activision inc /ny - Activision Blizzard, Inc. | Investor Relations

ACTIVISION INC /NY
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 6/11/2001 For Period Ending 5/31/2001
Address
3100 OCEAN PARK BLVD STE 1000
SANTA MONICA, California 90405
Telephone
310-255-2000
CIK
0000718877
Industry
Software & Programming
Sector
Technology
Fiscal Year
03/31
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 19
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Kotick
Robert
A.
__________________________________________
2. Issuer Name and Ticker or Trading Symbol
Activision, Inc. (ATVI)
_____________________________________________
6. Re
t
_X_ D
_X_ O
4. Statement for
t
Month/Year
Chai
May 2001
Chie
_______________________________
(Last)
(First)
(Middle)
c/o Activision, Inc.
3100 Ocean Park Boulevard
__________________________________________
(Street)
3. IRS or Social
Security Number
of Reporting Person
(Voluntary)
5. If Amendment, Date of
Original (Month/Year)
Santa Monica
California
90405
__________________________________________
(City)
(State)
(Zip)
7. In
(C
_X_ F
___ F
R
Table I - Non-Derivative Securities Acquired, Disposed
2. Transaction
Date
(Month/
1. Title of Security
Day/
(Instr.3)
Year)
----------------------------- --------Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
3. Transaction
Code
(Instr.
8)
----------
4.
Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
--------------------------(A)
Amount
or
Price
(D)
-----------------
5/14/01
M
2,500
A
$4.25
5/14/01
S
2,500
D
$28.7369
5/16/01
M
22,500
A
$4.25
5/16/01
S
22,500
D
$28.3967
5/21/01
M
10,000
A
$5.31
5/21/01
S
10,000
D
$28.5971
5/21/01
M
25,000
A
$4.25
5/21/01
S
25,000
D
$28.5971
5/22/01
M
40,000
A
$5.31
5/22/01
S
40,000
D
$29.3075
5/25/01
M
25,000
A
$5.31
5/25/01
S
25,000
D
$33.758
5. Amount of
Securities
Beneficiall
Owned at
End of
Month
(Instr.
3 and 4)
------------
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
Common Stock,
$.000001
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
par
per
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
value
share
5/31/01
M
11,000
A
$3.00
5/31/01
S
11,000
D
$33.94
5/31/01
M
10,000
A
$5.31
5/31/01
S
10,000
D
$33.94
5/11/01
M(3)
50,000
A
$6.125
5/11/01
S(3)
50,000
D
$28.20706
5/22/01
M(3)
25,000
A
$6.125
5/22/01
S(3)
25,000
D
$30.04
5/23/01
M(3)
30,000
A
$6.125
5/23/01
S(3)
5,000
D
$31.14
5/23/01
S(3)
25,000
D
$30.317
5/24/01
M(3)
25,000
A
$6.125
5/24/01
S(3)
15,000
D
$33.69
5/24/01
S(3)
10,000
D
$33.64
5/25/01
M(3)
25,000
A
$6.125
5/25/01
S(3)
25,000
D
$33.49
5/29/01
M(3)
20,000
A
$6.125
5/29/01
S(3)
20,000
D
$33.205
5/31/01
M(3)
21,000
A
$6.125
802,454
5/31/01
S(3)
21,000
D
$33.94
18,741
* If this form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or in
(Print or Type Responses)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
---------------------------------Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
2. Conversion or
Exercise
Price of
Derivative
Security
----------$4.25
$4.25
$5.31
$4.25
3. Transaction
Date
(Month/
Day/
Year)
---------5/14/01
5/16/01
5/21/01
5/21/01
4. Transaction
Code
(Instr. 8)
-------Code
V
-----------M
M
M
M
5. Number of Deriv
ative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4, and
-------------------A
D
----------- -------2,50
22,50
10,00
25,00
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Options
Options
Options
Options
Options
Options
Options
Options
Options
Options
Options
1. Title of Derivative
Security (Instr. 3)
---------------------Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
$5.31
$5.31
$3.00
$5.31
$6.125
$6.125
$6.125
$6.125
$6.125
$6.125
$6.125
5/22/01
5/25/01
5/31/01
5/31/01
5/11/01
5/22/01
5/23/01
5/24/01
5/25/01
5/29/01
5/31/01
7. Title and Amount of Underlying
Securities (Instr. 3 and 4)
--------------------------------Amount or
Title
Number of
Shares
---------------------------Common Stock
2,500
Common Stock
22,500
Common Stock
10,000
Common Stock
25,000
Common Stock
40,000
Common Stock
25,000
Common Stock
11,000
Common Stock
10,000
Common Stock
50,000
Common Stock
25,000
Common Stock
30,000
Common Stock
25,000
Common Stock
25,000
Common Stock
20,000
Common Stock
21,000
M
M
M
M
M(4)
M(4)
M(4)
M(4)
M(4)
M(4)
M(4)
8. Price of
Derivative
Security
(Instr. 5)
------------$4.25
$4.25
$5.31
$4.25
$5.31
$5.31
$3.00
$5.31
$6.125
$6.125
$6.125
$6.125
$6.125
$6.125
$6.125
40,00
25,00
11,00
10,00
50,00
25,00
30,00
25,00
25,00
20,00
21,00
9. Number of
Derivative
Securities
Beneficially
Owned
at End
of Month
(Instr. 4)
-------------
2,877,109
152,186
10. Owner
of De
ative
Secur
Direc
(D) o
Indir
(I)
(Inst
---------
D
I
Explanation of Responses:
(1)
(2)
(3)
(4)
Includes 18,741 shares held by Delmonte Investments LLC, of which the reporting person is a me
Includes options to purchase 60,689 options held in an irrevocable trust for the benefit of th
children. The reporting person disclaims beneficial ownership of all such shares, and this re
admission that the reporting person is the beneficial owner of such shares for purposes of Sec
purpose. Also includes options to purchase 91,497 shares of common stock held by 1011 Partner
person and his wife are the sole members.
Acquisition/disposition of shares by 1011 Partners LLC, of which the reporting person and his
Exercise of options by 1011 Partners LLC, of which the reporting person and his wife are the s
**Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and
15 U.S.C. 78ff(a).
Note:
File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
End of Filing
/s/ Robert A. Kotic
------------------**Signature of Repo
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