Thomas N. Hund
Transcription
Thomas N. Hund
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 c Check this box if no d e f g longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol HUND THOMAS N (Last) BURLINGTON NORTHERN SANTA FE CORP [BNI] (First) (Middle) Burlington Northern Santa Fe Corporation, 2650 Lou Menk Drive (Street) 3. Date of Earliest Transaction (Month/Day/Year) 10/25/2007 (State) 1.Title of Security (Instr. 3) _____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive VP and CFO 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Fort Worth, TX 76131-2830 (City) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2. Transaction 2A. Deemed Date Execution Date, if (Month/Day/Year) any (Month/Day/Year) 3. 4. Securities Acquired Transaction (A) or Disposed of (D) Code (Instr. 3, 4 and 5) (Instr. 8) Code (A) or V Amount (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) Price 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) Common Stock, $0.01 par value 10/25/2007 M 50,000 A $29.435 278,110 D Common Stock, $0.01 par value 10/25/2007 S 200 D $85.11 277,910 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.14 277,810 D Common Stock, $0.01 par value 10/25/2007 S 9,100 D $85.15 268,710 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.18 268,610 D Common Stock, $0.01 par value 10/25/2007 S 500 D $85.2 268,110 D Common Stock, $0.01 par value 10/25/2007 S 25,200 D $85.25 242,910 D Common Stock, $0.01 par value 10/25/2007 S 200 D $85.27 242,710 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.3 242,610 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.31 242,510 D Common Stock, $0.01 par value 10/25/2007 S 400 D $85.33 242,110 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.34 242,010 D Common Stock, $0.01 par value 10/25/2007 S 500 D $85.35 241,510 D Common Stock, $0.01 par value 10/25/2007 S 1,200 D $85.39 240,310 D Common Stock, $0.01 par value 10/25/2007 S 5,000 D $85.42 235,310 D Common Stock, $0.01 par value 10/25/2007 S 200 D $85.44 235,110 D Common Stock, $0.01 par value 10/25/2007 S 300 D $85.45 234,810 D 7. Nature of Indirect Beneficial Ownership (Instr. 4) Common Stock, $0.01 par value 10/25/2007 S 100 D $85.49 234,710 D Common Stock, $0.01 par value 10/25/2007 S 500 D $85.5 234,210 D Common Stock, $0.01 par value 10/25/2007 S 200 D $85.55 234,010 D Common Stock, $0.01 par value 10/25/2007 S 200 D $85.62 233,810 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.67 233,710 D Common Stock, $0.01 par value 10/25/2007 S 5,000 D $85.75 228,710 D Common Stock, $0.01 par value 10/25/2007 S 300 D $85.76 228,410 D Common Stock, $0.01 par value 10/25/2007 S 200 D $85.79 228,210 D Common Stock, $0.01 par value 10/25/2007 S 100 D $85.82 228,110 D Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 1. Title of Derivative Security (Instr. 3) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable and 7. Title and Amount of Conversion Date Execution Date, if Transaction Derivative Expiration Date Underlying Securities Securities or Exercise (Month/Day/Year) any Code (Month/Day/Year) (Instr. 3 and 4) Acquired (A) Price of (Month/Day/Year) (Instr. 8) or Disposed Derivative of (D) Security (Instr. 3, 4, and 5) Code Employee Stock Option (Right to Buy)(1) $29.435 10/25/2007 V (A) (D) Date Exercisable Relationships Director 10% Owner Officer HUND THOMAS N Burlington Northern Santa Fe Corporation 2650 Lou Menk Drive Fort Worth, TX 76131-2830 Other Executive VP and CFO Signatures Thomas N. Hund, by Judy K. Carter, Attorney-in-Fact Title Common 50,000 05/25/2004 01/01/2010 Stock, $0.01 par value M Reporting Owners Reporting Owner Name / Address Expiration Date 10/29/2007 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) $0 41,703 D Amount or Number of Shares 50,000 SEC 1474 (9-02) 11. Nature of Indirect Beneficial Ownership (Instr. 4) **Signature of Reporting Person Date Explanation of Responses: * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). (1) Employee Stock Option (Right to Buy) with tandem withholding rights. Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.