REGULATION RESPECTING TITLES SIMILAR TO THE TITLE OF

REGULATION RESPECTING TITLES SIMILAR TO THE TITLE OF
FINANCIAL PLANNER (no. 131)
An Act respecting the distribution of financial products and services
(S.Q. 1998, c.-37 s.215)
1.
The following titles are similar to the title of financial planner and may not
be used by anyone:
(1)
chartered financial planner (CFP);
(2)
registered financial planner (RFP);
(3)
chartered financial adviser (CFA);
(4)
financial consultant;
(5)
financial co-ordinator;
(6)
financial adviser
(7)
personal finance consultant;
(8)
personal finance co-ordinator;
(9)
personal finance planner;
(9.1)
private wealth advisor (PWA);
(10) any title including one of the following five expressions, in which the
words composing each expression either appear together or are separated by
other words:
2.
(a)
financial planner;
(b)
financial planning;
(c)
financial adviser
(d)
financial consultant;
(e)
financial co-ordinator.
Omitted
Décret 835-99, 7 juillet 1999, G.O. 21 juillet 1999
Modification
Décision 2006-PDG-0112 – 19 mai 2006
Bulletin de l’Autorité : 2007-08-17, Vol. 4 n° 33
Décret 586-2007, 1er août 2007, G.O. 15 août 2007
1
The regulation’s numbering system had to be adjusted due to removing draft regulation no. 12.