014 may have contributed to the new ambivalence of Thai university students towards ASEAN. 83- According to the two researchers who presented their preliminary report at ISEAS in Singapore on 22 April 2015. 15 2. Stabilités nationales 2.1. Elections à venir ? “Thaïlande: Démocratie à reculons” Par Arnaud Leveau : Chercheur au Centre d’études de l’ASEAN (ASC) à l’université Chulalongkorn. Il aura fallu près d’un an au Comité de rédaction pour proposer un premier projet de constitution permanente84 pour le royaume en remplacement de la constitution provisoire du 22 juillet 2014 promulguée suite au coup d’État militaire du 22 mai 2014. Outre le renversement du gouvernement élu de Yingluck Shinawatra, le coup de 2014 a abrogé la constitution de 2007 pourtant rédigée dans la foulée du coup du précédent coup d’État militaire de 2006 fomenté dans les mêmes cercles que celui de 2014. Les trente-six membres du Comité de rédaction de la constitution (Constitution Drafting Committee) nommés par le Conseil national pour l’ordre et la paix (NCPO – National Council for Peace and Order) ont donc remis le 17 avril 2015 une première version de leur texte. L’armée, le gouvernement et le Conseil national pour la réforme avaient jusqu’au 25 mai pour examiner le texte et proposer d’éventuels modifications. Si le processus se poursuit comme prévu, une version finale du texte devrait être soumise au Roi le 4 septembre de cette année. Sauf surprise, ce dernier devrait la signer comme il l’a fait pour les précédentes. Il s’agirait de la vingtième constitution depuis l’instauration d’une monarchie constitutionnelle en 1932. La suite de la procédure est un peu moins claire. Les autorités militaires hésitent encore sur l’organisation éventuelle d’un référendum d’approbation. Elles semblent toutefois préférer passer par une série de consultations auprès de mille personnes « représentatives » issues des 77 provinces du pays. Cependant l’idée d’un référendum n’est pas tout à fait exclue. En cas de vote positif l’armée pourra s’enorgueillir d’un succès populaire et continuer à tirer plus ou moins directement les ficelles du prochain gouvernement. Si par contre le texte était rejeté, elle trouverait un prétexte pour prolonger sa présence à la tête du gouvernement afin de relancer un nouveau projet de constitution. Le débat sur le texte est particulièrement bien encadré par les autorités actuelles. Le texte par exemple a été envoyé pour information aux différents partis politiques du pays mais ceux-ci ont eu interdiction d’organiser des réunions pour en débattre. Pourtant plusieurs points de ce projet pourraient porter à débat : - L’article 315 stipule que les organisateurs du Coup d’État du 2014 bénéficieront d’une immunité. Les autorités militaires s’étaient déjà octroyé l’immunité 84- La traduction (non officielle) en anglais du texte est disponible sur le site : http://www.constitutionnet.org/vl/item/constitutionkingdom-thailand-draft-17-april-2015-unofficial-translation-english. par les articles 47 et 48 de l’actuelle constitution provisoire. Ce point est particulièrement sensible dans la mesure où c’est à la suite d’un projet d’amnistie politique que les manifestations de la fin 2013 avaient repris. - La Chambre des députés pourra nommer à la majorité des 2/3 le Premier ministre. Ce dernier n’aura pas besoin d’être élu, ni d’être affilié à un parti politique. Cette disposition ouvre la voie la nomination de Premiers ministres issus de l’armée. - Les élections seront organisées selon un mode de scrutin proportionnel. Cela favorisera les petits partis et la constitution de gouvernements de coalition. Il s’agit d’une manière de s’assurer qu’aucun parti ne puisse obtenir la majorité et gouverner par luimême. Pour Borwornsak Uwanno, Président du Comité de rédaction de la constitution, il s’agit d’un moyen d’éviter « la dictature de la majorité85 ». - Cent vingt-trois des 200 sénateurs seront nommés. Seuls 77 seront élus. - Les règles d’organisations des campagnes électorales seront plus strictes. Ces dernières devront au préalable être autorisées par la Commission électorales. Les débats publics devront être contrôlés et expurgés des « politiques populistes ». Il n’est toutefois pas précisé comment les projets de « politiques populistes » pourront être filtrés. - La procédure de mise en accusation (impeachment) sera assouplie. Il suffira d’obtenir une majorité simple au parlement pour que la motion soit adoptée. - Une « Assemblée morale nationale » devra établir ou approuver un « Code d’éthique », procéder à l’examen moral des candidats et des élus, et élaborer des standards moraux pour les fonctionnaires. Ce projet de constitution apparaît comme un recul démocratique non seulement par rapport à la constitution de 1997 mais aussi au regard de celle de 2007 pourtant déjà rédigée sous mandature militaire. Non seulement elle affaiblira de manière importante le poids et le rôle des partis politiques mais elle permettra également la nomination d’un Premier ministre non élu. Une définition vague des « standards moraux » auquel devront se soumettre les élus et les fonctionnaires permettra aux autorités militaires et aux institutions qu’ils auront nommées ou créées de manipuler aisément le jeu des nominations et des destitutions. Si ce projet de constitution est approuvé alors les autorités militaires seront assurées à l’avance que les lois, décrets et autres textes promulgués par l’administration de Prayuth Chan-Ocha, chef du NPCO et actuel Premier ministre seront tous constitutionnels. Cette manière de procéder remonte à la première constitution de 1932. Les instigateurs de la « révolution » de 1932 avec à leur tête Pridi Banomyong remirent deux documents au roi Prajadhipok. Le premier document était le texte de la première constitution du royaume. Le second un projet d’amnistie pour les responsables du coup d’État. Aujourd’hui les projets d’amnistie ne sont plus remis séparément. Ils sont directement inclus dans le texte constitutionnel. Ainsi depuis 1953 la Cour suprême considère que chaque coup d’État 85- Mongkol Bangprapa, Draft charter halts “dictatorship of majority”, Bangkok Post, 21 avril 2015. 16 est légal à partir du moment où il devient effectif. Par conséquent l’ensemble des actes qui découlent d’un coup sont également légaux. Cela peut cependant apparaître contradictoire avec l’article 113 du Code pénal qui prévoit la peine de mort ou la prison à vie pour ceux qui tentent de renverser ou de modifier la Constitution, de renverser le pouvoir législatif, le pouvoir exécutif ou le pouvoir judiciaire de la Constitution ou d’annuler son pouvoir. Si les initiateurs de coups d’État réussis sont assurés de bénéficier d’une amnistie, il n’en est pas de même pour les responsables politiques élus destitués. Ainsi le procès de Yingluck Shinawatra pour négligence devait débuter le 19 mai 2015, cinq ans jour pour jour après la répression sanglante des chemises rouges initiée par le gouvernement d’Abbhisit Vejjajiva avec le soutien des responsables militaires actuels. Prayuth Chanocha était ainsi en 2010 vice-commandant du Centre de résolution des situations d’urgence, organisme en charge de la répression. Les accusations portées à l’encontre de Madame Shinawatra concernent pour l’essentiel le programme gouvernemental d’achat subventionné du riz à environ 50 % au-dessus du prix du marché. Les pertes occasionnées par ce programme sont évaluées à près de 12,5 milliards d’euros. Si elle est reconnue coupable, Yingluck Shinawatra encourra une peine pouvant aller jusqu’à dix ans de prison. L’enjeu principal de ce projet de constitution est de savoir combien de temps l’armée restera au pouvoir et sous quelle forme. La classe moyenne et supérieure qui a soutenu le coup d’État espérait entre autres que l’armée relance l’économie. La croissance restera sans doute faible par rapport aux autres pays de l’ASEAN en 2015. Pour justifier son maintien au pouvoir l’armée va sans doute devoir se trouver de nouveaux ennemis et exercer un contrôle plus strict de la population tout en réduisant la liberté d’expression. Les récentes mesures prises par les autorités militaires thaïlandaises montrent que ces dernières restent sur une ligne dure aussi bien à l’encontre des réseaux de la famille Shinawatra que des Chemises rouges ou d’éventuels opposants. Si la volonté d’affaiblir, voire d’éliminer, les capacités d’influence des réseaux Shinawatra n’est pas une chose nouvelle, le raidissement récent des autorités laisse supposer que ces dernières restent sur la défensive. Des critiques sur la politique économique suivie et l’absence de résultats se font entendre, même parmi les groupes ayant soutenu le coup d’État de mai 2014. Depuis la prise de pouvoir par l’armée les capitaux quittent le pays (1,33 milliard d’euros en huit mois). En 2014, la croissance de 0,8 % a été la plus faible des pays de l’ASEAN. Le rebond espéré en 2015 sera sans doute moins fort qu’initialement prévu. Avec une inflation d’environ seulement 0,6 % un risque de déflation se fait également sentir. Si la Thaïlande continue d’attirer des investissements étrangers, le rythme de progression est moins élevé que chez ses principaux partenaires et concurrents d’Asie du Sud-est (Vietnam, Malaisie, Indonésie, Singapour ou Philippines). Les investisseurs japonais s’intéressent toujours à la Thaïlande, notamment pour le développement des infrastructures ferroviaires mais cette dernière n’est plus considérée comme une destination prioritaire. Toyota Motor pourtant fortement impliqué en Thaïlande cherche aujourd’hui à diversifier ses implantations notamment en Indonésie. De son côté, en novembre dernier, lorsque le sud-coréen Samsung a décidé d’investir 2,5 milliards d’euros pour la construction d’une nouvelle usine de téléphone mobile, c’est le Vietnam qu’il a choisi. L’instabilité politique de ces dix dernières années n’a pas permis au pays de gérer efficacement le « tournant digital » que ses principaux partenaires au sein de l’ASEAN (Singapour, Malaisie, Indonésie) ont su prendre. La Thaïlande est compétitive en termes de construction automobile et de disque dur mais demeure faible en matière de téléphone mobile et de tablettes. À titre d’exemple, entre 2007 et 2014, la Thaïlande est tombée de la 33e à la 67e place au classement du Forum économique mondial sur la compétitivité. Si le gouvernement a prévu un budget de 77 milliards d’euros d’investissements dans les infrastructures, les mesures concrètes tardent à se mettre place. Les réformes proposées, notamment en matière d’éducation, peuvent laisser craindre que le pays ne réalisera pas les efforts nécessaires en matière de recherche et de développement et qu’il aura du mal à rattraper son retard. Les projets de développement des infrastructures ne seront pas suffisants et sans doute trop tardifs pour relancer durablement l’économie. La politique de réconciliation nationale, pourtant ardemment proclamée par les autorités, peine à se mettre en place. Les résultats économiques mitigés conduisent les autorités à vouloir faire diversion et à rejeter une partie des responsabilités sur l’ancien gouvernement. Les divisions et les tensions entre les milieux conservateurs et l’armée d’un côté, les chemises rouges, les réseaux Thaksin et les opposants au pouvoir militaire de l’autre, ne faiblissent pas même si le strict contrôle sécuritaire actuel les rend mois visibles. Des résultats économiques en demi-teinte pourraient conduire les autorités militaires à maintenir un contrôle strict sur le pays avec comme objectif d’éviter tout débordement. Cependant cela contribue à élargir le fossé entre ces autorités et les « anciennes chemises rouges ». A terme cela risque d’accroître les facteurs d’instabilités. En attendant, faute de mieux, les milieux d’affaires favorables au coup d’État de 2014 continueront sans doute de soutenir l’armée préférant encore la stabilité politique à la croissance économique. À la différence du coup d’État de 2006, les autorités militaires ne souhaitent pas retransmettre le pouvoir aux civils tant que la question de la succession royale ne sera pas réglée et tant qu’elles ne seront pas assurées qu’après d’éventuelles élections le pouvoir restera entre les mains des milieux conservateurs. 17 “Myanmar’s 2015 Elections” By Professor Robert Taylor: Professeur de Science politique à la School of Oriental and African Studies (SOAS) de Londres, et vice-chancelier de l’université de Buckingham. 1. Complex Electoral System Shaped by Ethnic Claims 2. Demands for Constitutional Reform Falter 3. What Happens After the Election Determines Who Wins By early November this year Myanmar must conduct elections for 330 members of the Pyithu Hluttaw (People’s Assembly) and 168 members of the Amyotha Hluttaw (Nationalities Assembly). Theses renewed assemblies, including an additional 25 per cent of members respectively appointed by the Commander-in-Chief of the armed forces, will convene together as the Pyidaungsu Hluttaw (Union Assembly) in early 2016 and elect a new president and two vice-presidents from amongst three candidates nominated by each of the two elected bodies and a third nominated by the military members meeting separately in advance. Given the strongly presidential constitutional order of Myanmar, the choice of the president will be crucial for the functioning of the government for the next five years. 1. Complex Electoral System Shaped by Ethnic Claims In addition, the polls this year will see the voters electing fourteen unicameral state and regional assemblies and councils for six self-administered zone, with ethnic designations, will also be elected. While these bodies have relatively little power, those for the self-administered zones and the seven ethnically-designated states provide symbolic representation to the ethnic diversity of the country which succeeding constitutions have attempted to recognise in order to appease the politics of identity which has plagued the country since 1947 if not earlier. The highly complex electoral system, which is biased in favour of areas predominantly populated by ethnically-designated persons, even includes the election of so-called ‘ethnic affairs ministers’ for the state and regional assemblies for each group which allegedly has 0.01 percent of the population and the area in which they reside is not designated in its name. At the last elections, the first under this constitution, in 2010, 29 such ministers were elected. Constituencies at all levels are based administrative units known as townships which have widely varying populations (from 1,500 to over 500 thousand). While there have been demands for amendment of the constitution, which many see as a structure to preserve the power of the armed forces in politics and ensure that the leader of the major opposition political party, Nobel Peace Prize winner Daw Aung San Suu Kyi, is not eligible to serve as president, none of the calls for reform of the constitution concern the unfairness, on a one-person, one-value basis, of the electoral system. Consideration was given to switching to a system of proportional representation; this possible reform was abandoned as being skewed in favour in the current majority party, the United Solidarity and Development Party (USDP). The USDP was formed from a mass organisation established by the former military government, though the overwhelming majority of its members are civilians. The atmosphere surrounding the 2015 election is greatly liberalised from that of the 2010 polls. So-called political prisoners have been released, press censorship terminated, international observers present, and a general atmosphere remarkably free and open prevails. This was also the case at the time of bye-elections in 2012 which saw Daw Aung San Suu Kyi’s party, the National League for Democracy (NLD), gain 43 seats in the legislature, and herself become a member of the Pyithu Hluttaw where she chairs a committee concerning the rule of law and the establishment of public order, and conduct several conversations, either singularly or with other political leaders, with the President elected in 2011, U (former General) Thein Sein. While there appear to be at least 73 political parties registered with the Election Commission at the time of writing, only two seem likely to win a large enough number of seats to determine the Presidency, the NLD and the USDP. Two others can be considered also “nationwide” parties. These are the National Unity Party (NUP), the rebranded Burma Socialist Programme Party (BSPP), the former single party of the Ne Win socialist era, and the National Democratic Force (NDF), which split off from the NLD when the latter boycotted the 2010 elections. Both parties had small representations in the previous Hluttaw but have modest followings, the NUP amongst the older generation, and the NDF amongst a rather militant and sometimes chauvinistic minority. However, both are respected for opposing both the USDP and the NLD. The majority of the minor parties are organised around the names of various ethnic groups. These include Mon (2 parties), Kayah (2), Chin (5), Bamar (1), Danu (1), Dawei (1), Inn (1), Kachin (4), Kaman (1), Kayan (1), Kayin (4), Khami (1), Kokang (2), Lahu (1), Lisu (1), Mro (3), Pao (2), Rakhine (2), Shan (2), Palaung (1), Tai Lai (Red Shan) (1), and Wa (2). Some of these are affiliated with either the USDP or NLD, especially where there are two or more parties with the same ethnic designation. Others are not and as a general rule, the smaller the ethnic group, the fewer the number of parties. The remainder of the parties has a name such as the 88 Generation Student Youths or the Modern People’s Party which are generally identified with the Bamar majority ethnic term or from a possible coalition of ethnic minorities such as the Ethnic National Development Party. While none of these minor parties are capable of forming a government, those who win seats in the election are likely to be courted when the Pyidaungsu Hluttaw meets, especially if neither of the major parties (the NLD or USDP) are in a position to dominate the assembly. 18 The election is managed by the Election Commission which is appointed by the President. Chaired by a former member of the USDP and a retired army officer, the Commission was doubled in size in April to sixteen members following the appointment of eight persons with ethnic minority identities as the Commission had been criticised for being all Bamar. Despite the origins of the Commission from the previous army regime and the political party it established, the Commission has been noted for attempting to ensure the election is “free and fair”, inviting international observers, seeking advice from international electoral support institutions and NGOs, and operating in a largely transparent manner. However, at the local level, the Commission works through the staff of the General Administration Department (GAD), which is an arm of the Ministry of Home Affairs, the minister for which, by constitutional mandate, must be a serving army officer. 2. Demands for Constitutional Reform Falter Constitutional reform over a number of issues, concentrating on the requirement that fundamental constitutional amendment requires the support of the twenty-five percent of the hluttaws composed of the army and the exclusion of Daw Aung San Suu Kyi from eligibility has been a constant backdrop to the run up to the elections. The NLD has attempted repeatedly to find a way to force amendment and, as a final threat, Daw Aung San Suu Kyi has said that the NLD will not stand in the election unless amendment takes place. However, many see this as an empty threat for several reasons. One is that the promise of amendment might be held out for after the election, as U (former General) Shwe Mann, the speaker of the Pyidaungsu Hluttaw, recently implied. Another is, having used without success the boycott tactic in 2010, and finding that not all of her party supported that move, already some NLD members have indicated that whatever she says, the party will stand. Her once dictatorial power over the NLD appears to be waning just as her international iconic stature has been tarnished by her failure to defend forthrightly the rights on Muslims in Myanmar’s predominantly Buddhist society. Even if the NLD did not stand, almost certainly they would be boycotting the polls alone and with more than seventy parties contesting, and the election being linked indirectly with the nationwide peace process to end Myanmar’s ongoing civil armed conflicts, it is unlikely that more than the die-hard Daw Aung San Suu Kyi supporters would wish to see the re-imposition of the Western economic sanctions which were imposed on Myanmar for fifteen years without visible effect on the ability of the government to function. By establishing a constitutional system of governing in which the NLD has been participating for the past three years, claiming that it would be illegitimate if the West’s favoured candidate did not win would be obviously blatant interference in the domestic affairs of another state. Why will people vote in the elections, and how? There are basically three reasons to vote for a particular candidate or party. - One, which favours the NLD, is opposition to the army and devotion to the daughter of the founder of modern Myanmar, Daw Aung San Suu Kyi. - A second is that you or your community will materially benefit from the outcome. This would favour the SPDC because it now forms the government and has demonstrated its ability to provide bridges, roads, dams, wells, and jobs. - A third is the politics of identity in which people vote for the party which claims to represent a person’s declared ethno-linguistic identity. This is also, where there are more than one such party available, links to clan, village or other patrimonial ties. The ethnically designated political parties have attempted to persuade the NLD and the USDP not to stand candidates in constituencies where they compatriots reside but with little success so far. This may result in a weakening of the vote for the ethnically-designated parties but this does not ensure that either the NLD or the USDP will necessarily prevail, given the electoral system. Candidates with only a plurality of votes can win and therefore it would be rash to attempt to predict at this point the likely outcome of the election. - Whereas one can assume that much of the business community, which has the money to support political parties, would support the USDP, many prominent businessmen have attempted to demonstrate their support for the NLD and its leader. Moreover, the Thein Sein government has not favoured the indigenous business community over foreign investors as it has sought to win support from the American and other Western governments. Many believe that the NLD, and Daw Aung San Suu Kyi, are so popular that they will inevitably dominate the election results. We shall only know in November. 3. What Happens After the Election Determines Who Wins But as explained above, the election is only the first step in choosing the next president. When the Hluttaw members meet to nominate their respective candidates, much bargaining could take place. As long as Daw Aung San Suu Kyi remains ineligible, there are as of now three likely candidates for the presidency: - incumbent President Thein Sein, - Pyidaungsu Hluttaw speaker Shwe Mann, - and armed forces Commander-in-Chief Min Aung Hlaing. None has ruled out accepting the position. - Thein Sein is now 70 years of age and is known to have heart problems. - Shwe Mann is two years younger and gives the appearance of seeking to be a compromise candidate acceptable to Daw Aung San Suu Kyi. - Min Aung Hlaing is ten years younger than Thein Sein and has been gaining much domestic and international exposure during the past year. Whether the three generals are competing amongst each other for the top slot, or merely choreographing an election, is unknown. In the meantime, the election takes place against a continuing “peace process” in an attempt to end armed 19 insurgency in the name of ethnicity which has plagued the country since independence. So far, despite valiant efforts by the Thein Sein government, an effort to achieve a nationwide ceasefire agreement, preliminary to political talks, has been stymied and armed conflicts are occurring in various parts of the ethnic minority borders lands. Ethnic politics in Myanmar has many dimensions of which party politics is only one. While some ethnic political parties see their co-patriot armed groups as threats, others are off spring or allies of the insurgents. Whether any persons or any group has sufficient capacity to control the situation will remain in doubt until next year. In the meantime, a return to military rule, or the postponement of the elections or the Hluttaw cannot be excluded from the range of possibilities available. As the year progresses, we shall learn more, but for now, all bets are off. “Vietnam, un an avant le Congrès”86 By Alexander L. Vuving: Professeur à l’Asia-Pacific Center for Security Studies de l’Université de Tulane. Next year, the Vietnam Communist Party (VCP) will convene its 12th national congress. This event, which takes place only once in five years, provides the Party with a major opportunity to select new leaders and set new policy guidelines for the country. The last year prior to the congress is usually a period of intense struggle over power, personnel, and policy between the contending groups within the ruling elite. According to the party’s statute, the national congress is the highest decision making body in the party. While the congress’s decision on policy provides the guidelines for what the leadership should do in the next five years, its personnel decision often carries more weight than its policy decision. The most important acts of the congress are the elections of the Central Committee and the Politburo. It is the Central Committee that is the highest body to make decision when the congress is not in session. As the Central Committee normally meets only twice a year, the Politburo takes over its role during the time in between. The Politburo meets about once a month, but it also has a weekly session (giao ban hàng tuan) where its key members review past actions and policies and make decision on behalf of the Politburo. While the congress is to set guidelines for policy until the next congress, its personnel decision is more important because it is the Politburo and Central Committee members who interpret and translate the guidelines into actual policies. Against this background, elite groups jockeying for profit and policy often focus on personnel first. But the issues of who goes and who stays proved to be an extremely hard nut to crack for the competing groups in the Vietnamese elite. Almost every time the VCP prepared for its national congress since the early 1980s, the Central Committee had to meet one or more additional sessions on the eve 86- The views expressed in this article are the author’s own and do not reflect those of his employers. of the congress only to settle disagreements on this issue. As a result, leaders have had very little time to really focus on making adequate policy for the country. This time, the prospects for a timely settlement of the personnel issues appear even dimmer. At the time of the 12th Congress, ten of the sixteen members of the Politburo will be older than 65 years, the age limit for a new Politburo member. The Party will not replace all these older members, but the pressure of the age limit is significant. If all those members who will be older than 68 years have to go, then General Secretary Nguyen Phu Trong (72), National Assembly Chair Nguyen Sinh Hung (70), Personnel Department Chief To Huy Rua (69), and Control Committee Chief Ngo Van Du (69) will retire. Six other members will be between 65 and 68 years old, and they include several heavy weights: State President Truong Tan Sang (67), Prime Minister Nguyen Tan Dung (67), Standing Party Secretary Le Hong Anh (67), Defense Minister Phung Quang Thanh (67), Hanoi Party Chief Pham Quang Nghi (67), and Ho Chi Minh City Party Chief Le Thanh Hai (66). The pressure is for most of these men to retire at the 12th Congress. The biggest — and toughest—question before the 12th Congress is to find the next General Secretary of the Party, the second biggest question is to find a new Prime Minister. With Nguyen Phu Trong being 72 years old and Nguyen Tan Dung having served two terms as Prime Minister, the 12th Congress will need to find two different Politburo members to replace these leaders. These are dictated by the age limit and the term limit, which do not rule out exceptions, however. Dung is reportedly aspiring to become the next Party chief. But he and Party chief Trong have been at loggerheads for most of the last four years. Shortly after becoming VCP General Secretary in 2011, Trong launched a major campaign aimed at uprooting corruption. This anti-corruption campaign quickly became Trong’s signature project. The main target of this campaign is Prime Minister Dung, who is thought to be the key leader that allowed corruption to go rampant in the country since his rise to power in 2006. Corruption and mismanagement are thought to be the main causes of the economic difficulties and turbulences that have haunted Vietnam since 2008. Corruption is also believed to be the central factor that erodes the population’s trust in the Party and severely undermines the Party’s legitimacy. Trong’s anti-corruption campaign helped to create an informal bipolar structure in the Vietnamese political system. Many commentators think this bipolar arrangement is “the Party vs. the Government,” but the real arrangement looks differently. It is true that institutionally Trong is the boss of the Party apparatus while Dung the boss of the Government. But their actual influence appears to be channeled through people as much as institutions. While Dung is able to plant his allies in the Party bureaucracy, Trong is also able to attract leaders working in the Government. One example is former Finance Minister Vuong Dinh Hue, who at Trong’s call has changed jobs to lead the reestablished Economic Department in the Party Central. 20 Neither Trong nor Dung bases their choice of allies on ideology. Although Trong is a moderate conservative, his allies also include several modernizers and even rent-seekers that, by way of connection, remain in his camp. Dung is a rent-seeker, but he also receives support from many modernizers and even some conservatives that are on his side by way of connection. Nevertheless, Dung is more pragmatic than Trong in his choice of allies. For him, as the famous Deng Xiaoping motto says, “it doesn’t matter if a cat is black or white as long as it catches mice.” Trong’s choice of allies tends to be those who have worked with him in the past, their allies, those who are resistant to bribery, and those who have worked competently for the common good. Contrary to the conventional wisdom, it was Trong, not Dung, who promoted former Chief of the Government Office Vu Duc Dam and Foreign Minister Pham Binh Minh to Deputy Prime Ministers. Other prominent protégés of Trong include the late Nguyen Ba Thanh, former Party chief of Central Vietnamese City Danang, and Vo Van Thuong, former chief of the Party’s Youth League. Known as the closest Vietnam had to a Lee Kuan Yew, Thanh was called upon by Trong to head the reestablished Internal Affairs Department in the Party Central and oversee the anti-corruption campaign. Thanh was meant to be Trong’s counterbalance against Prime Minister Dung, but his illness last year and early death in February this year hit the Trong camp with a heavy blow. Believed to be resistant to corruption, Thuong was installed in April 2014 at the young age of 44 as Standing Deputy Secretary of the Ho Chi Minh City Party Committee. In this position, Thuong is slated to replace Le Thanh Hai, a rent-seeker who was involved in several corruption affairs in this megacity. Hai is in his second term as the City Party boss and thus will have to either move or retire. If Thuong becomes the Party boss of Ho Chi Minh City, he will be the youngest Politburo member at the 12th Congress. The bipolar structure centered on General Secretary Trong and Prime Minister Dung provides the center stage for the power struggle leading up to the 12th Congress. Both camps are trying to implant their own members in the next Central Committee. Trong’s advantage lie mainly in his position as the supreme leader of the Party. However, the Dung camp is financially superior because Dung and his close allies, such as Central Bank Governor Nguyen Van Binh and Deputy Prime Minister Hoang Trung Hai, control a budget that dwarfs that of Trong and his allies. In addition, Dung and Co. are closely connected to a larger network of both state-owned and private companies that can finance their election campaign. They are also more adept at employing social media to their advantage. Their financial and communicative superiority appears to carry more weight than the Trong camp’s institutional superiority. Dung survived several attempts to unseat him, and at the latest confidence vote in the Central Committee in January 2015, he emerged as one of the most trusted leaders. The confidence vote was sponsored by Trong as a key measure to “name and shame” corrupt and incompetent leaders. But it turned out to be Trong’s strategic error, and ironically, revealed Trong’s own incompetence. The selection of the next Central Committee goes through several stages. It is first recommended by the Party Central Personnel Department headed by To Huy Rua, a Trong ally whose wife is amenable to bribery. The General Secretary, as Party chief and as head of the Congress’s subcommittee for personnel issues, will have a large influence over this selection. But the final list for the Congress to select from is to be nailed down by the current Central Committee. The problem for Trong is that he is not popular in this Central Committee. While Trong still prevails in the Politburo, Dung has more support from the Central Committee. This bipolar structure has implications for the question of who will be the next leaders of Vietnam after the 12th Congress. Even if Dung can gather a majority support in the Central Committee for his bid for General Secretary, Trong will be able to veto it through his control of the subcommittee for personnel issues and his majority support in the Politburo. Thus, although Dung is extremely ambitious and financially strong, it is very hard for him to become the next VCP chief. But it is equally hard for a prime candidate of the Trong camp to succeed him. Trong’s first pick as his successor was Hanoi Party boss Pham Quang Nghi. Although without a counterpart in the American system, Nghi went to the United States in July 2014 in an official trip that was both to polish his foreign policy credentials and to prepare for Trong’s inaugural visit there the next year. But Nghi gathered more criticisms than praises for his handling of the visit. In the next months, his connections to a number of corruption affairs were also revealed and his chance to be nominated plummeted. Trong’s next choice appears to be Public Security Minister Tran Dai Quang. Quang traveled to the United States in March this year, also the first official visit of a Vietnamese Minister of Public Security to the United States, in a preparatory trip for Trong’s visit later this summer. The election of the next General Secretary of the VCP will result from a bargain mainly between the Trong camp and the Dung camp. If Trong and Co. cannot stop Dung’s bid for Party chief, they will try hard to advance their candidate as the next Prime Minister. As things stand today, a more likely outcome is a compromise candidate to take up the post of the General Secretary. This compromise candidate must be approved by both Party chief Trong and Prime Minister Dung. Three of the current Politburo members appear to be most likely to pass this test. They are Standing Party Secretary Le Hong Anh, Propaganda Department Chief Dinh The Huynh, and Fatherland Front Chairman Nguyen Thien Nhan. Anh, a former Public Security Minister and former Party boss of Kien Giang province in South Vietnam, is reportedly among the senior members who will retire. Nhan is widely seen as a Dung ally, but his resistance to corruption and intellectual background has won Trong’s sympathy. However, Nhan may be deemed too inexperienced for the top post as he has just been on the Politburo since May 2013. He was also seen as unsuccessful as Education Minister and Deputy Prime Minister. Huynh is often regarded as an ally of Trong since he was, like Trong, from the propaganda branch 21 of the Party bureaucracy. But he is pragmatic enough to be acceptable to the Dung camp. Still, Huynh can be seen as inexperienced because his entire career has been in the propaganda front. His last post prior to Propaganda Department Chief was Editor-in-Chief of the Party’s central newspaper, the Nhan Dan. The difficulties with finding the next boss for the VCP suggest that the 12th Congress will bring some surprises. If the two camps are unable to come to an agreement, the default option is for Trong to stay on for a half term despite his age. the definite decline of the conservatives. But the same congress is unlikely to be a turning point since the primacy of the rent-seekers is unlikely to be broken. Independent from the power struggle at the top, there are strong currents that are redefining the political landscape in Vietnam. Top among these is the rise of anti-China nationalism. Nationalism has always been a significant current in Vietnam’s political landscape. But it was suppressed during the 1990s and 2000s because it tended to be anti-China and pro-Western. Beginning in the late 2000s, China’s growing assertiveness in the South China Sea has given a strong impetus for Vietnam’s nationalism to break to the surface. Last year, China unilaterally installed a giant oil drilling platform, the Haiyang Shiyou 981 (also known as the HD-981), in waters within the Vietnamese EEZ off the Central Vietnamese coast. This was the ultimate event that turned Vietnam’s anti-China nationalism into an irresistible force. Par Eric Frécon : docteur en science politique ; coordinateur de l’Observatoire Asie du Sud-est et enseignant-chercheur à l’Ecole navale. Il est aussi membre du comité européen du CSCAP (Council for Security Cooperation in the AsiaPacific). As an implication of these developments, the military leadership is divided between those who opted for a soft approach toward China and those who prefer a harder approach. The softliners have prevailed since Le Duc Anh, Minister of Defense during 19871991 and State President during 1991-1997. The current Minister of Defense, General Phung Quang Thanh, is known to be a pro-China leader. His successor, be it General Do Ba Ty, the current Chief of the General Staff, or someone else, will likely be less so soft. The military may exploit the China threat to enlarge its representation in the next Central Committee, but a significant increase is unlikely as most of its leadership, including the Minister, the Deputy Ministers, the Chief of the General Staff and the General Directorates, the Commanders of the military branches and military zones, and the chiefs of other major units such as the National Defense Academy, are already members of the Central Committee. The China threat and the rise of nationalism also provide a favorable environment for the modernizers and an unfavorable one for the conservatives. The effects of these developments on the rent-seekers are mixed. These developments are pushing Vietnam closer to the West, especially the United States and Japan. On the one hand, a turn to the West and the United States will put pressure on Hanoi to further liberalize the economy and the society. This will make life for rent-seekers harder than before. On the other, the increased capital flow from Japan, South Korea, and the United States is loosening the safety valve on the crisis-prone Vietnamese economy, making life easier for the ruling rent-seekers. In the long term, modernizers have the best prospects among the three strategic paradigms, but in the short term, rent-seekers still are the strongest. The 12th Congress is likely to be a turning point in the sense that it will mark “Avant-veille d’élections présidentielles aux Philippines”87 Introduction : tout commençait si bien… 1. Le défi de l’organisation 2. La course à la candidature Conclusion : les clés d’une bonne campagne Introduction : tout commençait si bien… Les Philippines ont semblé relever la tête ces derniers mois. Début décembre 2014, Hagupit (ou Ruby) était le second super-typhon à s’abattre sur l’est des Visayas en un an – après Haiyan ou Yolanda) fin 2013. A cette occasion, la population se montra bien mieux préparée. De même, l’économie continue de croître, avec 6,2 % en 2014 et des prévisions à 6,3 % pour 2015 (contre 5,2 % et 5,5 % en Indonésie ou encore 3,0 % et 3,0 % à Singapour). En novembre 2014, les flux entrants d’investissements directs étrangers avaient doublé sur un an et le chômage était à son plus bas (6 %)88. Même sur le front sécuritaire, les analystes ont noté le grand pas en avant à Mindanao, suite à la signature en 2014 du Comprehensive Agreement on the Bangsamoro (CAB). Il ne constitue certes qu’une première phase du processus de paix mais conclut « 17 ans de discussions tendues entre le gouvernement philippin et le Moro Islamic Liberation Front (MILF)89». Reste la lutte contre la corruption : dynamisée en 2014 mais qui paraît parfois ciblée contre la seule opposition. C’est dans ce contexte que se préparent les élections du 9 mai 2016. Il s’agit de renouveler la tête de l’exécutif d’un régime présidentiel, à savoir non seulement le président et son vice-président – respectivement Benigno « Noynoy » Cojuangco Aquino III et Jejomar « Jojo » Cabauatan Binay Senior, tous deux en poste depuis juin 2010 – mais aussi la moitié des 24 sénateurs ainsi que la totalité des élus de la Chambre des représentants et environ 18 000 élus locaux. Ces scrutins sont amenés à prendre des allures de test : il serait en effet dommage que le volet strictement 87- Cette étude repose en grande partie sur les commentaires du Dr Alma Maria O. Salvador, du département de science politique de l’université Ateneo ; elle y mène un groupe de travail sur la réforme dans le secteur de la sécurité. Les commentaires de François-Xavier Bonnet (IRASEC) se sont révélés tout aussi précieux. 88- “Philippines”, ISEAS Monitor, 1er semestre 2015, p. 9-10. 89- François-Xavier Bonnet, « Philippines – Année 2014 : entrée en période préélectorale », in Abigaël Pesses, François Robinne (dir.), L’Asie du Sud-est 2015 – Bilan, enjeux et perspectives, Bangkok, IRASEC, 2015, p. 237. 22 politico-partisan nuise aux efforts logistiques, économiques et sécuritaires entamés ces dernières années. Pour y répondre, assurons-nous de l’organisation (1.) et des candidats (2.) qui devront s’attaquer aux chantiers nationaux (Conclusion). 1.2. Les avertissements de la société civile 1. Le défi de l’organisation a. L’appel de l’Eglise catholique Officiels ou pas : ils sont plusieurs à veiller sur la bonne tenue des élections. Celle-ci a lancé en mai dernier une vaste campagne intitulée « Tu ne voleras pas ! » (Huwag kang magnakaw en tagalog). L’idée est de lutter contre une pratique largement répandue : l’achat de voix, qui entraîne par contrecoup la corruption des élus bien obligés de rembourser leurs « investissements ». Pour rappel, la précédente présidente avait été enregistrée en train d’acheter un million de voix à la Comelec, d’où le recours aux « machines à voter » pour limiter les risques de fraude en 2016 – après les précédentes expériences en mai 2010 et 2013. En réalité, selon l’Eglise, cette méthode permettrait la création de bureaux de vote fantôme et le gonflement des listes électorales, en plus des méthodes classiques : distribution de riz, d’argent, de téléphones portables ou intimidations directes. 1.1. Le rôle de la Comelec (Commission on Elections) Le succès de l’élection dépend en grande partie du travail mené en amont par la Comelec (Commission on Elections), dirigée depuis mai 2015 par l’avocat et ancien doyen d’une faculté de droit Andres Bautista, en remplacement de Sixto Brillantes parti à la retraite. Bautista a des allures de futur leader ou de personne à suivre de près : il été formé à Ateneo et Harvard avant de partir à New York ; il avait été pressenti en 2012 pour occuper les fonctions de chef de la justice ; de même, il avait participé aux travaux de la Constitutional Reform Commission sous la présidence de Macapagal-Arroyo ; depuis 2010, il est aussi le responsable de la Presidential Commission on Good Governement. Avec en sus deux autres nominations pour sept ans qui portent le nombre de ses membres à sept, la Comelec est pleinement opérationnelle90. Bien qu’extérieurs à la Comelec, les impétrants ont été plutôt bien accueillis. Le sortant Sixto Brillantes s’inquiétait simplement d’un éventuel retour au vote manuel suite aux doutes émis sur le Precint Count Optical Scan – des machines prévues pour les élections… jusqu’à ce que la Cour suprême annule fin avril un contrat conclu avec Smartmatic-Total Information Management (TIM), initialement désigné pour fournir ces machines. Certes, les finances ne devraient pas poser problème : avec un budget de 11 milliards de pesos pour 2014, en plus des réserves de 3 milliards de pesos, l’acquisition des 82 000 machines PCOS et leur utilisation pour trois élections demeurent parfaitement envisageables91. Toutefois, la question se pose de la réparation de ces machines ou bien de l’acquisition de 100 000 autres. En mai, les deux options étaient encore envisagées. Quel que soit le résultat des deux devis, aucun report des élections n’était planifié92. En parallèle aux organes officiels, différents acteurs sociaux ne manquent pas de veiller. Le plus important d’entre eux demeure l’Eglise, dans un pays à 80,9 % catholiques94. A l’action du Comité pour les affaires publiques de la Conférence des évêques catholiques s’ajoute celle du Parish Pastoral Council for Responsible Voting (PPCRV) fondé à l’initiative des évêques. Sa dernière campagne « One good vote », lancée mi-avril, se concentre sur les villageois et les jeunes95. b. Initiatives diverses En parallèle, un député a déposé une proposition de loi (5269 – Presidential Debate Reform Act) pour la mise en place d’une commission en charge de l’organisation d’un débat présidentiel. L’objectif est ainsi de mieux informer le corps électoral96. De même, le National Movement for Free Elections, en partenariat avec diverses organisations professionnelles, a organisé une série de forums pour sonder les principaux secteurs de la vie économique. Enfin, même les vedettes ont été sollicitées par Tweeter pour promouvoir l’enregistrement des données biométriques afin de s’assurer du bon déroulement des élections sur les « machines à voter ». 2. La course à la candidature Il n’en demeure pas moins que la manœuvre risque de coûter ; pour Jarius Bondoc, il s’agit en l’espèce du problème numéro un de ces élections, bien avant les conditions d’éligibilité des candidats (cf. infra)93. 90- Delon Porcalla, “PCGG head named new Comelec chief”, The Philippines Star, 5 mai 2015. 91- Jess Diaz, “Comelec has P14 B for the 2016 polls – House”, The Philippines Star, 9 mai 2015. 92- Paterno Esmaquel II, “2 bids, 1 choice to seal fate of 2016 elections”, Rappler, 6 mai 2015. 93- Jarius Bondoc, “PCOS still 2016 issue, not Poe”, The Philippines Star, 5 juin 2015. Depuis la dictature Marcos et l’arrivée au pouvoir de Corazon Aquino, envisager une prolongation de mandat demeure un tabou absolu. Quand le fils Aquino a osé envisager l’éventualité d’un second mandat en août 2014, à travers un amendement à la Constitution, il a dû rapidement se rendre à l’évidence. Le peuple philippin – qu’il appelait alors « ses patrons » – n’est 94- Et 11,5 % de chrétiens protestants ainsi que 5 % de musulmans. 95- « L’Eglise catholique lance une campagne pour des élections « propres » en 2016 », Eglise d’Asie, 13 mai 2015. 96- “Rosette Adel, Presidential Debate Commission pushed”, The Philippines Star, 23 avril 2015. 23 pas disposé à de telles largesses97. En agissant de la sorte, Aquino a mis un terme à une période de stabilité et d’embellie, notamment en termes macro-économiques, dont les Philippines avaient bien besoin. Les deux dernières années de présidence se révèlent plus difficiles : scandale autour du Priority Development Assistant Fund, mauvaise gestion post-crise du typhon, morts de forces de l’ordre, etc. Certes des mesures d’impeachment ont été tentées, de même que des rumeurs de coup d’état ont circulé. Mais le président peut encore compter sur une forte majorité au parlement ainsi que sur des troupes militaires largement professionnalisées98. Demeure le souci de savoir ce qu’il adviendra pour sa politique – et pour lui – avec le prochain président, d’où l’importance des manœuvres qui se trament : tour d’horizon des principaux prétendants, par ordre décroissant d’importance… a. Le vice-président Binay Issu de l’opposition (United Nationalist Alliance – UNA), cet actuel vice-président compte au rang des candidats les plus sérieux : seize années d’expérience comme maire et cinq comme vice-président. Des doutes ont été émis à propos de malversations quand il était maire de Makati, ce qui a provoqué des enquêtes au Sénat. L’Anti-Money Laundering Council (AMLC) poursuit ses investigations auprès des comptes en banque du candidat, dès lors obligé de se justifier. Mais sur le terrain, sa popularité semble solide99. b. La sénatrice Grace Poe Au printemps dernier, au gré des sondages, elle a souvent pointé en deuxième position. Son père avait été candidat malheureux contre Macapagal-Arroyo en 2004. Lors des élections de 2013, elle est celle qui a obtenu le plus de voix. Récemment, Grace Poe a rencontré le président, curieux de savoir si elle serait en mesure de poursuivre les réformes lancées. L’idée d’un ticket avec le candidat de la majorité – Roxas (cf. infra) – a alors été envisagée ; des caciques du parti ont rappelé qu’elle avait concouru pour les sénatoriales en 2013 sous la bannière présidentielle. Mais certains l’imaginent volontiers s’engager auprès d’autres prétendants, tel Lacson (cf. infra)100: plus que jamais un cœur à prendre… Début juin 2015, tout a été remis en cause du fait d’une condition préalable a priori non respectée à cause d’un séjour de treize ans aux États-Unis, jusqu’à la mort de son père, l’acteur Fernando Po : la résidence aux Philippines lors des dix années précédant les élections101. 97- “My bosses, my muse: politics in the Philippines”, The Economist, 23 août 2014. 98- Richard Javad Heydarian, “His popularity waning, embattled Aquino overreaches in the Philippines”, World Politics Review, 4 septembre 2014. 99- Jennifer Rendon, “No stopping Binay in 2016”, The Philippine Star, 25 mai 2015. 100- Christina Mendez, “No final plans yet for 2016 – Poe”, The Philippine Star, 11 mai 2015. 101- Voir l’article VII section 2 de la Constitution ; Xianne Arrcangel, “10-year residency requirement disqualifies Grace Poe in 2016 —UNA”, GMA, 3 juin 2015. Hasard ou coïncidence : cette manœuvre de l’opposition intervint peu de temps après que Grace Poe a fermé la porte à un éventuel poste de vice-président de Binay – qui avait été chef de campagne de Fernando Poe en 2004. Et la sénatrice de faussement s’interroger sur les craintes que sa candidature pourrait susciter102. Finalement, nulle inquiétude puisqu’il ne s’agit pas que de la présence physique mais aussi de l’intention de revenir. Or, Poe aurait inscrit ses enfants à l’école philippine dès 2005, dit-on. Aussitôt, une nouvelle polémique surgit et prend le relais : puisqu’elle a été abandonnée par ses parents biologiques, est-on bien sûr de sa nationalité ?! En attendant la prochaine tentative de déstabilisation… c. L’indépendant Lacson L’ancien sénateur Panfilo « Ping » Lacson a annoncé sa candidature fin avril, comme candidat indépendant, avec toujours comme souci la lutte contre la corruption. Il a aussitôt pris ses distances avec le processus de paix dans le Su, prônant la mise en place de sous-régions afin que chaque groupe ethnique soit équitablement traité103. A l’origine, c’est un groupe d’officiers et de policiers qui avaient demandé à ce qu’il se positionne comme candidat. d. Estrada en embuscade L’ancien président Joseph Estrada avait affirmé envisager une candidature si d’aventure ni Binay, ni Poe ne se présentait. Début juin, l’actuel maire de Manille a rencontré Binay. Ce dernier a ensuite évoqué un éventuel ticket: le « BEST » (Binay-Estrada). Estrada l’a assuré de son soutien en 2016, quand bien même la fille de son ancien collègue et ami comédien, Fernando Poe, risque aussi de concourir104. Si c’était le cas, puisqu’il est son parrain, il lui serait difficile de s’engager davantage auprès de Binay. Pour l’heure, son principal souci est de faire sortir son fils Jinggoy de prison. e. Roxas au nom du parti présidentiel Le secrétaire d’État à l’Intérieur et aux affaires locales, Manuel Roxas II, ne parvient pas à percer, bien qu’étant affiché comme candidat présidentiel105. Il n’était crédité que de 4 % des intentions de votes en mars 2015, encore moins que Ferdinand « Bongbong » Marcos Junior : 6 %106. Aussi Aquino l’a-t-il tout d’abord tenu en dehors des opérations menées en janvier 2015 à Mamasapano (et soldée par la mort de 44 policiers) avant de l’intégrer aux discussions avec Poe en vue d’un éventuel ticket107. 102- ANN, “Senator Grace Poe says she’s qualified to run in Philippines’ elections”, The Philippine Daily Inquirer, 4 juin 2015. 103- PNA, “Lacson to run for President in 2016 elections”, The Manila Bulletin, 24 avril 2015. 104- “‘BEST’ Binay-Estrada tandem in 2016?”, The Manila Bulletin, 5 juin 2015. 105- Eva Visperas, “LP ready for 2016 with Mar for president”, The Philippine Star, 13 mai 2015. 106- Kristine Angeli Sabillo, “Philippine Vice President Binay leads 2016 polls: Pulls Asia survey”, Philippine Daily Inquirer, 18 mars 2015. 107- Cecille Suere Felipe, Jess Diaz, “Mar in the loop on talks with Grace”, The Philippine Star, 13 mai 2015. 24 Il a aussi envisagé d’aller chercher un candidat au sein de la coalition gouvernementale – et non pas seulement au sein de son parti – à défaut de se représenter lui-même pour assurer le service après-vente de ses réformes économiques et sécuritaires (cf. supra)108. Fin mai, les observateurs donnait au président jusqu’à son sixième State of the Nation Address (en juin-juillet) pour annoncer clairement la candidature présidentielle. Toutefois, la légitimité et crédibilité d’Aquino est largement écornée suite à l’échec des opérations anti-terroristes à Mamasapano (Mindanao)109 et aux négociations malhabilement menées dans le Sud. Ses seuls recours pour ne pas apparaître comme un poids – avant d’éventuellement contribuer à la victoire – sont à chercher du côté de ses succès économiques et de la réputation de sa famille. campagne. Les réseaux sociaux seront amenés à jouer un rôle central pour orienter les débats et interpeler les candidats. Grace Poe, Defensor Santiago et Escudero sont les plus en pointe pour affûter leurs arguments en ligne. En ce qui concerne la sphère académique, elle jouera son rôle habituel mais en ordre dispersé selon les accointances de chacun. L’armée – et dans une bien moindre mesure la police – poussera de son côté pour aborder les questions de souveraineté en mer de Chine et ne pas oublier la prochaine phase de modernisation de l’appareil militaire. D’autres lobbys – comme ceux des transports ou des télécommunications, dans un contexte de libéralisation – seront probablement fort influents dans certaines circonscriptions. Enfin, ne pas mésestimer le rôle de Washington qui va chercher à s’assurer du respect de l’EDCA (Enhanced Defense Cooperation Agreement) signé en avril 2014 afin de veiller à son « rééquilibrage » en Asie-Pacifique. f. Duterte et les autres ? Des groupes de pression ont demandé au maire de Davao, Rodrigo Duterte, de se positionner ; Binay lui a même proposé de s’engager avec lui comme vice-président mais l’intéressé a pris son temps et a préféré jauger sa popularité au gré de réunions publiques 110: finalement, c’est aux sénatoriales qu’il se présentera. Chiz Escudero, serait aussi à surveiller, de même que Drilon, le président du Sénat, qui s’est distingué dans les sondages du printemps. Miriam Defensor Santiago aurait également fait part de ses intentions. Enfin, l’homme d’affaires Manuel Villar Junior, président du Nacionalista Party (NP), suscite de plus en plus d’intérêt. Même le nom du boxeur Manny Pacquiao a été cité comme possible vice-président aux côtés de Binay. Le mois de juin risque ainsi d’être animé sur le front des candidatures, jusqu’aux inscriptions officielles en octobre111. Sur bien des aspects, les élections philippines rappellent celles d’Indonésie : même problème d’achats de voix, mêmes pronostics sans fin sur la constitution des tickets présidentiels, même coups bas sur le parcours des candidats et des problèmes de fonds rarement abordés – non seulement en politique interne mais aussi étrangère. Un tel contexte débouchera-t-il alors aux Philippines sur une surenchère populo-nationaliste comme ce fut le cas en Indonésie en 2014 ? Conclusion : les clés d’une bonne campagne Les alliances sont particulièrement versatiles : les candidats n’hésitent pas à faire et défaire les accords. Les appartenances partisanes n’ont que peu de sens ; la coalition présidentielle rassemble aujourd’hui le Liberal Party, le Nacionalista Party, le Nationalist People’s Coalition, le PDP-Laban et le Laban ng Demokratikong Pilipino : mais pour combien de temps ? Comme de coutume depuis 1998, le prochain président viendra fort probablement du Sénat112. En plus de cette origine institutionnelle, les financements seront cruciaux. Restent la question des thèmes qui borneront la 108- Norman P. Aquino, Clarissa Batino, Rosalind Mathieson, “Aquino widens net for 2016 presidential race as popularity falls”, Bloomberg Business, 25 mars 2015. 109- Voir infra : la note de François-Xavier Bonnet sur le sujet. 110- “Binay-Duterte in 2016? ‘Being considered’ – VP”, Rappler, 22 mai 2015. 111- Janet Grace Ortigas, “One Response to 2016 Election: Next President of the Philippines, Who Will Lead?”, The Philippine Star, 23 mai 2015. 112- Leila B. Salaverria, “Philippines senators in 2016: who’s running for what”, Philippine Daily Inquirer, 8 avril 2015. 25 2.2. Instabilités aux frontières “Myanmar 2015 : guérillas et Rohingyas au-delà des élections” Par Louis-Arthur Borer : Junior Fellow Asia Centre, chercheur associé IPSE. 1. Perspective des élections de novembre 2015 2. Des élections tributaires de la situation sécuritaire interne 3. La crise des Rohingyas Parmi les dix États membres de l’ASEAN, le Myanmar est probablement celui qui connaît la période de transition la plus importante113. Longtemps isolé sur le plan régional et international, le Myanmar fut dirigé par une junte militaire qui prit différents noms : le « Conseil d’État pour la Restauration de la Loi et de l’ordre » sous le général Ne Win de 1962 à 1988, changé en 1997 en « Conseil d’État pour la paix et le développement ». En 2010, le pays a entamé son ouverture et sa transition démocratique, sous le regard attentif des observateurs internationaux étatiques et des non-gouvernementaux. Avec l’organisation du premier scrutin pluraliste depuis deux décennies, les élections de 2010 constituent la première étape de la transition démocratique. Lors des précédentes élections de 1990, après la victoire du LND (Ligue Nationale pour la Démocratie), le parti de la figure emblématique de la transition démocratique du pays et prix Nobel de la paix en 1991, Madame Aung San Suu Kyi, qui avait alors rassemblé 80 % des voix, avait finalement été destitué par la junte militaire114. Toutefois, les élections de 2010 ont été critiquées à bien des égards par l’Union Européenne et les États-Unis, et furent boycottées par le LND115 qui accusait la junte militaire de s’immiscer dans ces élections aux lois électorales jugées contraignantes, durant lesquelles les observateurs internationaux et les journalistes (qui n’avaient pas le droit d’approcher les bureaux de vote à moins de cinquante mètres) étaient tenus à l’écart. Le nouveau président réformateur, et ancien général, Thein Sein a multiplié les signes d’ouvertures depuis 113- Cette note vient actualiser l’Etude trimestrielle de 2014 sur la Birmanie : Louis Borer, « L’armée et les réformes politiques au Myanmar », Étude trimestrielle, Observatoire Asie du Sud-est, n°5/8, cycle 2013-2014, juillet 2014. 114- Oren Samet, « Myanmar Elections: Incumbency May Thwart Opposition Victory », The Diplomat, 7 janvier 2015, http://thediplomat.com/2015/01/myanmar-elections-incumbency-maythwart-opposition-victory/ (consulté en mai 2015). 115- « Myanmar. Les Birmans en quête de changement », Courrier International, 10 novembre 2010, http://www.courrierinternational.com/article/2010/11/10/les-birmans-en-quete-de-changement (consulté en mai 2015). son investiture, s’attirant les premières faveurs de la communauté internationale. De nombreuses réformes sont lancées : libération d’opposants politiques, discussion avec les partis d’opposition, et une volonté affichée de mettre un terme à soixante ans de conflits internes au pays entre les minorités ethniques et les groupes armés qui divisent le Myanmar depuis son indépendance en 1948, ce qui en fait le conflit interne le plus long de l’histoire contemporaine. Les élections législatives partielles116 du 1er avril 2012 ont été jugées globalement acceptables et encourageantes. Avec un gouvernement composé en majorité de civils depuis mars 2011, le pays connaît avec ces élections le grand retour du LND qui obtient la majorité des sièges au Parlement. Aung San Suu Kyi acquiert ainsi son premier mandat de député. A l’approche des élections de 2015, les défis restent de taille, dans un contexte où le dialogue avec l’opposition et les rebelles reste délicat, et avec la nécessité de concilier réformateurs et conservateurs, ainsi que les responsables militaires. Les libertés publiques et de la presse restent limitées, le pouvoir judiciaire n’est toujours pas indépendant, et les indices de corruptions de Transparency International classent le Myanmar au 156ème rang sur 175 pays. 1. Perspective des élections de novembre 2015117 Les élections qui se tiendront fin octobre début novembre 2015118 opposeront principalement le parti de Thein Sein l’USDP (Union Solidarity and Development Party), actuellement au pouvoir, et le LND de Aung San Suu Kyi. Si cette dernière est placée favorite dans les sondages, l’article 59F de l’actuelle constitution lui interdit légalement d’accéder au poste de présidente. La raison invoquée dans cet article calibré à son intention, est l’interdiction d’exercer une haute fonction d’État si l’époux ou les enfants du candidat sont étrangers, ce qui est le cas d’Aung San Suu Kyi, dont le défunt mari est d’origine britannique. Malgré des discussions engagées sur la réforme de la constitution, notamment sur l’article 59F, le LND n’a pas d’autres candidatures évidentes dans ses rangs susceptibles de représenter le parti, d’autant plus que l’état de santé de madame Aung San Suu Kyi, 69 ans, reste fragile119. Dans ces conditions, selon l’analyste Bertil Lintner, le LND n’aurait pas plus de 25 % de chances de remporter 116- Bruno Phillip, « En Birmanie, le parti d’Aung San Suu Kyi triomphe aux législatives partielles », Le Monde, 2 avril 2012, http://www.lemonde.fr/asie-pacifique/article/2012/04/02/en-birmanie-le-parti-d-aung-san-suu-kyi-triomphe-aux-legislatives-partielles_1678954_3216.html#961lqBF0c9JVJ3v9.99 (consulté en mai 2015). 117- Sur ce thème, voir supra : l’article du professeur Robert Taylor. 118- « Myanmar’s Electoral Landscape », International Crisis Group, Asia Report, n°266, 28 avril 2015, http://www.crisisgroup. org/~/media/Files/asia/south-east-asia/burma-myanmar/266myanmar-s-electoral-landscape.pdf (consulté en mai 2015). 119- « Aung San Suu Kyi doctor fears for her health after illness on Europe tour », The Gardian, 15 juin 2012, http://www.theguardian. com/world/2012/jun/15/aung-san-suu-kyi-illness (consulté en mai 2015). 26 les élections, malgré sa nette avance dans les sondages et au Parlement. De plus, en dépit de l’invitation d’observateurs extérieurs120 tels que l’Union Européenne et l’United States Carter Center, censés valider le bon déroulement des élections, la Commission qui encadre les élections reste proche du gouvernement. Le contexte sécuritaire intérieur va également peser de manière significative, notamment sur la question de l’accessibilité aux bureaux de vote qui doit être harmonisée et sécurisée sur l’ensemble du territoire. Les minorités sont particulièrement concernées, avec certains groupes ethniques encore marginalisés, dont la communauté musulmane qui pâtit d’un sentiment antimusulman virulent dans certaines régions comme l’État de Rakhine, où leurs documents de vote ont été supprimés. Une large participation permettrait pourtant de légitimer le nouveau gouvernement, qui serait alors en meilleur position pour stabiliser les cessez-le-feu entre les groupes armés et le gouvernement (cf. infra). Illustrant la complexité de la grille électorale nationale, chacun des 16 principaux groupes ethniques (sur un total de 63 recensées en décembre 2013) a un représentant politique121, et sont regroupés au sein du Federal Union Party122, parti reconnu par le gouvernement, et qui vient s’ajouter au LND et à l’USDP. Le Federal Union Party est quant à lui naturellement enclin à une construction politique fédérale du Myanmar et une égalité des droits entre les ethnies, et représente potentiellement 40 % des électeurs. Quel que soit le parti vainqueur, le dialogue entre les partis123, le rôle de l’armée dans la gouvernance du pays, l’égalité avec les musulmans, la révision de la constitution, et la poursuite des réformes engagées en 2011 (qui connaissent sinon une période de régression depuis fin 2012-début 2013, au moins une stagnation) resteront les principaux objectifs politiques à traiter. 2. Des élections tributaires de la situation sécuritaire interne Les rébellions et conflits armés internes, ainsi que la crise des migrants Rohingyas font partie des défis majeurs auxquels le Myanmar doit faire face à l’horizon des élections de 2015. 120- Aung Hla Tun, « Myanmar to invite Western observers for general election », Reuters, 24 mars 2015, http://www.reuters.com/ article/2015/03/24/us-myanmar-election-iduskbn0mk0cl20150324 (consulté en mai 2015). 121- Paul Keenan, « Ethnic Political Alliances », Burma Center for Ethnic Studies, Briefing Paper No 18, Octobre 2013, http:// www.burmalibrary.org/docs16/BCES-BP-18-Ethnic_Political_Alliances-en.pdf (consulté en mai 2015). 122- Lawi weng, « Burma Govt Approves Federal Union Party », The Irrawaddy, 30 octobre 2013, http://www.irrawaddy.org/politics/burma-govt-approves-federal-union-party.html (consulté en mai 2015). 123- Sur ce point, un dialogue six parties a été instauré entre le président Thein Sein, Ang San Suu Kyi et d’autres personnalités tels que le chef de l’armée birmane, la Tatmadaw, le général Ming Aung Hlaingn ou Aye Maung, le président du Rakhine National Party. La plupart des accords de cessez-le-feu signés en 2011 sont bilatéraux, et de nombreux doutes persistent quant au respect de ces accords entre les groupes qui se sont assis à la table des négociations en mars 2015 dans le cadre du nationwide ceasefire agreement (NCA124), entre l’Union Peace-Making Work Committee (UPWC) gouvernemental et les groupes armées regroupés au sein du Nationwide Ceasefire Coordination Team (NCCT)125, qui travaille depuis 2013 sur ce dossier. Les dernières actions de la Tatmadaw, qui est en première ligne dans cette guerre interne depuis sa création (faisant de l’armée birmane l’une des plus aguerries et expérimentées d’Asie du Sud-est dans les opérations contre insurrectionnelles en milieu tropical) remettent en cause ce fragile équilibre. Lundi 9 février 2015, des combats opposant l’Armée de l’Alliance Nationale Démocratique du Myanmar (MNDAA) et la Tatmadaw ont eu lieu dans la région de Kokang, dans l’État de Shan, une zone frontalière avec la Chine riche en jade (raison pour laquelle les rebelles et le gouvernement cherchent à contrôler la région). L’objectif militaire était notamment de reprendre le contrôle du chef-lieu de la région de Kokang, la ville de Laukkai, et le dégagement des routes parsemées de mines et de barricades dans la zone de San Ta Aik Shan126. Selon certains médias, le chef rebelle Pheung Kya Shin aurait initié la reprise des affrontements127, qui auraient fait 126 morts et 359 blessés dans les rangs de la Kokang Ethnic Army et 16 morts et 110 blessés dans l’armée régulière birmane (mais les chiffres varient selon les sources), ainsi que de nombreux véhicules détruits. 90 000 personnes auraient pris la fuite vers la Chine. Selon le général Mya Tun Oo128, la proximité de la Chine aurait permis à certains mercenaires chinois de grossir les rangs des rebelles via le Yunnan, ou d’agir de façon indirecte pour eux par des formations ou du soutien logistique. 124- « Draft nationwide ceasefire deal signed in Myanmar », Xinhua, 31 mars 2015, http://www.chinadaily.com.cn/world/2015-03/31/ content_19964357.htm (consulté en avril 2015) - Liste des membres et des rencontres: « Nationwide Ceasefire Coordination Team », Myanmar Peace Monitor, http://www.mmpeacemonitor.org/stakeholders/myanmar-peace-center/192-ncct (consulté en mai 2015). 125- Kyaw San Wai, « Myanmar’s Nationwide Ceasefire Agreement: Second Chance at Peace? », RSIS Commentaries, CO14175, 8 septembre 2014, https://www.rsis.edu.sg/rsis-publication/rsis/ co14175-myanmars-nationwide-ceasefire-agreement-secondchance-at-peace/#.VVZ-Afmqqkp (consulté en mai 2015). 126- « Myanmar : 126 soldats tués dans le combat avec l’armée Kokang », french.xinhuanet.com, 19 avril 2015, http://french.xinhuanet.com/monde/2015-04/19/c_134163447.htm (consulté en mai 2015). 127- « La reprise brutale du conflit de Kokang décrédibilise de nouveau la volonté du gouvernement de parvenir à des accords de paix au niveau national », Info Birmanie, 19 février 2015, http://www.info-birmanie.org/la-reprise-brutale-du-conflit-de-kokang-decredibilise-de-nouveau-la-volonte-du-gouvernement-deparvenir-a-des-accords-de-paix-au-niveau-national/ (consulté en mai 2015). 128- Nirmal Ghosh, « Myanmar army says rebels using China mercenaries », The Straits Times, 23 février 2015, http://www. asianewsnet.net/Myanmar-army-says-rebels-using-China-mercenaries-71995.html (consulté en mai 2015). 27 Dans le Nord-est, le doute persiste avec la Kachin Independant Organisation129 et sa branche armée KIA, créée en 1961 et forte de 100 000 hommes. La trêve conclue entre 1980 et 1993 a permis à l’organisation de se renforcer sur le plan politique et militaire. Le gouvernement tentait de faire pression sur la KIA dans l’objectif d’intégrer ses forces au sein du corps de garde-frontières, les Border Guard Forces. Les négociations houleuses ont entrainé une escalade des tensions jusqu’en 2010, soldées par une reprise des combats en 2011, concentrés autour de la ville de Sang Gang, dans l’État du Kachin. Ces affrontements ont entrainé la suspension partielle des négociations fin 2014130 entre la Tatmadaw et les chefs de groupes ethniques. Lors des dernières discussions, le chef des négociations du gouvernement (Aung Min), le ministre des Affaires frontalières (le général Htet Naing Win), et le ministre de l’Immigration (Khin Ye), étaient présents au Myanmar Peace Center (MPC) de Rangoon, mais pas les dirigeants militaires de l’armée régulière. Plusieurs membres du NCCT manquaient également à l’appel131, dont l’influent général Gun Maw (KIA), et Tar Aik Bong, le leader des Ta’ang National Liberation Army (TNLA). 3. La crise des Rohingyas L’ASEAN et l’Europe traversent toutes deux une crise humanitaire maritime, avec d’une part les Rohingyas dans la mer d’Andaman, qui partent du Myanmar et dans une moindre mesure du Bangladesh dans l’objectif de rejoindre la Malaisie et l’Indonésie, et d’autre part, des migrants Syriens, Erythréens, Libyens, qui tentent de rejoindre l’Europe via l’Italie ou la Grèce. En Méditerranée, l’Europe a déployé des moyens (jugés largement en-deçà des réels besoins que requiert une telle crise) dans le cadre de l’opération Mare Nostrum (Italie) relayée par l’opération Triton (issue du programme européen FRONTEX). Avec la crise des Rohingyas, les États de l’ASEAN132 se trouvent dans une situation assez similaire, nécessitant une réponse rapide et pour laquelle chaque État répond encore de manière indépendante, sans coordination régionale sur le plan politique ou opérationnel. Localisés dans l’État d’Arakan, les Rohingyas représentent près 50 % de la population de cette région et comptent entre 800 000 et un million d’individus. Ce groupe ethnique d’obédience musulmane est considéré par l’ONU comme l’un des plus persécutés au monde. Effectivement, 129- Matthew Henman, IHS Jane’s World Insurgency& Terrorism, Vol. 39, 2014, p. 405-445. 130- Lawi Weng, « Top Ethnic Leaders, Burma Army Reps Absent From Ceasefire Talks », The Irrawaddy, 22 décembre 2014, http:// www.irrawaddy.org/burma/top-ethnic-leaders-burma-army-repsabsent-ceasefire-talks.html (consulté en mai 2015). 131- Tin Aung Khine et Thiha Tun, « Sixteen Myanmar Army Soldiers Die in Battle with Kokang Insurgents », Radio Free Asia, 16 avril 2015, http://www.rfa.org/english/news/myanmar/sixteensoldiers-die-in-battle-with-kokang-insurgents-04162015165049. html (consulté en mai 2015). 132- Luke Hunt, « ASEAN’s Refugee Embarrassment », The Diplomat, 15 mai 2015, http://thediplomat.com/2015/05/ aseans-refugee-embarassment/ (consulté 15 mai 2015). ces derniers sont exposés à des discriminations récurrentes, voire structurelles au Myanmar, et n’ont toujours pas été naturalisés depuis l’ancienne junte. Ils sont donc considérés comme des immigrés illégaux bangladais sur le territoire, et sont traités comme tels, ou au mieux comme des citoyens de seconde classe par la plupart des birmans. Illégitimes au regard des citoyens birmans et des extrémistes bouddhistes, ils sont à l’origine de tensions qui sont vite apparues autour des questions cadastrales, et l’accès à la plupart des services de base (nourriture, éducation, santé…) leur est limité, auxquelles s’ajoutent des restrictions à la mobilité, de possibilités de travail, jusqu’au droit au mariage, pour lequel ils doivent effectuer une demande spécifique. Face à cette situation, les Rohingyas tentent de fuir massivement, créant une crise humanitaire régionale tant sur le plan maritime que continental. Selon le HCR, 50 000 personnes ont pris la fuite entre janvier et novembre 2014, soit une hausse de 15 % par rapport à 2013, représentant un flux d’immigrés particulièrement vulnérables d’environ 7 000 personnes par mois. Depuis plusieurs semaines, c’est en mer que se concentrent les principaux problèmes. Environ 5 000 migrants seraient entassés sur quelques vétustes chalutiers parsemés dans la mer d’Andaman, avec l’objectif de rejoindre la Malaisie ou l’Indonésie. Malheureusement, Bangkok, Jakarta et Kuala Lumpur ont refusé d’accueillir ce flux de migrants. Ces chalutiers chargés d’apatrides dérivent sur la mer des Andaman depuis presque deux mois dans des conditions sanitaires et sécuritaires critiques. En pleine saison chaude, les températures atteignent jusqu’à 55 degrés, et les migrants viennent à manquer d’eau et de nourriture. Ceux qui ont succombé ont été jetés à la mer. De violentes rixes ont éclatés entre les migrants Rohingyas et Bangladais sur les navires, concernant le partage des vivres. En attendant de trouver une solution plus durable, certaines initiatives étatiques ou privées ont été prises par les États riverains, ou plus éloignés. Les pêcheurs indonésiens d’Aceh ont apporté leur soutien, des bâtiments de garde-côtes philippins ont été envoyés sur zone, et des hélicoptères de la Royal Thaï Air Force ont procédés à des largages de colis en mer pour répondre à « ses obligations humanitaires »133. Bangkok a également déclaré son intention de mettre en place des camps dans la province de Ranong134. Sur terre, la situation n’est pas meilleure. Les migrants sont exposés au trafic d’êtres humains qui se déroulent 133- « Nous leur avons refusé l’entrée dans notre pays mais nous leur avons donné de la nourriture et de l’eau pour remplir nos obligations humanitaires », a déclaré le général Puthichart Ekachant, chef provincial de la police : « En mer depuis deux mois, des migrants appellent à l’aide au large de la Thaïlande », Le Monde, 14 mai 2015, http://www.lemonde.fr/asie-pacifique/ article/2015/05/14/des-rohingyas-en-perdition-au-large-de-la-thailande_4633576_3216.html#cdspRE2CzjP7hEm4.99 (consulté en mai 2015). 134- « Thailand may set up camps for Rohingya migrants », The Straits Times, 15 mai 2015, http://www.straitstimes.com/news/ asia/south-east-asia/story/thailand-may-set-camps-rohingya-migrants-20150515 (consulté en mai 2015). 28 le long de la frontière thaïlandaise, où les forces de polices et l’armée thaïlandaise jouent un rôle ambigu. 50 policiers thaïlandais ont d’ailleurs été inculpés (simple changement d’affectation) à la suite d’affaires de trafics d’êtres humains. Les conditions de traitement ne sont pas optimales, avec près de 3 000 personnes enfermées dans des centres de détention pour immigrés. Plus préoccupant encore, un charnier a été découvert à 300 mètres dans la frontière thaïlandaise. La crise Rohingyas suscite une attention importante sur le plan médiatique et international : l’Union Européenne se mobilise135 depuis 1994 via son service d’aide à la protection civile (ECHO), doté de 57 millions d’euros de budget entre 2010 et 2015, de même que les ÉtatsUnis, l’ONU, l’Australie et l’ASEAN. Les principaux pays concernés (outre le principal intéressé, le Myanmar) – Indonésie, Malaisie, Singapour puis Thaïlande – participent quant à eux depuis 2004 (avec Singapour), à des patrouilles coordonnées Malacca Straits Sea Patrols (MSSP) dans le cadre de la lutte contre la piraterie dans le détroit de Malacca ; celles-ci se sont avérées fructueuses. Serait-il donc envisageable d’étudier les RETEX possibles des MSSP (détroit de Malacca) → crise des migrants (mer d’Andaman), sur le même modèle européen Atalante → Méditerranée ? Face à la pression internationale et médiatique, les États riverains, jusqu’alors réticents, se sont mis d’accord pour mettre en place une aide humanitaire « temporaire »136. Les ministres des Affaires étrangères malaisiens, indonésiens et thaïlandais se sont rencontrés137 mercredi 20 mai 2015 et ont convenu d’organiser un « sommet d’urgence138 » réunissant 15 pays à Bangkok le 29 mai. Après moult négociations, le Myanmar a finalement accepté d’assister au sommet, même si Naypyidaw ne reconnaît toujours pas l’existence officielle de cette crise139. Selon certains analystes de l’OIM (Organisation Internationale pour les Migrations), ce sommet serait une coquille vide dans l’objectif de calmer les ardeurs médiatiques et les pressions internationales. Enfin, le manque de prise de position et le peu d’empathie apparent d’Aung San Suu Ky à l’égard des Rohingyas a soulevé de nombreux questionnements, 135- « La crise Rohingya », Commission européenne, aide humanitaire et protection civile, Fiche Info ECHO, avril 2015, http://ec.europa.eu/echo/files/aid/countries/factsheets/rohingya_ fr.pdf (consulté en mai 2015). 136- « Malaysia, Indonesia agree to offer temporary shelter to 7,000 migrants », Asia News Network, 20 mai 2015, http://www. asianewsnet.net/REFUGEE-CRISIS-Malaysia-Indonesia-agree-tooffer-t-75333.html (consulté en mai 2015). 137- « Malaysia, Indonesia and Thailand to meet on boatpeople crisis », Channel News Asia, 20 mai 2015, http://www.channelnewsasia.com/news/asiapacific/malaysia-indonesia-and/1858468.html (consulté en mai 2015). 138- Bruno Philip, « Des centaines de migrants à la dérive dans la nouvelle « Méditerranée d’Asie » », Le Monde, 15 mai 2015, http://www.lemonde.fr/asie-pacifique/article/2015/05/15/des-centaines-de-migrants-a-la-derive-dans-la-nouvelle-mediterranee-dasie_4634063_3216.html (consulté en mai 2015). 139- « PM: Myanmar can’t be forced », The Nation, 16 mai 2015, http://www.nationmultimedia.com/politics/PM-Myanmar-cant-beforced-30260261.html (consulté en mai 2015). certains membres d’ONG allant jusqu’à demander le retrait de son prix Nobel de la paix. Dans cette crise, Aung San Suu Kyi apparaît effectivement comme une femme davantage soucieuse des perspectives politiques que de ses principes humanistes. Le manque de popularité des Rohingyas au sein de la population birmane pouvant lui faire perdre une partie de son électorat. La crise sécuritaire et humanitaire que traverse le Myanmar tend donc à rendre plus opaques les perspectives électorales et le contexte dans lequel celle-ci se dérouleront. “Le « massacre » de Mamasapano : Le processus de paix à Mindanao est-il en danger ?” Par François-Xavier Bonnet : IRASEC à Bangkok. 1. Les espoirs d’une paix durable à Mindanao 2. Le « massacre » de Mamasapano 3. Le « massacre » et son impact sur l’opinion publique 4. Le processus de paix suspendu au bon vouloir des parlementaires 5. La commission pour la paix : dépasser les émotions 6. L’urgence du vote de la BBL Conclusion L’année 2015 s’ouvrait sur un vent d’espoir. Les députés et sénateurs philippins promettaient que leurs travaux sur la Bangsamoro Basic Law (BBL) étaient prêts de s’achever. Le vote final devait avoir lieu en mars 2015 soit un an après l’accord historique sur la Bangsamoro. Pourtant, le 25 janvier 2015, l’opération anti-terroriste Exodus tourne au drame avec la mort de 44 policiers d’élite. Quels sont les impacts de ce fiasco policier sur le processus de paix lui-même ? Quels sont les scénarios possibles à court et moyen termes ? 1. Les espoirs d’une paix durable à Mindanao Le 27 mars 2014, le gouvernement Philippin et le Moro Islamic Liberation Front (MILF) signaient l’accord historique sur la Bangsamoro (CAB – Comprehensive Agreement on the Bangsamoro). Cet accord met fin à 17 années de négociations tendues entre les deux parties, entrecoupées d’offensives militaires (en 1998, 2000, 2003 et 2008) et d’espoirs déçus (région autonome de la Bangsamoro Juridical Entity ou BJE, déclarée anticonstitutionnelle en septembre 2008)140. Cependant, le CAB, composé de quatre annexes (transition, partage des ressources naturelles et du pouvoir, désarmement, eaux territoriales) n’est que l’aboutissement de la première phase du processus de paix. Le CAB est en effet la source à partir de laquelle la Commission 140- François-Xavier Bonnet, « Philippines : Année 2014, entrée en période préélectorale », in Abigael Pesses, François Robinne (dir.), L’Asie du Sud-est 2015 – Bilan, enjeux et perspectives, Bangkok, IRASEC, 2015, p. 237. 29 de transition de la Bangsamoro a élaboré la loi fondamentale de la Bangsamoro (BBL – Bangsamoro Basic Law). Cette « Constitution » de la Bangsamoro fut transmise, le 10 septembre 2014, après de nombreux mois de retard, au Parlement et au Sénat. Ces derniers devaient débattre, éventuellement amender, puis voter ce texte pour le 17 mars 2015. C’est durant cette période extrêmement sensible qu’est intervenue la mission secrète Oplan Exodus qui visait à éliminer deux terroristes cachés sur l’île de Mindanao. 2. Le « massacre » de Mamasapano Le 25 janvier 2015, plus de 300 policiers des forces spéciales (Special Action Force – SAF) participaient à une mission secrète qui visait à capturer deux terroristes dans la municipalité de Mamasapano (province de Maguindanao, Mindanao). Ces deux terroristes, le Malaysien Zulkifli bin Hir alias Marwan et son partenaire local Abdul Basit Usman, faisaient l’objet d’une chasse à l’homme depuis 2010141 et leurs têtes étaient mises à prix à 5 millions de dollars et 1 million de dollars respectivement par le Département de la justice américain. Le commando parvint à neutraliser l’une des cibles, Marwan, mais fut pris au piège par différents groupes armés au moment de quitter les lieux. Après des heures de combat intense, le bilan était extrêmement lourd : 44 policiers de la SAF, 18 combattants du Moro islamic Liberation Front (MILF) et quatre civils dont un enfant furent tués. Par ailleurs, ces combats déplaçaient 1 500 personnes et quatre écoles étaient temporairement fermées (affectant 5 000 élèves et 124 enseignants). 3. Le « massacre » et son impact sur l’opinion publique – BIFF142) mais aussi des factions du MILF lui-même, comme le 118e Base Command dirigé par le commandant Wahid Tundok, sensées soutenir ce même processus. Se sentant trahie par le MILF, l’opinion publique exprimait un certain rejet du processus de paix avec le groupe rebelle. Le sondage du Social Weather Stations (SWS) de mars 2015143, par exemple, montre un très net déclin de l’option « uniquement négociations pacifiques avec le MILF » par rapport au sondage réalisé un an auparavant au moment de la signature du CAB. Ainsi, si en mars 2014, 62 % des personnes interrogées étaient conscientes que seules des négociations pacifiques étaient efficaces pour régler la question du MILF, ce pourcentage avait chuté en mars 2015 pour atteindre 45 %144. En corollaire, l’option « offensives militaires uniquement » passait de 9 % en 2014 à 20 % en mars 2015. De même, l’option « panachage » (offensives militaires et négociations selon les cas) attirait la sympathie de 29 % des sondés en 2014 mais 35 % en 2015. Pire, les résultats du sondage de Pulse Asia de mars 2015 montrent que seulement 4 % des personnes sondées sont « très favorables » au passage de la loi sur la BBL et 17 % « favorables ». A l’inverse, 44 % des personnes sondées s’opposent «fortement» (27 %) ou « très fortement » (16 %) à cette loi. Cette opposition est d’autant plus inquiétante qu’elle est la plus forte sur l’île de Mindanao, avec 62 % des personnes sondées se déclarant hostiles à cette loi145. Ce retournement de l’opinion publique philippine vis-à-vis du processus de paix, qui pourrait n’être que passager et lié à l’émotion et à la colère du moment, s’est accompagné d’un blocage total des discussions sur la BBL au Sénat et au Parlement. 4. Le processus de paix suspendu au bon vouloir des parlementaires Surnommée le « massacre de Mamasapano » par les médias, la mort au combat des 44 policiers de l’unité d’élite SAF, a provoqué une vague d’indignation et une émotion considérable non seulement au sein des sphères dirigeantes mais aussi au cœur du peuple. L’indignation et la colère étaient d’autant plus intenses que les groupes armés qui avaient combattu les SAF n’étaient pas seulement des groupes opposés au processus de paix entre le gouvernement Aquino et le MILF (tel le Bangsamoro Islamic Freedom Fighter A la suite du fiasco de Mamasapano, le sénateur Ferdinand R. Marcos Jr et le député Rufus Rodriguez, tous deux présidents des comités respectifs en charge de discuter la loi sur la BBL, déclaraient l’arrêt total des débats tant que la lumière n’était pas faite sur le drame. Cependant, au-delà de la nécessaire enquête sur le fiasco et l’établissement des responsabilités, les parlementaires prenaient en otage le processus de paix, et justifiaient la nécessité d’amender et d’éliminer purement et simplement certains articles. 141- Marwan est fortement soupçonné d’être à la tête du groupe terroriste Kumpulan Mujahidin Malaysia (KMM) membre du groupe terroriste international Jemaah Islamiyah (JI) et d’avoir fabriqué des bombes pour les attentats réalisés de 2000 à 2015 dans la région. Usman est accusé lui aussi de nombreux attentats sur l’île de Mindanao (il est lui-même tué le 3 mai 2015). Entre 2010 et 2015, pas moins de dix opérations ont été réalisées pour capturer ou éliminer les deux terroristes. A chaque fois, les deux ont reçu des informations leur permettant in extremis d’échapper à leurs poursuivants. L’opération Exodus de Mamasapano devait donc être Top secrète, sans coordination avec la police nationale ou l’armée. Voir par exemple: Christina Mendez, « 10 operations hatched by PNP vs Marwan », Philippine Star, 10 février 2015, http://www.philstar. com/headlines/2015/02/10/1422125/10-operations-hatched-pnpvs-marwan. 142- Le BIFF est issu d’une scission avec le MILF. Il refuse tout processus de paix avec le gouvernement qui n’aboutirait pas à l’indépendance de Mindanao. C’est le BIFF qui a protégé Marwan et Usman depuis environ deux ans. Le commandant Kato, chef du BIFF, est mort le 14 avril 2015. 143- Social Weather Survey, “Filipinos prefer peaceful means in dealing with the MILF, even while being less satisfied with the administration in peace efforts”, First Quarter 2015 Social Weather Survey – SWS Special Report, 3 mai 2015, www.sws.org.ph. 144- Il s’agit presque du pourcentage le plus bas depuis que le SWS sonde l’opinion publique sur cette question c’est-à-dire depuis 1999. En juin 2003, seulement 38 % des sondés étaient en faveur de négociations uniquement (ce sondage coïncidait avec de vastes opérations militaires). 145- Andreo Calonzo, “44% of Pinoys oppose passage of BBL – Pulse Asia, GMA” Network, 19 mars 2015, http://www.gmanetwork.com/news/story/455097/news/nation/44-of-pinoys-oppose-passage-of-bbl-pulse-asia. 30 Ainsi, sur 221 sections formant la BBL, 60 seraient marquées pour amendement ou élimination, les autres seraient acceptées146. Sur les 60 sections en jeux, au moins huit d’entre elles devraient disparaitre dont cinq qui limitent l’indépendance d’institutions (Commission of Audit et Commission of Elections), deux qui affectent les opérations militaires et policières dans la future région et une qui autorise l’agrandissement de la future région sans limite dans le temps147. Au total, entre les 52 amendements et les huit délétions, la nouvelle région Bangsamoro pourrait avoir une autonomie plus faible que celle de l’actuelle région autonome (Autonomous Region of Muslim Mindanao – ARMM). 5. La commission pour la paix : dépasser les émotions Face au blocage institutionnel et à l’urgence de poursuivre le processus de paix, le président Aquino invitait cinq personnalités hautement respectées de la société civile afin de créer une commission chargée d’étudier en profondeur la BBL et d’aider à clarifier les zones d’ombre148. Après la consultation de 136 personnalités d’horizons divers, la commission concluait que : « D’une manière générale, nous reconnaissons que la BBL est très largement acceptable et devrait avoir le soutien de tous les Philippins. Sur les quelques sections qui ont besoin d’être peaufinées, nous offrons des recommandations149 ». Au total, la commission se concentrait sur les 20 sections les plus litigieuses, considérées par le parlement comme anticonstitutionnelles, contraires aux lois existantes et inacceptables. Sur ces 20 sections, une seule était recommandée pour délétion par la commission (section sur l’extension sans limite dans le temps de la région). Les 19 autres devraient être soit légèrement amendées soit peaufinées150. 6. L’urgence du vote de la BBL Les retards accumulés notamment par les blocages des travaux parlementaires (fin janvier à mi-avril) ont réduit considérablement la période dite de « transition » c’est-à-dire l’établissement d’un gouvernement provisoire dirigé par le MILF. Cette période, à l’origine de deux ans, devrait s’étendre jusqu’en mai 2016 et faire coïncider l’élection présidentielle avec la première élection de la Bangsamoro. 146- Gilles Cabacungan, “Committee vote on BBLbegins Monday in House”, Philippine Daily Inquirer, 11 mai 2015, http://newsinfo. inquirer.net/690512/committee-vote-on-bbl-begins-monday-inhouse. 147- Jess Diaz, “P-Noy: House panel to pass BBL this week”, Philippine Star, 11 mai 2015, http://www.philstar.com/ headlines/2015/05/11/1453453/p-noy-house-panel-pass-bbl-week. 148- Les cinq membres étaient : Cardinal Luis Tagle (évêque de Manille), Hilario Davide Jr (ancien président de la Cour suprême et l’un des artisans de la constitution de 1987), Howard Dee (ancien ambassadeur au Vatican), Jaime Zobel-Ayala II (président d’Ayala Corporation) et Bai Rohaniza Sumnad-Usman (fondatrice d’ONG telles Teach Peace). 149- Citizen’s Peace Council, Report of the Peace Council on the Bangsamoro Basic Law, 27 avril 2015, p. 4, http://www.opapp.gov. ph/sites/default/files/peace-council-report-bbl.pdf. 150- Patricio Diaz, BBL: Citizen’s Peace Council tells Congress, 5 mai 2015, http://www.mindanews.com/mindaviews/2015/05/05/ comment-bbl-citizens-peace-council-tells-congress/. Le scénario le plus optimiste considère que la loi sur la BBL pourrait être votée en séance plénière avant le 11 juin, permettant ainsi à la Commission des élections (Comelec) de préparer le referendum prévu pour septembre. Dans ce cas de figure, le gouvernement provisoire pourrait s’installer à la fin 2015. Le second scénario, le plus réaliste mais aussi le plus risqué, prend en compte le fait que si le parlement passe à temps sa version de la loi, tout semble indiquer que le sénateur Marcos et son comité « trainent des pieds » et fassent tout pour ralentir le processus. Les visites des sénateurs dans les provinces affectées par la BBL devraient se poursuivre jusqu’à la fin mai. Or, si le texte n’est pas définitivement adopté par les deux chambres avant le 11 juin, il est peu probable qu’un référendum puisse se tenir avant la fin de l’année 2015. En effet, le parlement arrête ses travaux du 11 juin au 26 juillet d’une part, d’autre part la Comelec a besoin d’au moins trois mois pour organiser le referendum. Ainsi, l’organisation du referendum pourrait interférer avec l’organisation des élections présidentielles (les candidats doivent s’inscrire au plus tard en octobre 2015) et être politisé. Par ailleurs, le MILF accepterat-il de siéger dans un gouvernement provisoire de quelques mois ? L’hypothèse la plus vraisemblable est que le MILF demande l’extension de la période de transition de la Bangsamoro. Un ancien chef des négociateurs du gouvernement, Jesus Dureza proposait que cette extension corresponde aux élections locales de 2019151. Cependant, au-delà de ces questions cruciales de calendrier, le processus de paix est encore vulnérable. De fait, le flou réside quant aux modifications du texte de la BBL. Pour la commission pour la paix, les législateurs doivent avoir une interprétation libérale de la constitution et prendre en compte les particularismes historiques, politiques etc. de la Bangsamoro. Le sénateur Marcos et le député Rodriguez insistent à l’inverse sur l’inconstitutionnalité de certains articles. Quelle interprétation prévaudra à l’issu du vote final ? Le MILF acceptera-t-il une version galvaudée de la BBL ? Par ailleurs, les forces armées opposées au processus de paix sont nombreuses et actives (BIFF et Abu Sayyaf par exemple) et l’on voit émerger des leaders locaux du MILF dont la loyauté au mouvement est floue ou à géométrie variable. Le commandant Wahid Tundok, par exemple, respecté par plus de 3 600 guérilleros et chef du 118e Base Command est, bien que membre du MILF, plus proche des leaders du BIFF (par les liens familiaux) que de son voisin le commandant Zacaria Goma, chef du MILF 105e Base Command. Entre les deux commandants du MILF il existe une guerre de clan ou rido, rendant les deux hommes volatiles. Le succès de la Bangsamoro passera donc nécessairement par le soutien actif de puissants chefs locaux tels Tundok et Goma. Enfin, la nouvelle Bangsamoro devra nécessairement intégrer le Moro National Liberation Front (MNLF), le mouvement historique de la lutte moro dirigé par Nur 151- Carolyn O. Arguillas, “Dureza: extend Bangsamoro transition period to 2019”, Mindanews, 15 septembre 2014, http://www.mindanews.com/peace-process/2014/09/15/dureza-extend-bangsamoro-transition-period-to-2019/. 31 Misuari. Le MNLF, seul mouvement moro à être reconnu par l’Organisation de la Conférence Islamique (OCI), avait signé le premier accord de paix en 1996 avec le gouvernement Ramos. Misuari refuse de reconnaître le processus de paix entre le gouvernement et le MILF et demande une révision des accords de 1996. Or, lors d’une visite du sénateur Marcos à Jolo le 13 mai 2015, des représentants de plusieurs factions du MNLF ainsi que plusieurs politiciens locaux menaçaient de voter « non » lors du referendum sur la Bangsamoro, amputant celle-ci de Sulu, Tawi-Tawi et Basilan152. Menaces en l’air ? Rien n’est moins sûr car l’essentiel des forces u MNLF sont sur ces trois îles (ethnies tausug et samal). Que deviendrait la Bangsamoro sans le territoire historique du sultanat de Sulu ? Conclusion Les événements violents de Mamasapano ont cassé la formidable dynamique de paix impulsée par l’administration Aquino et le MILF depuis 2011-12. La lutte anti-terroriste peut, à tout moment, faire déraper les négociations et le processus de paix si elle est mal gérée. Ces dérapages permettent aux stéréotypes anti-musulmans d’émerger (« les musulmans sont des fourbes » etc.) et de légitimer l’élimination d’articles jugés « inacceptables ». La détermination sans faille du président Aquino d’aboutir à la Bangsamoro, permet de contrebalancer le camp des sceptiques. Une interprétation libérale de la constitution, telle que prônée par la commission prévaudra-t-elle au Congrès? Passé l’obstacle parlementaire, le gouvernement et le MILF devront lancer une campagne de sensibilisation dans tous les villages de la Bangsamoro afin, notamment, de convaincre les habitants de Sulu, Tawi-Tawi et Basilan de voter « oui » au referendum. L’essentiel du processus doit être réalisé avant mai 2016 et irrémédiable, alors que la volonté politique est encore puissante. 152- Angela Casauay, “MNLF, sultans want out of Bangsamoro”, Rappler, 13 mai 2015, http://www.rappler.com/nation/93115-mnlfsulu-sultanate-oppose-bangsamoro. 32