ALFI Technical Committees
Transcription
ALFI Technical Committees
STRUCTURE OF ALFI TECHNICAL COMMITTEES September 2016 COMMITTEE ALFI COORDINATOR CHAIRPERSON MEMBERSHIP STATUS Technical Committees B - PROMOTION & CONFERENCES COMMITTEE (TC) B - PROMOTION & CONFERENCES COMMITTEE (TC) Michael Ferguson EY Camille Thommes Anouk Agnes B. - Promotion Steering Committe (SC) B1 - Spring Conference (SC) Michael Bettina Gudrun Ferguson Graeber Göbel EY Pictet & Cie (Europe) S.A. FundRock Management Company S.A. B2 - Global Distribution Conference (SC) B3 - Risk Management Conference (SC) Hermann Marco Christoph Beythan Zwick Adamy Linklaters RBC Investor Services Bank S.A. Allianz Global Investors GmbH, Zweigniederlassung Luxembourg Full Full B4 - Alternative Investment Funds Conference (SC) B5 - ALFI Golf Event (SC) B6 - Roadshows (SC) B6.1 - ALFI Roadshow to Frankfurt (WG) Claude Ulrich Michèle Doris Catherine Niedner Binninger Eisenhuth Marx Rückel Arendt & Medernach S.A. ULB Consult S.à r.l. Arendt & Medernach S.A. Deutsche Asset Management S.A. PricewaterhouseCoopers, Société Coopérative Full Full Full Full B6.2 - ALFI Roadshow to Switzerland (WG) Gilbert Germain Schintgen Birgen UBS Fund Management (Luxembourg) S.A. Banque de Luxembourg S.A. Full B6.3 - ALFI Roadshow to London (WG) B7 - TA & Distribution Forum Conference (SC) B8 - Leading Edge Conference (SC) B9 - Hong Kong (SC) BB10 - Middle East (SC) BB10.1 - Dubai (WG) Charles Josée-Lynda Christophe Ching Yng Germain Valérie Muller Denis Lentschat Choi Birgen Mantot KPMG Luxembourg, Société coopérative Funds Partnership Arendt Services S.A. ALFI Asia Representative Office Banque de Luxembourg S.A. Sanne Group C - ALTERNATIVE INVESTMENTS COMMITTEE (TC) C1 - Alternative Investments Steering Committee (SC) C1.1 - AIFMD review and developments (WG) C2 - Hedge Funds (SC) Claude Claude Claude Jerôme Régis Niedner Niedner Niedner Wigny Malcourant Arendt & Medernach S.A. Arendt & Medernach S.A. Arendt & Medernach S.A. Elvinger Hoss Prussen PricewaterhouseCoopers, Société Coopérative C3 - Real Estate Investment Funds (REIF) (SC) Keith Michael Burman Hornsby ManagementPlus (Luxembourg) S.A. EY C3.1 - REIF Financial Framework (WG) Benjamin Alison Lam Macleod Deloitte KPMG Luxembourg, Société coopérative Full C3.2 - REIF Best Practices - Fund Operations (WG) John Francesco Beavers Piantoni EY Deloitte Full C3.3 - REIF Marketing (WG) Catherine Stéphane Martougin Haot Baker & McKenzie Luxembourg SGG S.A. C3.3.1 - REIF Publications (WG) C3.3.2 - REIF Events (SWG) Catherine Lize Lauren Gauthier Griffiths Williams Brown Brothers Harriman (Luxembourg) S.C.A. Deloitte PricewaterhouseCoopers, Société Coopérative Open Open C3.3.3 - REIF Industry Associations & Distribution Channels (SWG) Sven Pascal Rein Hernalsteen Pancura Palmarium Fund Partners S.à.r.l. Open C3.4 - REIF Professional Development (WG) David Conor Louis Cleere Charles Russell Speechlys Luxembourg Citco Bank Nederland N.V. Luxembourg Branch Open C3.5 - REIF Strategy (WG) Pierre Alan Kreemer Dundon KPMG Luxembourg, Société coopérative Alter Domus Luxembourg S.à r.l. Full C3.5.1 - REIF Distressed Asset Experience (SWG) C4 - Private Equity & Venture Capital Funds (SC) Pierre Gilles Kreemer Dusemon KPMG Luxembourg, Société coopérative Arendt & Medernach S.A. Full Open Only Chairpersons Full Full Full Full Open Open Open C - ALTERNATIVE INVESTMENTS COMMITTEE (TC) Susanne Weismüller Only on invitation Open Open Open Only Chairpersons Alain Kinsch EY C4.1 - PE & VC Legal Aspects (WG) C4.2 - PE & VC Publications (WG) Frédérique Joachim Arne Lifrange Kuske Bolch Elvinger Hoss Prussen Elvinger Hoss Prussen Clifford Chance C5 - Infrastructure Funds (SC) Amaury Jean-Christian Evrard Six PricewaterhouseCoopers, Société Coopérative Allen & Overy Full C5.1 - Infrastructure Funds Best Practices (WG) John Frauke Carola Ravoisin Oddone PricewaterhouseCoopers, Société Coopérative KPMG Luxembourg, Société coopérative Open C5.2 - Infrastructure Funds - Tax, Legal and Regulatory (WG) Thierry Antoine Braem Badot PricewaterhouseCoopers, Société Coopérative KPMG Luxembourg, Société coopérative Open C5.3 - Infrastructure Funds - Promotion of Luxembourg (WG) Pierre Muhammad Tahir Mallet Khan PricewaterhouseCoopers, Société Coopérative KPMG Luxembourg, Société coopérative Open C6 - AIFMD Reporting (SC) Nathalie Leon Dogniez Schwab-Mulvany PricewaterhouseCoopers, Société Coopérative BlackRock Fund Management Company S.A. Open C6.1 AIFMD Reporting - Annual Reports (WG) Nathalie Leon Dogniez Schwab-Mulvany PricewaterhouseCoopers, Société Coopérative BlackRock Fund Management Company S.A. Open C7 - Debt funds (SC) Isabelle Pierre Dauvergne Kreemer PricewaterhouseCoopers, Société Coopérative KPMG Luxembourg, Société coopérative Open Noel Fessey Schroder Investment Management (Luxembourg) David Claus The Bank of New York Mellon (Luxembourg) S.A. D1 - Dematerialised Mutual Fund Sales Agreement (SC) Noel Fessey Schroder Investment Management (Luxembourg) D2 - LfF/ALFI RQFII (SC) Nicolas Camille Marc-André Michael John Lou Vincent Vincent Mackel Thommes Bechet Flynn Kiesch Heymans Heymans Luxembourg for Finance Association of the Luxembourg Fund Industry Association of the Luxembourg Fund Industry BlackRock Fund Management Company S.A. Deloitte KPMG Luxembourg, Société coopérative KPMG Luxembourg, Société coopérative François-Kim Pierre Rafael David Hugé Bouchoms Aguilera Capocci Deloitte Generali Investments Luxembourg S.A. EY Deloitte Emmanuel Bégat ME Business Solutions S.à r.l. Jean-Jacques Picard Full F- LEGAL AND REGULATORY COMMITTEE (TC) Hermann Gast Beythan Juncker Linklaters Elvinger Hoss Prussen Evelyne Christiaens Open F1 - International Affairs and Developments ( SC) F1.1 - UCITS Developments (WG) F1.2 - European Marketing Rules (WG) Hermann Hermann Hermann Frédérique Beythan Beythan Beythan Lifrange Linklaters Linklaters Linklaters Elvinger Hoss Prussen Open Open Open F1.3 - Exchange Traded Funds (ETF) (WG) F1.4 - Investor protection (WG) Philippe Heimo Alastair Lenges Plössnig Woodward Deloitte Assenagon Asset Management S.A. Schroder Investment Management (Luxembourg) Open Full F1.4.1 - MiFID / PRIIPs costs and charges (SWG) Michael John Daniela Flynn Klasen-Martin BlackRock Fund Management Company S.A. Crestbridge S.A. Open F1.4.2 - MiFID / PRIIPs performance scenarios (SWG) Gregory Olivia Surply Moessner Franklin Templeton Investments Elvinger Hoss Prussen Open F1.4.3 MiFID / PRIIPs risks (SWG) Claudy Huart SMBC Nikko Investment Fund Management Company S.A. Open Open Open D - FUND DISTRIBUTION COMMITTEE (TC) D - FUND DISTRIBUTION COMMITTEE (TC) D4 - UCITS IV - Simplified Notification Procedure (SC) D5 - International Distribution (SC) D5.1 - Distribution Focus (WG) D5.1.1 - Distribution Focus Steering Committee (SWG) D5.1.2 - Distribution Focus Asia (SWG) D5.1.3 - Distribution Focus Europe and rest of the World (SWG) D5.1.4 - Distribution Focus Latin America (SWG) D5.1.5 - Distribution Focus - Distribution Initiative (SWG) D5.2 - Trade Agreements (WG) Pierre Oberlé Full Open Full Full Full Only Chairpersons Full Full Full Full Full E - PROFESSIONAL TRAINING COMMITTEE (TC) E - PROFESSIONAL TRAINING COMMITTEE (TC) F- LEGAL AND REGULATORY COMMITTEE (TC) Stefan Junglen Deutsche Asset Management S.A. F1.4.4 - MiFID independent advice and inducements (SWG) F1.4.5 - MiFID product governance (SWG) F1.4.6 - MiFID suitability and appropriateness (SWG) F1.4.7 - PRIIPs general aspects Olivia Florence Josiane Mario Bernard Tournier Stainier Schroeder Mantrisi Lambeau Arendt & Medernach S.A. Linklaters KNEIP Communication S.A. More Carrot (Europe) S.à r.l. F1.5 - Capital Markets Union (WG) Claude Geoff Niedner Radcliffe Arendt & Medernach S.A. BlackRock Fund Management Company S.A. Open F1.6 - Securitisation (WG) F2 - National Affairs & Implementation (SC) F2.1 - UCITS Implementation (WG) F2.10 - UCITS Sanctions Regime (WG) F2.2 - UCITS Eligible Assets (WG) Matthieu Gast Gast Isabelle Emmanuel Frédéric Michèle Nathalie Jacques Marco Frédérique Nathalie Michael John Nathalie Taillandier Juncker Juncker Lebbe Henrion Eisenhuth Dogniez Elvinger Zwick Lifrange Dogniez Flynn Dogniez Arendt & Medernach S.A. Elvinger Hoss Prussen Elvinger Hoss Prussen Arendt & Medernach S.A. Linklaters Arendt & Medernach S.A. PricewaterhouseCoopers, Société Coopérative Elvinger Hoss Prussen RBC Investor Services Bank S.A. Elvinger Hoss Prussen PricewaterhouseCoopers, Société Coopérative BlackRock Fund Management Company S.A. PricewaterhouseCoopers, Société Coopérative Open Open Open Open Open F2.9 - Remuneration Policies in the Financial Sector (WG) F3 - Pensions & Long Term Savings (SC) Dan Silke Gerd Hedley Bernard Gebhard Fidelity International Linklaters Pecoma Actuarial and Risk S.A. Open Open F3.1 - European Long Term Investment Funds (WG) Silke Yann Bernard Power Linklaters ME Business Solutions S.à r.l. Open Fréderic Pérard BNP Paribas Securities Services, succursale de Luxembourg F2.3 - Securities Lending (SWG) F2.4 - Anti-Money Laundering (AML) (WG) F2.6 - Changes to Luxembourg Company Law (WG) F2.7 - Money Market Funds (WG) F2.8 - Asset Management and Systemic Risk (WG) Open Open Open Open Open Full Open Open Open G - MARKET INFRASTRUCTURE COMMITTEE (TC) G - MARKET INFRASTRUCTURE COMMITTEE (TC) Alexander Fischer Open Geoff Radcliffe BlackRock Fund Management Company S.A. G1 - Market Infrastructure Steering Committee (SC) Fréderic Pérard BNP Paribas Securities Services, succursale de Luxembourg G2 - Total Expense Ratio (TER) (SC) G2.1 - Disclosure of Transaction Costs (WG) G2.2 - Total Expense Ratio (TER) Survey (WG) G3 - Global Investment Performance Standards (GIPS) (SC) G4 - Swing Pricing (SC) Daniela Nadia Daniela Fanny Geoff Philippe Klasen-Martin Faber Klasen-Martin Sergent Radcliffe Ringard Crestbridge S.A. EY Crestbridge S.A. PricewaterhouseCoopers, Société Coopérative BlackRock Fund Management Company S.A. JPMorgan Asset Management (Europe) S.à r.l. Full Full Open Open Full G4.1 - Swing Pricing Survey (WG) Craig Blair Franklin Templeton International Services S.à r.l. Open G5 - Solvency II (SC) Thierry Chrystelle Flamand Veeckmans Deloitte KPMG Luxembourg, Société coopérative Open G6 - EMIR/OTC Derivatives (SC) Henning Sven Schwabe Muehlenbrock Arendt & Medernach S.A. KPMG Luxembourg, Société coopérative Open G7 - Fund Accounting and Reporting Requirements (SC) G8 - International Financial Reporting Standards (IFRS) (SC) G9 - Target 2 Securities (T2S) / Central Securities Depositaries (CSD) (SC) Philippe Justin Michael Lenges Griffiths Weber Deloitte Deloitte Allianz Global Investors GmbH Open Open Open GG10 - Statistics & Research (SC) Olivier Renault Société Générale Securities Services Luxembourg GG10.1 - Data Collection and Nominalization (WG) GG10.2 - Economic Research (WG) Paolo Vinciarelli Banque et Caisse d'Epargne de l'Etat, Luxembourg Christian Christian Jane Annemarie Laurent Laurent Hertz Hertz Wilkinson Arens Capolaghi Capolaghi Luxembourg Investment Solutions S.A. Luxembourg Investment Solutions S.A. KPMG Luxembourg, Société coopérative LuxFLAG EY EY Only Chairpersons Régine Rugani Only Chairpersons Only on invitation Only on invitation H - RESPONSIBLE INVESTING COMMITTEE (TC) H - RESPONSIBLE INVESTING COMMITTEE (TC) H1 - RI Legal and Policy (SC) H2 - RI Market Intelligence and Outreach (SC) H3 - Impact Investing Conference (SC) H4 - RI Fund Labels (SC) H4.1 - LuxFLAG Climate Finance Label (WG) Anouk Agnes Open Open Open Open Open Open J - TAX COMMITTEE (TC) J - TAX COMMITTEE (TC) J1 - Tax Steering Committee (SC) J2 - Subscription Tax (SC) Georges Georges Oliver Jacques Bock Bock Weber Elvinger KPMG Luxembourg, Société coopérative KPMG Luxembourg, Société coopérative PricewaterhouseCoopers, Société Coopérative Elvinger Hoss Prussen J3 - European Savings Directive (EuSD) (SC) J4 - Double Tax Treaties (SC) J5 - Value Added Tax (VAT) (SC) J6 - CRS/ Foreign Account Tax Compliance Act (FATCA) Steering (SC) Georges Keith Michel Gérard Bock O'Donnell Lambion Laures KPMG Luxembourg, Société coopérative ATOZ Tax Advisers Luxembourg Deloitte KPMG Luxembourg, Société coopérative Open Open Open Only Chairpersons J6.1 - CRS (FATCA) Lobbying and Interpretations (WG) J6.2 - CRS / FATCA Operational Steering Committee (WG) Gérard Thierry Gudrun Laures Detz Göbel KPMG Luxembourg, Société coopérative BNP Paribas Securities Services, succursale de Luxembourg FundRock Management Company S.A. Full Only Chairpersons J6.3 - CRS/ FATCA Entities scoping, KYC, data protection (WG) Maria Teresa Thierry Fulci-de Rosée Detz Crestbridge S.A. BNP Paribas Securities Services, succursale de Luxembourg Full J6.4 - CRS/ FATCA Reporting (WG) J7 - AIFMD tax aspects (SC) J8 - Financial Transaction Tax (FTT) (SC) Patrice Raymond Thorsten Fritsch Krawczykowski Vollmer Ernst & Young S.A. Deloitte Deutsche Asset & Wealth Management Investment GmbH Full Full Full J9 - BEPS (SC) JJ10 - Strategic Tax Issues (SC) JJ11 - German Tax (SC) Georges Georges Judith Bock Bock Mertesdorf-Perathoner KPMG Luxembourg, Société coopérative KPMG Luxembourg, Société coopérative Franklin Templeton International Services S.à r.l. Holger Hartmann bepartners Bödecker Ernst & Partner Birgitt Johannes Yvonne Schitthoff-Hönninger Höring Billerbeck RBC Investor Services Bank S.A. Structured Invest S.A. UBS Fund Services (Luxembourg) S.A. Christoph Thomas Olivier Christoph Adamy Nummer Carré Adamy Allianz Global Investors GmbH, Zweigniederlassung Luxembourg Carne Global Financial Services, Luxembourg S.à r.l. PricewaterhouseCoopers, Société Coopérative Allianz Global Investors GmbH, Zweigniederlassung Luxembourg Henry Gregory Craig Jean-Jacques Revel Elina Kelly Robinson-Kok Blair Lava Wood Vincent KellyConsult S.à r.l. FundRock Management Company S.A. Franklin Templeton International Services S.à r.l. JPMorgan Asset Management (Europe) S.à r.l. FundRock Management Company S.A. Aberdeen Global Services S.A. FORUM 2.2 - ALFI Code of conducts FORUM 3 - INVESTOR FORUM Henry Kim Simon Kelly Pilgaard Ramos KellyConsult S.à r.l. Nordea Investment Funds S.A. Deloitte FORUM 4 - TA & DISTRIBUTION FORUM FORUM 4. - TA Forum Steering Committee (TASC) FORUM 4.1 - Operations FORUM 4.1.1 - Standardisation Josée-Lynda Josée-Lynda Josée-Lynda Valérie Denis Denis Denis Letellier Funds Partnership Funds Partnership Funds Partnership Society for Worldwide Interbank Financial Telecommunication FORUM 4.1.2 - Distribution Support FORUM 4.1.3 - TA Regulatory Junaed Pierre Kabir Mottion BNP Paribas Securities Services, succursale de Luxembourg FORUM 4.1.4 - Alternative Investments Operations Josée-Lynda Keith Denis Hale Funds Partnership Multifonds / IGEFI Group S.à r.l. FORUM 4.2 - Communication FORUM 4.2.1 - Marketing & Communication FORUM 4.2.2 - Events FORUM 4.2.3 - Industry Associations : Building Bridges FORUM 5 - ABBL/ALFI DEPOSITARY BANK FORUM FORUM 5.1 - Depositary Bank Forum Steering Committee FORUM 5.2 - Depositary Guidelines & Best Practices Josée-Lynda Josée-Lynda Josée-Lynda Josée-Lynda Martin F. Martin F. Yvan Denis Denis Denis Denis Dobbins Dobbins de Laurentis Funds Partnership Funds Partnership Funds Partnership Funds Partnership State Street Bank Luxembourg S.C.A. State Street Bank Luxembourg S.C.A. BNP Paribas Securities Services, succursale de Luxembourg JJ12 - UK Tax (SC) JJ13 - Austrian Tax (SC) JJ14 - Swiss Tax (WG) Marc-André Bechet Open Only Chairpersons Open Open Full Full Open Open Full K - RISK MANAGEMENT COMMITTEE (TC) K - RISK MANAGEMENT COMMITTEE (TC) K1 - Risk Management Steering Committee (SC) David Zackenfels Open Only Chairpersons Forums FORUM 2 - GOVERNANCE FORUM FORUM 2.1 - Conducting Officer and ManCo FORUM 2.1.1 - Due Diligence Reviews of Service Providers David Zackenfels Open Open Full Anna Prihodova Alexander Fischer Full Open Full Full Full Full Full Full Full Alexander Fischer Full Full Full Full Full Only Chairpersons Open BNP Paribas Securities Services, succursale de Luxembourg Christian Ridole J.P. Morgan Bank Luxembourg S.A. Christoph Pierre Christian Haas Legardien Ridole EY Brown Brothers Harriman (Luxembourg) S.C.A. J.P. Morgan Bank Luxembourg S.A. FORUM 5.2.4 - Oversight Duties FORUM 5.2.5 - Training & Education Laurent Christian Yvan Fessmann Ridole de Laurentis Baker & McKenzie Luxembourg J.P. Morgan Bank Luxembourg S.A. BNP Paribas Securities Services, succursale de Luxembourg FORUM 5.3 - External Relations Franck Wassmer The Bank of New York Mellon (Luxembourg) S.A. FORUM 5.4 - New Regulations Forum FORUM 6 - DIGITAL/FINTECH Hermann Steven Serge Beythan Libby Weyland Linklaters PricewaterhouseCoopers, Société Coopérative Banque Internationale à Luxembourg S.A. FORUM 6.1 - Digital/FinTECH Steering Committee Steven Serge Libby Weyland PricewaterhouseCoopers, Société Coopérative Banque Internationale à Luxembourg S.A. Full FORUM 6.2 - Digital Investing Jan Said Vandendriessche Fihri VP Lux S.à r.l. KPMG Luxembourg, Société coopérative Full FORUM 6.3 - Data Management & Security Keith Marc Hale Mouton Multifonds / IGEFI Group S.à r.l. Arendt & Medernach S.A. Full FORUM 6.4 - Blockchain & Crypto-Currencies Patrick Laurent Laurent Marochini Deloitte Société Générale Securities Services Luxembourg Full FORUM 6.5 - Equity Crowd Funding and P2P Lending David Hakan Louis Lucius Charles Russell Speechlys Luxembourg European Investment Bank Full FORUM 5.2.1 - In-Banks Assets FORUM 5.2.2 - Not-In-Bank Assets Open Full Open Full Full François Drazdik Open Full