Thomas N. Hund

Transcription

Thomas N. Hund
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
c Check this box if no
d
e
f
g
longer subject to Section
16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding
Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
HUND THOMAS N
(Last)
BURLINGTON NORTHERN SANTA FE CORP [BNI]
(First)
(Middle)
Burlington Northern Santa Fe Corporation, 2650 Lou
Menk Drive
(Street)
3. Date of Earliest Transaction (Month/Day/Year)
10/25/2007
(State)
1.Title of Security
(Instr. 3)
_____ Director
_____ 10% Owner
__X__ Officer (give title below)
_____ Other (specify below)
Executive VP and CFO
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Fort Worth, TX 76131-2830
(City)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Transaction
2A. Deemed
Date
Execution Date, if
(Month/Day/Year) any
(Month/Day/Year)
3.
4. Securities Acquired
Transaction (A) or Disposed of (D)
Code
(Instr. 3, 4 and 5)
(Instr. 8)
Code
(A)
or
V Amount (D)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
Price
6.
Ownership
Form:
Direct (D)
or Indirect
(I)
(Instr. 4)
Common Stock, $0.01 par value
10/25/2007
M
50,000 A $29.435 278,110
D
Common Stock, $0.01 par value
10/25/2007
S
200
D $85.11 277,910
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.14 277,810
D
Common Stock, $0.01 par value
10/25/2007
S
9,100 D $85.15 268,710
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.18 268,610
D
Common Stock, $0.01 par value
10/25/2007
S
500
D $85.2
268,110
D
Common Stock, $0.01 par value
10/25/2007
S
25,200 D $85.25 242,910
D
Common Stock, $0.01 par value
10/25/2007
S
200
D $85.27 242,710
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.3
242,610
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.31 242,510
D
Common Stock, $0.01 par value
10/25/2007
S
400
D $85.33 242,110
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.34 242,010
D
Common Stock, $0.01 par value
10/25/2007
S
500
D $85.35 241,510
D
Common Stock, $0.01 par value
10/25/2007
S
1,200 D $85.39 240,310
D
Common Stock, $0.01 par value
10/25/2007
S
5,000 D $85.42 235,310
D
Common Stock, $0.01 par value
10/25/2007
S
200
D $85.44 235,110
D
Common Stock, $0.01 par value
10/25/2007
S
300
D $85.45 234,810
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.49 234,710
D
Common Stock, $0.01 par value
10/25/2007
S
500
D $85.5
234,210
D
Common Stock, $0.01 par value
10/25/2007
S
200
D $85.55 234,010
D
Common Stock, $0.01 par value
10/25/2007
S
200
D $85.62 233,810
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.67 233,710
D
Common Stock, $0.01 par value
10/25/2007
S
5,000 D $85.75 228,710
D
Common Stock, $0.01 par value
10/25/2007
S
300
D $85.76 228,410
D
Common Stock, $0.01 par value
10/25/2007
S
200
D $85.79 228,210
D
Common Stock, $0.01 par value
10/25/2007
S
100
D $85.82 228,110
D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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1. Title of Derivative
Security
(Instr. 3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
2.
3. Transaction
3A. Deemed
4.
5. Number of 6. Date Exercisable and
7. Title and Amount of
Conversion Date
Execution Date, if Transaction Derivative
Expiration Date
Underlying Securities
Securities
or Exercise (Month/Day/Year) any
Code
(Month/Day/Year)
(Instr. 3 and 4)
Acquired (A)
Price of
(Month/Day/Year) (Instr. 8)
or Disposed
Derivative
of (D)
Security
(Instr. 3, 4,
and 5)
Code
Employee Stock
Option (Right to
Buy)(1)
$29.435
10/25/2007
V (A)
(D)
Date
Exercisable
Relationships
Director 10% Owner Officer
HUND THOMAS N
Burlington Northern Santa Fe Corporation
2650 Lou Menk Drive
Fort Worth, TX 76131-2830
Other
Executive VP and CFO
Signatures
Thomas N. Hund, by Judy K. Carter, Attorney-in-Fact
Title
Common
50,000 05/25/2004 01/01/2010 Stock, $0.01
par value
M
Reporting Owners
Reporting Owner Name / Address
Expiration
Date
10/29/2007
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I)
(Instr. 4)
$0
41,703
D
Amount or
Number of
Shares
50,000
SEC 1474 (9-02)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
**Signature of Reporting Person
Date
Explanation of Responses:
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Employee Stock Option (Right to Buy) with tandem withholding rights.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.