Fund Managers Approved

Transcription

Conventions de garde
Gestionnaires de fonds approuvés au avril 30, 2016
Gestionnaires de fonds
Pays
Type de Produits
Fonds visé par la convention
1
1832 Asset Management L.P. (Dynamic Funds)
Includes Deposit accounts
Canada
Mutual Funds / Hedge Funds / LSF's
2
Aberdeen Global Services S.A.
Aberdeen Global II Funds
Outre-mer
Mutual Fund
3
Acernis Capital Management Inc.
Acernis Funds (Class A Units & Class F Units)
Canada
Pooled Fund
4
Acker Finley Asset Management Inc.
QSATM Funds
Canada
Mutual Fund
5
ACM Advisors Ltd.
ACM Commercial Mortgage Fund
Canada
Mortgage Investment Fund
6
Acorn Global Investments Inc.
Acorn Global Investments Inc.
Canada
Hedge Fund
7
Addenda Capital Inc.
Addenda Pooled Funds
Canada
Pooled Fund
8
AEGON Fund Management Inc.
Canada
Mutual Fund
9
AGF Investments Inc.
Acuity Pooled funds
Canada
Mutual Fund / Pooled Fund
Aberdeen Global Funds
Acuity family of mutual funds
AGF Elements family of mutual funds
Harmony family of mutual funds
AGF family of mutual funds
AGF Pooled funds
10
AHF Capital Partners Inc.
AHF Credit Opportunities Fund - Series A, F and I
Canada
Mutual Fund/Hedge Fund/Pooled Fund
11
AIP Asset Management
AIP Global Marco Fund LP
Canada
Limited Partnership
12
Aldergrove Credit Union
Canada
GIC's
13
Algonquin Capital Corporation
Canada
Limited Partnership
14
Alignvest Capital Management Inc.
Alignvest Opportunities Fund Trust
Alignvest Income Fund Trust
Canada
Hedge Fund
15
AlphaNorth Asset Management
Canada
Mutual Fund
16
Antares Investment Management, Inc.
Canada
Pooled Fund
Gestionnaires de fonds approuvés par nom
Page 1 de 22
Pays
Type de Produits
17
Arrow Capital Management Inc.
Canada
Hedge Fund
18
Artemis Investment Management Limited
Robson Alpha Scout Fund
Canada
Mutual Fund / Limited Partnership
19
Aston Hill Asset Management Inc.
Canada
Mutual Funds / Hedge Funds / LSF's
20
ATB Investment Management Inc.
Canada
Mutual Fund
21
Aurion Capital Management Inc.
Canada
Pooled Fund
22
Auspice Capital Advisors Ltd.
Auspice Diversified Trust
Canada
Mutual Fund Trust
23
Aventine Management Group Inc.
BTH Tactical Growth Fund
Canada
Mutual Fund
Canada
Mutual Fund
Alpha Scout Fund and RSP Fund
Aventine Canadian Equity Fund
24
B.E.S.T Investment Counsel Limited
B.E.S.T. Total Return Fund Inc.
B.E.S.T. Active 365 Fund LP
The Business, Engineering, Science & Technology Discoveries Fund Inc.
25
B2B Bank
Canada
GIC's / Investment Savings Accounts
26
Bank of America, National Association (Canada Branch)
Canada
GIC's
27
Bank of Canada
Canada
Other
28
Bank of Montreal
Canada
GIC's
29
Bank of Montreal Mortgage Corp.
Canada
GIC's
30
Bank of Nova Scotia
Scotia Mortgage Corporation
Canada
GIC's
National Trust Company / Victoria&Grey MortgageCorp.
Bank of Nova Scotia
Montreal Trust Company of Canada
31
Barometer Capital Management Inc.
Canada
32
Barrage Capital Inc.
Canada
Mutual Fund / Hedge Fund / GIC's
33
Bellwether Investment Management Inc.
Bellwether Canadian Performance Fund
Canada
Pooled Fund
Bellwether US Stock Fund
Bellwether Canadian Stock Fund
34
Beutel Goodman & Company Ltd
Canada
Mutual Fund/Pooled Fund/Seg Fund
35
BirchLeaf Investments Inc.
BirchLeaf Growth Fund
Canada
Pooled Fund
36
Black Swan Dexteritas Inc.
Canada
Limited Partnership
Page 2 de 22
Pays
Type de Produits
BSD Global Tech Hedge Fund LP
37
BlackBridge Capital Management Corp.
Canada
Mutual Fund
38
Blackheath Fund Management Inc.
Blackheath
Canada
Mutual Fund
39
BlackRock (Luxembourg) SA
BlackRock Global Funds
Outre-mer
Mutual Fund
40
BlackRock Asset Management Canada Limited
BlackRock Asset Management Canada Limited
Canada
Mutual Fund
41
BloombergSen Inc.
BloombergSen Partners RSP Fund
Canada
Mutual Fund
42
Blumont Capital Corp.
Blumont family of funds
Canada
Northern Rivers Capital Mgmt. family of funds
Exemplar Portfolios Ltd.
43
BMO Harris Investment Management Inc.
Canada
Mutual Fund
44
BMO Investments Inc. / BMO Investissements Inc.
BMO Guardian Funds
Canada
BMO China A-Share Fund
BMO Mutual Funds
45
BMO Life Assurance Company
BMO Guaranteed Investment Funds
Canada
Segregated Fund
46
BMO Nesbitt Burns Inc.
BMO Nesbitt Burns Group of Funds
Canada
Mutual Fund / Linked Notes
47
BMO Trust Company
Advisor's Advantage Trust
Canada
GIC's
48
BNP Paribas (Canada)
Canada
Linked Notes
49
BNP Paribas Investment Partners Canada Ltd.
Canada
Mutual Fund
50
BNY Mellon Global Management Ltd.
BNY Mellon Global Management Ltd. family of funds
Universal Liquidity Funds PLC
Outre-mer
Mutual Fund
51
Brandes Investment Partners & Co.
Canada
Mutual Fund
52
Brandywine Global Investment Management (Canada), ULC
Canada
Pooled Fund
53
Brickburn Asset Management Inc.
Dominion Equity Resource Growth Fund
Canada
Mutual Fund
Brickburn family of mutual funds
54
BridgingFinance Inc.
Canada
Pooled Fund
55
Bristol Gate Capital Partners Inc.
Bristol Gate U.S. Equity Fund LP
Canada
56
Broadview Capital Management Inc.
Broadview Dark Horse LP
Canada
Limited Partnership
57
Brompton Funds Limited
Canada
Mutual Fund
Page 3 de 22
Pays
Type de Produits
58
Brookfield Investment Management (Canada) Inc.
Canada
Pooled Fund
59
Brookfield Soundvest Capital Management Ltd.
Soundvest North American Opportunity Pool
Canada
Pooled Fund
60
BT Global Growth Inc.
BT Global Growth Fund L.P.
Canada
Hedge Fund
61
Bull Capital Management Inc.
EFG Private Portfolio Series ING
Canada
Pooled Fund
Canadian Equity Class Shares
Global Equity Class Shares
Balanced Class Shares
62
Bullion Management Services Inc.
Canada
Mutual Fund
63
Burgundy Asset Management Ltd.
Canada
Mutual Fund
64
C.I. Investments Inc.
Includes Synergy Asset Management
Artisan Portfolios
Canada
Mutual Fund / Segregated Fund
Canada
Mutual Fund
Optima Strategy Pools
United Financial Management Ltd. family of funds
KBSH Capital Management Inc. family of funds
Lakeview Asset Management family of funds
Castlerock Investments Corp. family of funds
65
CADO Investment Fund Management Inc.
Maple Leaf Income Class
Maple Leaf Resources Class
66
Caldwell Investment Management Ltd.
Canada
Mutual Fund
67
Canada Life Assurance Company (The)
Canada
Segregated Fund
68
Canadian Tire Bank
Canadian Tire Bank
Canada
GIC's
69
Canadian Western Bank
Canada
GIC's
70
Canadian Western Trust
Canada
Mutual Fund / GIC's
71
Canoe Financial LP
Enervest Diversified Income Trust
Canada
Mutual Fund
Enervest Natural Resources Fund
Enervest Oil Sand Total Return Trust
72
Canso Fund Management Ltd.
Canada
Mutual Fund
73
Capital International Asset Management Inc. (Canada) Inc.
Canada
Mutual Fund
74
Celernus Investment Partners Inc.
Celernus Absolute Growth Fund
Canada
Hedge Fund
Canada
REIT
Celernus Mortgage and Income Trust Fund
75
Centurion Asset Management Inc.
Page 4 de 22
Pays
Type de Produits
76
CFF Bank
Canada
GIC's
77
CGOV Asset Management
Canada
Pooled Fund
78
CGS Asset Management Ltd.
CGS Resource Fund Ltd.
Canada
Mutual Fund
79
Chou Associates Management Inc.
Canada
Mutual Fund
80
CIBC
Canada
Mutual Fund / GIC's / Linked Notes
81
CIBC Asset Management Inc.
Canada
82
CIBC Investor Network
CIBC
Canada
GIC's
CIBC Mortgages Inc. (FLT)
Services Hypothecaires CIBC Inc.
CIBC Trust Corporation
CIBC Mortgages Inc.
83
Coast Capital Savings Credit Union
Surrey Metro Savings Union
Canada
GIC's
84
Coastal Community Credit Union
Canada
GIC's
85
Community Trust Company Ltd.
Canada
GIC's
86
Concentra Financial Services Association
Canada
GIC's
87
Connor, Clark & Lunn Capital Markets Inc.
Canada
Mutual Fund
88
Connor, Clark & Lunn Funds Inc.
CC&L fund family
Canada
Mutual Fund
89
Connor, Clark & Lunn Private Capital Ltd.
Canada
Mutual Fund
90
Cornerstone Investment Counsel Ltd.
Blueprint Global Strategies Pool
Canada
Pooled Fund
91
Cortland Credit Group Inc.
Cortland Credit Strategies L.P.
Canada
Limited Partnership
92
Cote 100 Inc.
Canada
Mutual Fund
93
Counsel Portfolio Services Inc.
Canada
Mutual Fund
94
Covenant Capital Management Inc.
Canada
Pooled Fund
95
Covington Capital Corporation
Covington Funds
Canada
Labor Sponsored Fund
96
Covista Capital Corp.
Covista Value Fund Trust
Canada
Unit Trust
97
Cowan Asset Management Limited
Canada
Pooled Fund
Page 5 de 22
Pays
Type de Produits
Canada
Mutual Fund
Outre-mer
Linked Notes
100 Credit Suisse Inc.
GAF International Fund
Canada
Mutual Fund
101 Crystal Wealth Management System Ltd.
Canada
Mutual Fund
102 Crystalline Mgt Inc. / Gestion Cristallin Inc.
Canada
Hedge Fund
103 Cypress Capital Management Ltd.
Canada
Pooled Fund
104 Davis-Rea Ltd. / Davis-Rea Ltee.
Canada
105 Deans Knight Capital Management Ltd.
Deans Knight Income Fund
Canada
Pooled Fund / Segregated Funds
Canada
Mutual Fund
Cowan Absolute Return Fund
98
CQI Capital Management L.P.
CQI Equity Opportunities Fund I
Genesis Partners Fund LP
CQI Income Opportunities Fund
CQI Equity Opportunities Fund II
99
Credit Suisse AG
Deans Knight Equity Growth Fund
Deans Knight Equity Growth Fund II
Deans Knight Capital Pool Funds
106 Delbrook Capital Advisors Inc.
Delbrook Resource Opportunities Fund
107 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada
GIC's
108 Desjardins Financial Security Life Assurance Co.
Canada
Segregated Funds / GIC's / Other
109 Desjardins Global Asset Management Inc.
Canada
Mutual Fund / Segregated Fund / GIC's
110 Desjardins Trust Inc.
Maestral Funds
Canada
Mutual Fund
111 Di Tomasso Group Inc.
The Di-Tomasso Equilibrium Fund
Canada
Pooled Fund
112 Difference Capital Management Inc.
Canada
Hedge Fund
113 Dimensional Fund Advisors Canada ULC.
Canada
Mutual Fund
114 Discovery Capital Management Corp.
Canada
Mutual Fund
115 Dixon Mitchell Investment Counsel Inc.
Dixon Mitchell Small Cap Fund
Canada
Mutual Fund
116 Donville Kent Asset Management Inc.
Donville Kent Asset Management
Canada
Limited Partnership
117 Duncan Ross Associates Ltd.
Canada
Mutual Fund
118 East West Investment Management Corporation
Canada
Limited Partnership
Page 6 de 22
Pays
Type de Produits
119 EdgeHill Partners
EdgeHill Quantitative Proprietary Strategies Fund (Canada)
Canada
Hedge Fund
120 EdgePoint Wealth Management Inc.
Edgepoint family of mutual funds
Canada
Mutual Fund
121 Educators Financial Group Inc.
Canada
Mutual Fund
122 Effort Trust Company (The)
Canada
GIC's
East West Canada Fund LP
123 Empire Life Insurance Company
Canada
Segregated Funds
Interest investment options provided within an insurance contract
Segregated Fund
124 Empire Life Investments Inc.
Empire Life
Canada
Mutual Fund
125 EnTrust Focus Partners LP
EnTrust 49 Focus Fund
Canada
Unit Trust
126 Epic Capital Management Inc.
Canada
Pooled Fund
127 Equilibrium Capital Management Inc.
Canada
Mutual Fund
128 Equitable Bank
Canada
129 Equity Financial Trust Company
Canada
GIC's
130 Excalibur Capital Management Inc.
Excalibur Limited Partnership
Canada
Hedge Fund / Limited Partnership
131 Excel Funds Management Inc.
Canada
Mutual Fund
132 Faircourt Asset Management Inc.
Faircourt Dividend Fund (Mutual Fund)
Canada
133 Federated Investors Canada ULC
Federated Strategic Value U.S. Equity Dividend Fund
Canada
Mutual Fund
134 Fidelity Investments Canada ULC
Canada
Mutual Fund
135 Fiducie Desjardins Inc.
Canada
Mutual Fund
136 Fieldhouse Capital Management Inc.
Fieldhouse Pro Funds Inc.
Canada
Mutual Fund
137 Fiera Capital Corporation
Canada
138 Fiera Quantum Limited Partnership
Canada
Pooled Fund / Hedge Funds
139 FIL Limited
Outre-mer
Mutual Fund
140 Financière des professionnels - Fonds d’investissement inc.
Canada
Mutual Fund
Excalibur Small Cap Opportunities LP
Faircourt Pooled Monthly Income Fund (Pooled Fund)
Page 7 de 22
Pays
Type de Produits
141 First Asset Investment Management Inc.
Canada
Mutual Fund
142 First Reliance Asset Management
First Reliance Real Estate Investment Trust
Canada
REIT
143 First West Credit Union Ltd.
Canada
GIC's
144 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio Canada
Mutual Fund
145 Fonds Desjardins (Fiducie Desjardins)
Canada
Mutual Fund
146 Forge First Asset Management Inc.
Forge First Multi-Strategy Trust
Canada
Pooled Fund / Hedge Funds
Canada
Mutual Fund / Hedge Fund
Canada
Pooled Fund
Canada
150 Franklin Templeton Investor Services
Franklin California, Tax Free Income Fund
É.-U.
Mutual Fund
151 Front Street Capital 2004
Canada
Mutual Fund
152 FrontFour Capital Corp.
FrontFour Opportunity Fund
Canada
Mutual Fund
153 FT Portfolios Canada Co.
Canada
Mutual Fund
154 Fulcra Asset Management Inc.
Fulcra Focused Yield Fund
Canada
Mutual Fund
155 Gabelli Funds (The)
É.-U.
Mutual Fund
156 Galileo Global Equity Advisors Inc.
Canada
Pooled Fund
157 Galliant Advisors LP
Galliant Equity Long/Short Fund LP
Canada
Investment Funds
158 General Bank of Canada
Canada
GIC's
159 GenFund Management Inc.
Canada
Mutual Fund
160 Genus Capital Management
Canada
Pooled Fund
161 Gestion Ferique
Canada
Mutual Fund
162 GFI Investment Counsel Ltd.
Canada
Hedge Fund
Forge First Long Short Trust
147 Formula Growth Limited
Formula Growth Hedge Funds Class F
Formula Growth Fund
Formula Growth Hedge Funds Class A
148 Foyston, Gordon & Payne Inc.
Family of Pooled Funds
FGP Funds
149 Franklin Templeton Investments Corp.
Bissett Mutual Funds
Franklin Templeton Mutual Funds
Page 8 de 22
Pays
Type de Produits
163 Global Growth Assets Inc.
Canada
Mutual Fund
164 Globevest Capital Ltee.
Canada
165 Gold Investment Management Ltd.
FC Fund
Canada
Hedge Fund
166 Goodman & Company, Investment Counsel, Inc.
Canada
Pooled Fund
167 Goodwood Inc.
Goodwood Funds
Canada
Mutual Fund
168 Government of Quebec (for Placements Quebec)
Canada
Other
169 Grafton Asset Management Inc.
Global Energy Growth Fund
Canada
Unit Trust
170 Greenchip Financial Corp.
Canada
Pooled Fund
171 Greystone Managed Investments Inc.
Greystone Pooled Fund Trusts
Canada
Pooled Fund
172 Groundlayer Capital Inc.
The Alpha II Fund
Canada
Limited Partnership
173 Growth Works Capital Ltd.
Working Opportunity Fund (EVCC) Ltd.
Canada
174 Guardian Capital LP
Vega Funds
Canada
Pooled Fund
175 Hamilton Capital Partners Inc.
Canada
Limited Partnership
176 Harvest Portfolios Group Inc.
Canada
Mutual Fund
177 Hemisphere Capital Management Inc.
Canada
Pooled Fund
178 Heward Investment Management Inc.
Canada
Pooled Fund
179 HGC Investment Management Inc.
HGC Arbitrage Fund LP
Canada
Limited Partnership
180 Highstreet Asset Management Inc.
Canada
Mutual Fund
181 Highwater Capital Management Corp.
Highwater Diversified Opportunities Fund
Canada
Limited Partnership
182 Hillsdale Investment Management Inc.
Canada
Mutual Fund
183 Hollis Canadian Bank
Canada
184 Home Trust Company
Canada
185 HomEquity Bank
Canada
GIC's
Good Funds
Vector Funds
Guardian Funds
Page 9 de 22
Pays
Type de Produits
186 Horizons ETFs Management (Canada) Inc.
Canada
Unit Trust
187 HR Strategies Inc.
Canada
Pooled Fund
188 HSBC Bank Canada
Structured Alternative Investment Return Securities
Canada
Mutual Fund
189 HSBC Investment Funds (Canada) Inc.
Canada
Mutual Fund
190 Hymas Investment Management Inc.
Malachite Aggressive Preferred Fund
Canada
191 I.A. Michael Investment Counsel Ltd.
ABC Funds
Canada
Mutual Fund
192 I.G. Investment Management Ltd.
Canada
Mutual Fund
193 IA Clarington Investments Inc.
Canada
Mutual Fund
194 ICICI Bank Canada
Canada
195 Industrial Alliance Pacific Insurance and Financial Services Inc.
Canada
Segregated Fund
196 Industrial Alliance Trust Inc.
Canada
GIC's
197 Industrial and Commercial Bank of China (Canada)
Canada
GIC's
198 Industrielle Alliance, Assurance et services financiers inc.
Canada
Segregated Fund
199 Inflection Management Inc.
Inflection Strategic Opportunity Fund
Canada
Unit Trust
200 Integra Capital Management Corp.
Canada
Mutual Fund
201 Invesco Canada Ltd.
Canada
202 Investec Asset Management Limited
Outre-mer
Mutual Fund
203 Invico Capital Corporation
Canada
Limited Partnership
204 Island Savings Credit Union
Canada
GIC's
205 Ivari
Canada
206 J. Zechner Associates Inc.
Canada
Pooled Fund
207 J.C. Clark Ltd.
Canada
Pooled Fund
208 Jarislowsky, Fraser Limited
Canada
Page 10 de 22
Pays
Type de Produits
209 JDM Investments Partners Ltd.
Investment Partners Fund
Canada
Pooled Fund
210 JM Fund Management Inc.
JM Catalyst Fund
Canada
Hedge Fund
211 JovFinancial Solutions Inc.
Canada
Mutual Fund
212 K J Harrison & Partners Inc.
Canada
Pooled Fund
213 K2 & Associates Investment Management Inc.
The K2 Principal Trust
Canada
Mutual Fund Trust
214 KAI Asset Management Inc.
KAI Core Equity Pool
Canada
Pooled Fund
215 KCS Fund Strategies Inc.
Absolute Core Return Fund
KCS Great White North Fund
Canada
Hedge Fund
216 Kensington Capital Advisors Inc.
Canada
Pooled Fund
217 KFL Capital Management Ltd.
KFL Partners' Fund LP
Canada
Limited Partnership
218 Kingwest & Company
Canada
219 Kootenay Capital Management Corp.
Kootney Energy RSP Fund
Kooteny Global Energy Absolute Return Fund Ltd. Partnership
Canada
Limited Partnership
220 Korea Exchange Bank of Canada
Canada
GIC's
221 Landry Investment Management Inc.
Canada
Mutual Fund
222 Laurentian Bank of Canada
Includes B2B Trust term deposits
Canada
GIC's
223 Laurentian Trust of Canada Inc.
Canada
GIC's
224 Laurus Investment Counsel
Canada
Pooled Fund
225 Lawrence Park Capital Partners Ltd.
Lawrence Park Capital Partners
Canada
Hedge Fund
226 LBC Trust
Canada
GIC's
227 LDIC Inc.
Includes LDIC Closed-End Funds
Canada
228 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)
Canada
Mutual Fund
229 Legg Mason Global Funds PLC
Outre-mer
Mutual Fund
230 Leith Wheeler Investment Funds
Canada
Mutual Fund
231 Leon Frazer & Associates Inc.
Canada
Mutual Fund
KCS Fund Strategies Inc.
Page 11 de 22
Pays
Type de Produits
232 Lester Asset Management Inc.
Canada
Mutual Fund
233 Lightwater Partners Ltd.
Lightwater Long/Short Funds
Canada
Hedge Fund
234 Lincluden Investment Management Limited
Canada
235 Longbow Capital Inc.
Canada
Mutual Fund
236 Lorne Steinberg Wealth Management Inc.
Steinberg Global Value Equity Fund
Canada
Pooled Fund
237 Lysander Funds Limited
Canada
Mutual Fund
238 MacDougall Investment Counsel Inc.
Canada
Pooled Fund
239 Mackenzie Financial Corp.
Canada
240 Mackie Research Capital Corporation
Grafton Energy Growth Fund
The Absolute Resource Company L.P.
Canada
Mutual Fund
241 MacNicol & Associates Asset Management Inc.
360 Degree U.S. Reality Income Fund
The Global Opportunities Fund (LP)
Canada
Pooled Fund
Canada
243 Man Investments Canada Corp.
Canada
Hedge Fund
244 Manufacturers Life Insurance Co. (The)
Deferred Annuities
Canada
GIC's / Segregated Fund
Steinberg High Yield Fund
The Emergence Fund (LP)
The Absolute Return Fund (LP)
The Conservative Income Fund (LP)
242 Majestic Asset Management LLC
Altervest Absolute Reit Fund - Series A, F and I
Majestic Global Diversified Fund - Series A, F and I
245 Manulife Asset Management Limited
Canada
Manulife Financial Corp family of funds
Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn
246 Manulife Bank of Canada
Canada
247 Manulife Trust Company
Canada
248 Maple Trust Company
Canada
GIC's
249 Marquest Asset Management Inc.
Canada
Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership
Marquest Mining 2013-I Super Flow-Through Limited Partnership
MineralFields 2011 Super Flow - Through Limited Partnership
Marquest Mining B.C. 2013-I Super Flow-Through Limited Partnership
Page 12 de 22
Pays
Type de Produits
Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership
Marquest Mining 2013-II Super Flow-Through Limited Partnership
Matrix Fund Management family of mutual funds
Marquest Mining Quebec 2014-I Super Flow-Through LP
Marquest Mining B C 2014-I Super Flow-Through LP
Marquest Mining 2014-I Super Flow_through LP
Marquest Mutual Funds Inc. - Various
Marquest-MineralFields 2012 Super Flow-Through Limited Partnership
Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnership
Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership
MineralFields 2011-V Super Flow - Through Limited Partnership
Marquest Bridge Fund
Marquest Investment Fund
250 Marret Asset Management Inc.
Marret
Canada
Hedge Fund
251 Matco Financial Inc.
MFI series of funds
Canada
Mutual Fund
252 Mawer Investment Management Ltd.
Canada
Mutual Fund
253 Maxam Capital Management Ltd.
Canada
Mutual Fund
254 MCAN Mortgage Corporation
Canada
GIC's
255 McElvaine Investment Management Ltd.
The McElvaine Investment Trust
Canada
Mutual Fund
256 McLean Asset Management Ltd.
ROMC Trust
Canada
Mutual Fund
257 McLean Budden Limited (Royal Trust)
Canada
Mutual Fund
258 MD Financial Management Inc.
Canada
Mutual Fund
259 Meckelborg Financial Group Ltd.
MFG Diversified Strategy Fund
Canada
Mutual Fund Trust
260 Merrill Lynch Canada Inc.
Canada
Linked Notes
261 Middlefield Limited
Canada
Mutual Fund
262 Montrusco Bolton Investment Inc.
Bolton Tremblay Funds inc.
Canada
Mutual Fund
263 Morgan Meighen & Associates Limited
Smedley Fund Family
Canada
Pooled Fund
264 Morguard Financial Corp.
Morguard Real Estate Equity Fund
Canada
Unit Trust
265 Natcan Investment Management Inc.
Canada
266 Natcan Trust Company
Canada
267 National Bank Investments Inc.
Includes PPN's
Canada
Mutual Funds / GIC's / Inv. Savings Acct
Page 13 de 22
Pays
Type de Produits
Canada
GIC's
269 National Bank Trust Inc.
Canada
270 National Trust Company
Family of Funds
Tourism & Entertainment Growth Fund Inc.
Canada
Mutual Fund
271 NewGen Asset Management Limited
Canada
Unit Trust
272 Newport Private Wealth Inc.
Canada
Mutual Fund
273 NGAM Canada LP
Canada
Mutual Fund
274 Niagara Capital Partners Ltd.
Niagara Access Alpha Fund
Canada
Mutual Fund
275 Nicola Wealth Management Ltd.
NWM Core Portfolio Fund
Canada
276 Norrep Capital Management Ltd.
Canada
Mutual Fund/Pooled Fund/Ltd. Partnership
277 North Growth Management Ltd.
Canada
Mutual Fund
278 Northern Savings Credit Union
Terrace & District Credit Union
Canada
GIC's
279 Northwest & Ethical Investments L.P.
Canada
Mutual Fund
280 Ocean Rock Investments Inc.
Canada
Mutual Fund
281 O'Leary Funds Management LP
Canada
Mutual Fund
282 Omista Credit Union Limited
Canada
GIC's
268 National Bank of Canada
National Bank of Canada GIC's
Natcan Trust GIC's
National Bank Trust GIC's
NWM Bond Fund
NWM U.S. Equity Income Fund
SPIRE US Limited Partnership
NWM Real Estate Fund
SPIRE Real Estate Limited Partnership
SPIRE Value Add Limited Partnership
NWM Preferred Share Fund
NWM Canadian Equity Income Fund
NWM Balanced Mortgage Fund
NWM Alternative Strategies Fund
NWM Canadian Tactical High Income Fund
NWM Private Equity Limited Partnership
NWM Precious Metals Fund
NWM Global Bond Fund
NWM High Yield Bond Fund
NWM Primary Mortgage Fund
NWM Global Equity Fund
NWM U.S. Tactical High Income Fund
Page 14 de 22
Pays
Type de Produits
283 One Financial Corporation
Canada
Mutual Fund / Hedge Fund / GIC's
284 Onex Credit Partners, LLC
Onex Credit Partners LLC
OCP Debt Opportunity Class
Canada
Pooled Fund
285 Orientation Finance inc.
Canada
Pooled Fund
286 Pacific & Western Bank of Canada
Canada
GIC's / Other
287 Palisade Capital Management Ltd.
Canada
288 Palos Management Inc.
Rendez-vous Global Equity Fund LP - $CDN and $US
Palos Family of funds
Canada
289 Pan Asset Management Ltd.
Iron Fund LP
Canada
Hedge Fund / Limited Partnership
290 Pavilion Advisory Group Ltd.
Canada
Pooled Fund
291 Peace Hill Trust Company
Canada
GIC's
292 Pembroke Private Wealth Management Ltd.
Canada
293 Penbrooke Partners Investment Management Ltd.
Penbrooke Opportunities Fund LP
Canada
294 PenderFund Capital Management Ltd.
Canada
Labor Spons. Fund / Ven. Cap. Fund
295 Peoples Trust Company
Canada
GIC's
296 Perennial Asset Management Corp.
Perennial Canadian Equity Portfolio
Canada
Mutual Fund
297 Performance Capital Ltd.
Canada
Hedge Fund
298 Periscope Capital Inc.
Canada
Pooled Fund / Limited Partnership
299 Perron & Partners Wealth Management Corp.
Kipling Private Investment Portfolios
Canada
Pooled Fund
300 PFM Venture Capital Operations Inc.
SaskWorks Venture Fund Inc.
Canada
301 Picton Mahoney Asset Management
Canada
302 PIMCO Canada Corp.
Canada
303 PIMCO Global Advisors (Ireland) Limited
PIMCO Funds - Global Investor Services
Outre-mer
Mutual Fund
304 Polar Securities Inc.
Altairis
Canada
Hedge Fund
Perennial Fixed Income Portfolio
Page 15 de 22
Pays
Type de Produits
Canada
Mutual Fund
306 Portland Investment Counsel Inc.
Canada
Investment Funds / Limited Partnership
307 President's Choice Bank
Canada
GIC's
308 Primevest Capital Corp.
Canada
Hedge Fund
309 Propel Capital Corporation
Canadian Large CAP Enhanced Fund
Canada
Limited Partnership
310 Provisus Wealth Management Limited
Canada
Pooled Fund
311 Purpose Investments Inc.
Purpose Funds Series A, F & I
Canada
Mutual Fund
312 Pursuit Financial Management Corp.
Canada
Mutual Fund
313 Putnam Investment Inc.
Canada
Mutual Fund
314 Quadrant Asset Management
QAM Tracking Pools
Canada
Pooled Fund
315 Quantum Leap Asset Management Limited
Quantum Leap Mortgage Investment Fund
Canada
Mutual Fund
316 QV Investors Inc.
QV Pooled Funds
Canada
Pooled Fund
317 Qwest Investment Fund Management Ltd.
Canada
318 R.E.G.A.R. Gestion Privee Inc.
Canada
Pooled Fund
319 R.N. Croft Financial Group Inc.
Canada
Mutual Fund
320 Radiant Investment Management Ltd.
Radiant Performance Fund LP
Canada
321 Radin Capital Partners Inc.
Radin Capital Partners
Canada
Pooled Fund
322 Rayne Capital Management Inc.
Rayne Capital Opportunities Trust
Canada
Pooled Fund
323 RBC Dominion Securities Inc.
Canada
Linked Notes
324 RBC Global Asset Management Inc.
Canada
325 RBC Life Insurance Company
Canada
Segregated Fund
Polar Fund Management II Inc.
305 Portfolio Strategies Securities Inc.
Foundation Tactical Conservative Portfolio
Foundation Tactical Growth Portfolio
Foundation Tactical Balanced Portfolio
Foundation Yield Portfolio
Foundation Equity Portfolio
Rayne Capital Opportunities Fund LP
Rayne Capital LP
Page 16 de 22
Pays
Type de Produits
326 RCM Valule Opportunities Trust/RCM Partners Inc.
RCM Partners Inc.
Canada
Mutual Fund
327 Redwood Asset Management Inc.
Ark Fund Management family of funds
Redwood Asset Management family of funds
Canada
328 Resmor Trust Company
Canada
GIC's
329 Resolute Funds Ltd.
Canada
Mutual Fund
330 Return on Innovation Advisors Ltd.
Pooled Funds
Canada
Mutual Fund / Labor Sponsored Fund
331 Rival Capital Management Inc.
Rival North American RRSP Growth Fund
Rival North American Growth Fund L.P.
Canada
332 River Plate House Capital Management Inc.
Canada
Pooled Fund
333 Roadmap Capital Inc.
Canada
Pooled Fund
334 Robson Capital Management Inc.
Canada
Hedge Fund
335 Ross Smith Asset Management Inc.
Ross Smith Opportunity Fund
Canada
Mutual Fund Trust
Canada
Pooled Fund
337 Royal & Sun Alliance Life Insurance Co. (Canada)
Canada
Segregated Fund
338 Royal Bank of Canada
Connor Clark Private
Royal Trust Company (The)
Canada
Canada
Mutual Fund
340 RP Investment Advisors
Canada
341 Russell Investments Canada Limited
Canada
Mutual Fund
Ross Smith Capital Investment Fund
336 Roundtable Capital Partners Inc.
Roundtable Focus Equity Fund
Roundtable Growth Fund
Roundtable Everkey Global Fund
Roundtable Dividend & Income Fund
Royal Trust Corp.
Merchant Private Trust
Royal Bank of Canada
Royal Bank Mortgage Corp.
339 Royal Trust Company (The)
First Trust Canada Funds
The Protected American Fund
The First American Fund
T.A.L. Private Management Pooled Funds
T.A.L. Investment Pooled Funds
RT Capital Inc.
Classified Investment Trusts
Page 17 de 22
Pays
Type de Produits
342 Sanford C. Bernstein & Co. LLC
É.-U.
Mutual Fund
343 Scotia Capital Inc.
Scotia Capital family of funds
Canada
Mutual Fund
344 Scotia Securities Inc.
Canada
Mutual Fund
345 Seamark Asset Management Ltd.
Canada
346 SEI Investment Canada Company
Canada
Mutual Fund
347 Sentry Investments Inc.
Canada
348 Sentry Select Investments Inc.
Canada
Hedge Fund
349 Seymour Investment Management Ltd.
Seymour Canadian Equity Fund
Canada
Pooled Fund
350 Sherpa Asset Management Inc.
Canada
Mutual Fund
351 Silvercove Fund Management Ltd.
Canada
Pooled Fund
352 Silvercreek Management Inc.
Silvercreek family of funds
Canada
Limited Partnership
353 Smart Investments Ltd.
Canada
Mutual Fund
354 Societe Generale (Canada)
CI Protected Coverage Notes, Series 1
Canada
Principal Protected Note
355 Spartan Fund Management Inc.
Spartan Fund Management Inc. family of funds
Canada
Hedge Fund
Canada
357 Standard Life Assurance Company of Canada (The)
Guaranteed Interest Rate Contracts
Ideal Segregated Funds
Canada
GIC's / Segregated Fund
358 Standard Life Mutual Funds Ltd.
Canada
Mutual Fund
359 Standard Life Trust Company
Canada
Mutual Fund
360 Stanton Asset Management Inc.
Canada
Hedge Fund
Soverign mutual funds
Russel Group mutual funds
Life Points mutual funds
The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07
Pinnacle family of funds - May 7-07
Cassels Blaikie Canadian Fund (U.S.)
Seymour Performance Fund
Thales Fund Management Inc. family of funds
356 Sprott Asset Management L.P.
Sprott Closed-End Funds
Sprott Hedge Funds
Sprott Mutual Funds
Sprott Flow-Through Limited Partnerships
Page 18 de 22
Pays
Type de Produits
361 State Bank of India (Canada)
Canada
GIC's
362 Steadyhand Investment Management Ltd.
Steadyhand Income Fund
Steadyhand Equity Fund
Canada
Mutual Fund
363 Steinbach Credit Union Limited
GICs
Canada
GIC's
364 Stella Maris Credit Union Ltd.
Canada
GIC's
365 Stephenson & Company Capital Management Inc.
Stephenson & Company North American Opportunity Fund LP
Canada
Limited Partnership
366 Stone Asset Management Limited
Canada
Mutual Fund
367 Strathbridge Asset Management Inc.
Canada
Mutual Fund
368 Stratigis Capital Advisors Inc.
Goforth Technical Fund LP
Uber Strategies LP
Canada
Limited Partnership
369 Successful Investor Wealth Management Inc.
Canada
Pooled Fund
370 Sun Life Assurance Co. (Canada)
Individual Variable Insurance Contracts
Canada
Segregated Fund
371 Sun Life Financial Trust Inc.
Canada
GIC's
Steadyhand Global Equity Fund
Steadyhand Small Cap Equity Fund
Steadyhand Savings Fund
372 Sun Life Global Investments (Canada) Inc./Placements mondiaux Canada
Investment Funds
373 Sunshine Coast Credit Union
Canada
GIC's
374 SW8 Asset Management Inc.
Canada
Hedge Fund
375 T.E. Investment Counsel Inc.
Prosperity Mutual Funds
Canada
Mutual Fund
376 Tangerine Bank
Canada
377 Taylor Asset Management Inc.
Taylor Partners Fund
Canada
Pooled Fund
378 TD Asset Management Inc.
Canada
Mutual Fund / Inv. Savings Account
379 TD Bank Financial Group
TD Pacific Mortgage Corp. - GIC's
Canada
GIC's / Linked Notes
Canada
Linked Notes
TD Bank - GIC's & Linked Notes
The Canada Trust Compay - GIC's
TD Mortgage Corp. - GIC's
380 TD Securities Inc.
Page 19 de 22
Pays
Type de Produits
381 Terra Fund Management Ltd.
Canada
382 Tetrem Capital Management Ltd.
Canada
Pooled Fund
383 Third Eye Capital Management Inc.
Third Eye Capital Alternative Credit Trust
Canada
Pooled Fund
384 Thornmark Asset Management Inc.
Thornmark Investment Funds
Canada
Pooled Fund
385 Timbercreek Asset Management Ltd.
Canada
Limited Partnership
386 Timelo Investment Management Inc.
Timelo Strategic Opportunities Fund
Canada
Limited Partnership
387 TIS Preservation & Growth Fund/Accilent Capital Management.
TIS Preservation & Growth Fund Class A and Class F Units
Canada
Mutual Fund
388 Toron Capital Markets Inc.
Canada
Pooled Fund
389 Toronto Trust Management Ltd.
Friedberg Mercantile Group family of funds
Canada
Hedge Fund
390 Tradex Management Inc.
Canada
Mutual Fund
391 Trapeze Asset Management Inc.
Trapeze Value Trust
Canada
Pooled Fund
392 Trez Capital Corporation
Canada
Income Trust
393 Tri Delta Investment Counsel Inc.
Canada
Pooled Fund
394 Trimark Trust
Canada
GIC's
395 Triumph Asset Management Inc.
Triumph Capital Appreciation Fund LP
Canada
Limited Partnership
396 Trivest Wealth Counsel Ltd.
Canada
Pooled Fund
397 Turtle Creek Asset Management Inc.
Turtle Creek Investment Fund
Canada
Pooled Fund
398 UBS Global Asset Management (Canada) Co.
UBS (Canada) Balanced Fund A
Canada
Pooled Fund
399 Value Partners Investment Inc.
Canada
Mutual Fund
400 Value-Contrarian Asset Management Inc.
Canada
Mutual Fund
401 Vancouver City Savings Credit Union
Canada
GIC's
402 Vantage Asset Management Inc.
Vantage Protected Performance Fund
Canada
Pooled Fund
403 Vantage Point Investment Management Inc.
The Vantage Point Funds
Canada
Mutual Fund
Turtle Creek Equity Fund
Page 20 de 22
Pays
Type de Produits
404 Venator Capital Management Ltd.
Venator family of mutual funds
Canada
Hedge Fund
405 Vertex One Asset Management Inc.
Canada
Mutual Fund
406 Vision Capital Corporation
Canada
Hedge Fund
407 VL Advisors Inc.
Canada
Mutual Fund / Labor Sponsored Fund
408 W.A. Robinson & Associates Ltd.
Frontenac Mortgage Investment Corp.
Canada
Mortgage Investment Fund
409 WARATAH Capital Advisors Ltd.
Waratah fund family
Canada
410 Wave Cycle Mutual Funds Ltd.
Business Cycle Funds
Canada
Mutual Fund
411 Wealhouse Capital Limited Partnership
Panorama Private Client Fund
Panorama Fund
Canada
412 WealthCo Asset Management Inc.
WealthCo Asset Management Inc.
Canada
Pooled Fund
413 West Face Capital Inc.
WFC Opportunities Trust
Canada
Mutual Fund
414 Westcap Mgt. Ltd.
Golden Opportunities Fund Inc.
Canada
Mutual Fund
415 Westminster Savings Credit Union
Canada
Mutual Fund / Segregated Fund / GIC's
416 Windsor Family Credit Union
Canada
GIC's
417 Yorkville Asset Management Inc.
Heritage Yorkville Mutual Funds
Canada
Mutual Fund
418 YTM Capital Asset Management Ltd.
Canada
Mutual Fund
419 Zag Bank
Canada
Mortgage Investment Corporation of Eastern Ontario (MICEO)
WealthCo Pooled Funds
Southbridge Health Care Fund
Page 21 de 22
Pays
Type de Produits
Note:
Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d’autres titres de dépôt)
émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou
son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés
et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et
mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'OAR de
façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire.
Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de
garde, conforme aux règlements d'OAR, avec la société ou le mandataire.
Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une
convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de
placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis
par la convention.
* La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre.
Page 22 de 22
Ajouts à la liste depuis le Janvier 1, 2016
Gestionnaires de fond
Pays
Type de Produits
1
AIP Asset Management
AIP Global Marco Fund LP
Limited Partnership
1/26/2016
2
Canada
Federated Investors Canada ULC
Federated Strategic Value U.S. Equity Dividend Fund
Mutual Fund
1/26/2016
3
National Bank Investments Inc.
Includes PPN's
Canada
Mutual Funds / GIC's / Inv. Savings Acct
1/29/2016
4
KAI Asset Management Inc.
KAI Core Equity Pool
Canada
Pooled Fund
3/2/2016
5
Algonquin Capital Corporation
Canada
Limited Partnership
3/7/2016
6
Smart Investments Ltd.
Canada
Mutual Fund
3/17/2016
7
Hollis Canadian Bank
Canada
8
McLean Asset Management Ltd.
ROMC Trust
Canada
Ajouts à la liste
Canada
Date de
l'approbation
3/23/2016
Mutual Fund
4/26/2016
Page 1 de 1
Suppressions de la depuis le Janvier 1, 2016
Pays
Type de Produits
Canada
2/29/2016
A cessé ses activités et n’est
pas inscrit
3/31/2016
A cessé ses activités et n’est
pas inscrit
3/31/2016
Voir Growth Works Capital
Ltd.
3/31/2016
Voir Growth Works Capital
Ltd.
Hedge Fund/Linked
Notes/Mutual Fund
1
Pro-Financial Asset Management
Inc.
2
Outre-mer Mutual Fund
BlackRock (Channel Islands)
Limited
BlackRock International Gold and General F
3
Growth Works Atlantic Ltd.
Canada
Date de
Raison du Suppressions
suppression
GrowthWorks Atlantic Venture Fund Ltd.
4
Canada
Growth Works WV Management
Ltd.
GrowthWorks Commercialization Fund Ltd.
GrowthWorks Canadien Fund Ltd.
5
Investec Asset Management
Guernsey Ltd.
3/31/2016
Voir Investec Asset
Management Limited
6
Portland India Select Business
Portfolio Inc.
3/31/2016
Voir Portland Investment
Counsel Inc.
7
Scotiabank & Trust (Cayman) Ltd.
3/31/2016
Voir Scotia Securities Inc.
8
Templeton Global Advisors Ltd.
3/31/2016
Voir Franklin Templeton
Advisors Investments Corp
Suppressions de la liste
Page 1 de 1
Changements de dénomination et fusions depuis le
Pays
Janvier 1, 2016
Type de Produits
Date
Commentaire
1
National Bank Securities Inc.
Canada
Mutual Funds / GIC's / 1/29/2016
Inv. Savings Acct
Nom changé pour Banque
Nationale Investissements inc
Canada
GIC's / Investment
Savings Accounts
Nom changé pour Banque
canadienne Hollis
Includes PPN's
Altamira Mutual Funds
First Marathon Inc.
National Bank Mutual Funds
2
Dundee Bank of Canada
Changements de dénomination et fusions
3/23/2016
Page 1 de 1

Fund Managers Approved

Transcription

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