activision inc /ny - Activision Blizzard, Inc. | Investor Relations

ACTIVISION INC /NY
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 10/7/1999 For Period Ending 9/30/1999
Address
3100 OCEAN PARK BLVD STE 1000
SANTA MONICA, California 90405
Telephone
310-255-2000
CIK
0000718877
Industry
Software & Programming
Sector
Technology
Fiscal Year
03/31
FORM 4
[ ] Check this box if no longer
subject to Section 16. Form
4 or Form 5 obligations may
continue. See Instruction 1(b).
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a)
Section 17(a) of the Public
or Section 30(f) of the
1. Name and Address of Reporting Person*
2. Issuer Name and
of the Securities Exchange Act of 1934,
Utility Holding Company Act of 1935
Investment Company Act of 1940
Ticker or Trading Symbol
6. Relationship of Reporting Person
to Issuer (Check all applicable)
Goldberg
Lawrence
Activision, Inc. (ATVI)
___ Director
___ 10% Owner
__________________________________________ _____________________________________________
_X_ Officer (give ___ Other (Specify
(Last)
(First)
(Middle) 3. IRS or Social
4. Statement for
title below)
below)
Security Number of
Month/Year
c/o Activision, Inc.
Reporting Person
Executive Vice President
3100 Ocean Park Boulevard
(Voluntary)
September 1999
________________________________________________________________________________________________________
(Street)
5. If Amendment, Date of 7. Individual or Joint/Group Filing
Original (Month/Year)
(Check Applicable Line)
Santa Monica
California
90405
_X_ Form Filed by One Reporting Person
__________________________________________
___ Form Filed by More Than One
(City)
(State)
(Zip)
Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Transaction
Date
(Month/
1. Title of Security
Day/
(Instr.3)
Year)
----------------------------- --------Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
3. Transaction
Code
(Instr.
8)
----------
4.
Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
--------------------------(A)
Amount
or
Price
(D)
-----------------
9/7/99
M
4,000
A
$ 6.00
9/7/99
S
4,000
D
$15.00
9/8/99
M
3,500
A
$ 6.00
9/8/99
S
3,500
D
$15.25
9/8/99
M
500
A
$ 9.50
9/8/99
S
500
D
$15.25
9/8/99
M
5,000
A
$ 9.50
9/8/99
S
5,000
D
$14.8125
5. Amount of
Securities
Beneficially
Owned at
End of
Month
(Instr.
3 and 4)
------------
6. Ownership
Form:
Direct(D)
or
Indirect(I)
(Instr. 4)
-------------
See Attachment A for additional transactions.
* If this form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
2. Conversion or
Exercise
Price of
Deriv-
3. Transaction
Date
(Month/
5. Number of Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4, and 5)
4. Transaction
Code
(Instr. 8)
6. Date Exercisable
and Expiration Date
(Month/Day/Year)
----------------------Date
1. Title of Derivative Security ative Day/ ----- ---- ----------------------- Exercis- Expiration (Instr. 3) Security Year) Code V (A) (D) able Date
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Employee
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Stock
Options
Options
Options
Options
Options
Options
Options
Options
Options
Options
Options
1. Title of Derivative
Security (Instr. 3)
---------------------Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
Employee Stock Options
$
$
$
$
$
$
$
$
$
$
$
6.00
6.00
9.50
9.50
9.50
9.50
9.50
9.50
9.50
9.50
9.50
9/7/99
9/8/99
9/8/99
9/8/99
9/9/99
9/9/99
9/13/99
9/14/99
9/14/99
9/14/99
9/14/99
7. Title and Amount of Underlying
Securities (Instr. 3 and 4)
--------------------------------Amount or
Title
Number of
Shares
---------------------------Common Stock
4,000
Common Stock
3,500
Common Stock
500
Common Stock
5,000
Common Stock
4,000
Common Stock
5,000
Common Stock
5,000
Common Stock
1,200
Common Stock
300
Common Stock
8,500
Common Stock
5,000
M
M
M
M
M
M
M
M
M
M
M
8. Price of
Derivative
Security
(Instr. 5)
-------------
9. Number of
Derivative
Securities
Beneficially
Owned
at End
of Month
(Instr. 4)
-------------
188,666
4,000
3,500
500
5,000
4,000
5,000
5,000
1,200
300
8,500
5,000
10. Ownership
Form of
Derivative
Security:
Direct
(D) or
Indirect
(I)
(Instr. 4)
--------------
4/1/96
4/1/96
3/24/98
3/24/98
3/24/98
3/24/98
3/24/98
3/24/98
3/24/98
3/24/98
3/24/98
4/1/05
4/1/05
3/24/08
3/24/08
3/24/08
3/24/08
3/24/08
3/24/08
3/24/08
3/24/08
3/24/08
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
--------------
D
Explanation of Responses
/s/ Lawrence Goldberg 10/7/99 **Intentional misstatements or omissions of facts constitute ------------------------------- ---------Federal Criminal Violations.
15 U.S.C. 78ff(a).
Note:
See 18 U.S.C. 1001 and
File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
SEC 1474 (8-92)
**Signature of Reporting Person
Lawrence Goldberg
Date
Page 2
</TABLE>
Attachment A to Form 4 of Lawrence Goldberg for September 1999
with respect to the Common Stock of Activision, Inc.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Transaction
Date
(Month/
1. Title of Security
Day/
(Instr.3)
Year)
----------------------------- --------Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
Common Stock, par value
$.000001 per share
3. Transaction
Code
(Instr.
8)
----------
4.
Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
--------------------------(A)
Amount
or
Price
(D)
-----------------
9/9/99
M
4,000
A
$9.50
9/9/99
S
4,000
D
$15.50
9/9/99
M
5,000
A
$9.50
9/9/99
S
5,000
D
$15.75
9/13/99
M
5,000
A
$9.50
9/13/99
S
5,000
D
$16.00
9/14/99
M
1,200
A
$9.50
9/14/99
S
1,200
D
$16.25
9/14/99
M
300
A
$9.50
9/14/99
S
300
D
$16.3125
9/14/99
M
8,500
A
$9.50
9/14/99
S
8,500
D
$16.375
9/14/99
M
5,000
A
$9.50
9/14/99
S
5,000
D
$16.50
5. Amount of
Securities
Beneficially
Owned at
End of
Month
(Instr.
3 and 4)
------------
6. Ownership
Form:
Direct(D)
or
Indirect(I)
(Instr. 4)
-------------
1,677
D
End of Filing
© 2005 | EDGAR Online, Inc.
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
------------