Fund Managers Approved
Transcription
Fund Managers Approved
Conventions de garde Gestionnaires de fonds approuvés au avril 30, 2016 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention 1 1832 Asset Management L.P. (Dynamic Funds) Includes Deposit accounts Canada Mutual Funds / Hedge Funds / LSF's 2 Aberdeen Global Services S.A. Aberdeen Global II Funds Outre-mer Mutual Fund 3 Acernis Capital Management Inc. Acernis Funds (Class A Units & Class F Units) Canada Pooled Fund 4 Acker Finley Asset Management Inc. QSATM Funds Canada Mutual Fund 5 ACM Advisors Ltd. ACM Commercial Mortgage Fund Canada Mortgage Investment Fund 6 Acorn Global Investments Inc. Acorn Global Investments Inc. Canada Hedge Fund 7 Addenda Capital Inc. Addenda Pooled Funds Canada Pooled Fund 8 AEGON Fund Management Inc. Canada Mutual Fund 9 AGF Investments Inc. Acuity Pooled funds Canada Mutual Fund / Pooled Fund Aberdeen Global Funds Acuity family of mutual funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds AGF Pooled funds 10 AHF Capital Partners Inc. AHF Credit Opportunities Fund - Series A, F and I Canada Mutual Fund/Hedge Fund/Pooled Fund 11 AIP Asset Management AIP Global Marco Fund LP Canada Limited Partnership 12 Aldergrove Credit Union Canada GIC's 13 Algonquin Capital Corporation Canada Limited Partnership 14 Alignvest Capital Management Inc. Alignvest Opportunities Fund Trust Alignvest Income Fund Trust Canada Hedge Fund 15 AlphaNorth Asset Management Canada Mutual Fund 16 Antares Investment Management, Inc. Canada Pooled Fund Gestionnaires de fonds approuvés par nom Page 1 de 22 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention 17 Arrow Capital Management Inc. Canada Hedge Fund 18 Artemis Investment Management Limited Robson Alpha Scout Fund Canada Mutual Fund / Limited Partnership 19 Aston Hill Asset Management Inc. Canada Mutual Funds / Hedge Funds / LSF's 20 ATB Investment Management Inc. Canada Mutual Fund 21 Aurion Capital Management Inc. Canada Pooled Fund 22 Auspice Capital Advisors Ltd. Auspice Diversified Trust Canada Mutual Fund Trust 23 Aventine Management Group Inc. BTH Tactical Growth Fund Canada Mutual Fund Canada Mutual Fund Alpha Scout Fund and RSP Fund Aventine Canadian Equity Fund 24 B.E.S.T Investment Counsel Limited B.E.S.T. Total Return Fund Inc. B.E.S.T. Active 365 Fund LP The Business, Engineering, Science & Technology Discoveries Fund Inc. 25 B2B Bank Canada GIC's / Investment Savings Accounts 26 Bank of America, National Association (Canada Branch) Canada GIC's 27 Bank of Canada Canada Other 28 Bank of Montreal Canada GIC's 29 Bank of Montreal Mortgage Corp. Canada GIC's 30 Bank of Nova Scotia Scotia Mortgage Corporation Canada GIC's National Trust Company / Victoria&Grey MortgageCorp. Bank of Nova Scotia Montreal Trust Company of Canada 31 Barometer Capital Management Inc. Canada Mutual Fund / Pooled Fund 32 Barrage Capital Inc. Canada Mutual Fund / Hedge Fund / GIC's 33 Bellwether Investment Management Inc. Bellwether Canadian Performance Fund Canada Pooled Fund Bellwether US Stock Fund Bellwether Canadian Stock Fund 34 Beutel Goodman & Company Ltd Canada Mutual Fund/Pooled Fund/Seg Fund 35 BirchLeaf Investments Inc. BirchLeaf Growth Fund Canada Pooled Fund 36 Black Swan Dexteritas Inc. Canada Limited Partnership Gestionnaires de fonds approuvés par nom Page 2 de 22 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention BSD Global Tech Hedge Fund LP 37 BlackBridge Capital Management Corp. Canada Mutual Fund 38 Blackheath Fund Management Inc. Blackheath Canada Mutual Fund 39 BlackRock (Luxembourg) SA BlackRock Global Funds Outre-mer Mutual Fund 40 BlackRock Asset Management Canada Limited BlackRock Asset Management Canada Limited Canada Mutual Fund 41 BloombergSen Inc. BloombergSen Partners RSP Fund Canada Mutual Fund 42 Blumont Capital Corp. Blumont family of funds Canada Mutual Fund/Hedge Fund/Pooled Fund Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd. 43 BMO Harris Investment Management Inc. Canada Mutual Fund 44 BMO Investments Inc. / BMO Investissements Inc. BMO Guardian Funds Canada Mutual Fund / Pooled Fund BMO China A-Share Fund BMO Mutual Funds 45 BMO Life Assurance Company BMO Guaranteed Investment Funds Canada Segregated Fund 46 BMO Nesbitt Burns Inc. BMO Nesbitt Burns Group of Funds Canada Mutual Fund / Linked Notes 47 BMO Trust Company Advisor's Advantage Trust Canada GIC's 48 BNP Paribas (Canada) Canada Linked Notes 49 BNP Paribas Investment Partners Canada Ltd. Canada Mutual Fund 50 BNY Mellon Global Management Ltd. BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC Outre-mer Mutual Fund 51 Brandes Investment Partners & Co. Canada Mutual Fund 52 Brandywine Global Investment Management (Canada), ULC Canada Pooled Fund 53 Brickburn Asset Management Inc. Dominion Equity Resource Growth Fund Canada Mutual Fund Brickburn family of mutual funds 54 BridgingFinance Inc. Canada Pooled Fund 55 Bristol Gate Capital Partners Inc. Bristol Gate U.S. Equity Fund LP Canada Mutual Fund / Limited Partnership 56 Broadview Capital Management Inc. Broadview Dark Horse LP Canada Limited Partnership 57 Brompton Funds Limited Canada Mutual Fund Gestionnaires de fonds approuvés par nom Page 3 de 22 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention 58 Brookfield Investment Management (Canada) Inc. Canada Pooled Fund 59 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool Canada Pooled Fund 60 BT Global Growth Inc. BT Global Growth Fund L.P. Canada Hedge Fund 61 Bull Capital Management Inc. EFG Private Portfolio Series ING Canada Pooled Fund Canadian Equity Class Shares Global Equity Class Shares Balanced Class Shares 62 Bullion Management Services Inc. Canada Mutual Fund 63 Burgundy Asset Management Ltd. Canada Mutual Fund 64 C.I. Investments Inc. Includes Synergy Asset Management Artisan Portfolios Canada Mutual Fund / Segregated Fund Canada Mutual Fund Optima Strategy Pools United Financial Management Ltd. family of funds KBSH Capital Management Inc. family of funds Lakeview Asset Management family of funds Castlerock Investments Corp. family of funds 65 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 66 Caldwell Investment Management Ltd. Canada Mutual Fund 67 Canada Life Assurance Company (The) Canada Segregated Fund 68 Canadian Tire Bank Canadian Tire Bank Canada GIC's 69 Canadian Western Bank Canada GIC's 70 Canadian Western Trust Canada Mutual Fund / GIC's 71 Canoe Financial LP Enervest Diversified Income Trust Canada Mutual Fund Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust 72 Canso Fund Management Ltd. Canada Mutual Fund 73 Capital International Asset Management Inc. (Canada) Inc. Canada Mutual Fund 74 Celernus Investment Partners Inc. Celernus Absolute Growth Fund Canada Hedge Fund Canada REIT Celernus Mortgage and Income Trust Fund 75 Centurion Asset Management Inc. Gestionnaires de fonds approuvés par nom Page 4 de 22 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention 76 CFF Bank Canada GIC's 77 CGOV Asset Management Canada Pooled Fund 78 CGS Asset Management Ltd. CGS Resource Fund Ltd. Canada Mutual Fund 79 Chou Associates Management Inc. Canada Mutual Fund 80 CIBC Canada Mutual Fund / GIC's / Linked Notes 81 CIBC Asset Management Inc. Canada Mutual Fund / Segregated Fund 82 CIBC Investor Network CIBC Canada GIC's CIBC Mortgages Inc. (FLT) Services Hypothecaires CIBC Inc. CIBC Trust Corporation CIBC Mortgages Inc. 83 Coast Capital Savings Credit Union Surrey Metro Savings Union Canada GIC's 84 Coastal Community Credit Union Canada GIC's 85 Community Trust Company Ltd. Canada GIC's 86 Concentra Financial Services Association Canada GIC's 87 Connor, Clark & Lunn Capital Markets Inc. Canada Mutual Fund 88 Connor, Clark & Lunn Funds Inc. CC&L fund family Canada Mutual Fund 89 Connor, Clark & Lunn Private Capital Ltd. Canada Mutual Fund 90 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool Canada Pooled Fund 91 Cortland Credit Group Inc. Cortland Credit Strategies L.P. Canada Limited Partnership 92 Cote 100 Inc. Canada Mutual Fund 93 Counsel Portfolio Services Inc. Canada Mutual Fund 94 Covenant Capital Management Inc. Canada Pooled Fund 95 Covington Capital Corporation Covington Funds Canada Labor Sponsored Fund 96 Covista Capital Corp. Covista Value Fund Trust Canada Unit Trust 97 Cowan Asset Management Limited Canada Pooled Fund Gestionnaires de fonds approuvés par nom Page 5 de 22 Pays Type de Produits Canada Mutual Fund Outre-mer Linked Notes 100 Credit Suisse Inc. GAF International Fund Canada Mutual Fund 101 Crystal Wealth Management System Ltd. Canada Mutual Fund 102 Crystalline Mgt Inc. / Gestion Cristallin Inc. Canada Hedge Fund 103 Cypress Capital Management Ltd. Canada Pooled Fund 104 Davis-Rea Ltd. / Davis-Rea Ltee. Canada Mutual Fund / Pooled Fund 105 Deans Knight Capital Management Ltd. Deans Knight Income Fund Canada Pooled Fund / Segregated Funds Canada Mutual Fund Gestionnaires de fonds Fonds visé par la convention Cowan Absolute Return Fund 98 CQI Capital Management L.P. CQI Equity Opportunities Fund I Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II 99 Credit Suisse AG Deans Knight Equity Growth Fund Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds 106 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 107 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada GIC's 108 Desjardins Financial Security Life Assurance Co. Canada Segregated Funds / GIC's / Other 109 Desjardins Global Asset Management Inc. Canada Mutual Fund / Segregated Fund / GIC's 110 Desjardins Trust Inc. Maestral Funds Canada Mutual Fund 111 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund Canada Pooled Fund 112 Difference Capital Management Inc. Canada Hedge Fund 113 Dimensional Fund Advisors Canada ULC. Canada Mutual Fund 114 Discovery Capital Management Corp. Canada Mutual Fund 115 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund Canada Mutual Fund 116 Donville Kent Asset Management Inc. Donville Kent Asset Management Canada Limited Partnership 117 Duncan Ross Associates Ltd. Canada Mutual Fund 118 East West Investment Management Corporation Canada Limited Partnership Gestionnaires de fonds approuvés par nom Page 6 de 22 Pays Type de Produits 119 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund (Canada) Canada Hedge Fund 120 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds Canada Mutual Fund 121 Educators Financial Group Inc. Canada Mutual Fund 122 Effort Trust Company (The) Canada GIC's Gestionnaires de fonds Fonds visé par la convention East West Canada Fund LP 123 Empire Life Insurance Company Canada Segregated Funds Interest investment options provided within an insurance contract Segregated Fund 124 Empire Life Investments Inc. Empire Life Canada Mutual Fund 125 EnTrust Focus Partners LP EnTrust 49 Focus Fund Canada Unit Trust 126 Epic Capital Management Inc. Canada Pooled Fund 127 Equilibrium Capital Management Inc. Canada Mutual Fund 128 Equitable Bank Canada GIC's / Investment Savings Accounts 129 Equity Financial Trust Company Canada GIC's 130 Excalibur Capital Management Inc. Excalibur Limited Partnership Canada Hedge Fund / Limited Partnership 131 Excel Funds Management Inc. Canada Mutual Fund 132 Faircourt Asset Management Inc. Faircourt Dividend Fund (Mutual Fund) Canada Mutual Fund / Pooled Fund 133 Federated Investors Canada ULC Federated Strategic Value U.S. Equity Dividend Fund Canada Mutual Fund 134 Fidelity Investments Canada ULC Canada Mutual Fund 135 Fiducie Desjardins Inc. Canada Mutual Fund 136 Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc. Canada Mutual Fund 137 Fiera Capital Corporation Canada Mutual Fund/Hedge Fund/Pooled Fund 138 Fiera Quantum Limited Partnership Canada Pooled Fund / Hedge Funds 139 FIL Limited Outre-mer Mutual Fund 140 Financière des professionnels - Fonds d’investissement inc. Canada Mutual Fund Excalibur Small Cap Opportunities LP Faircourt Pooled Monthly Income Fund (Pooled Fund) Gestionnaires de fonds approuvés par nom Page 7 de 22 Pays Type de Produits 141 First Asset Investment Management Inc. Canada Mutual Fund 142 First Reliance Asset Management First Reliance Real Estate Investment Trust Canada REIT 143 First West Credit Union Ltd. Canada GIC's Gestionnaires de fonds Fonds visé par la convention 144 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio Canada Mutual Fund 145 Fonds Desjardins (Fiducie Desjardins) Canada Mutual Fund 146 Forge First Asset Management Inc. Forge First Multi-Strategy Trust Canada Pooled Fund / Hedge Funds Canada Mutual Fund / Hedge Fund Canada Pooled Fund Canada Mutual Fund/Pooled Fund/Seg Fund 150 Franklin Templeton Investor Services Franklin California, Tax Free Income Fund É.-U. Mutual Fund 151 Front Street Capital 2004 Canada Mutual Fund 152 FrontFour Capital Corp. FrontFour Opportunity Fund Canada Mutual Fund 153 FT Portfolios Canada Co. Canada Mutual Fund 154 Fulcra Asset Management Inc. Fulcra Focused Yield Fund Canada Mutual Fund 155 Gabelli Funds (The) É.-U. Mutual Fund 156 Galileo Global Equity Advisors Inc. Canada Pooled Fund 157 Galliant Advisors LP Galliant Equity Long/Short Fund LP Canada Investment Funds 158 General Bank of Canada Canada GIC's 159 GenFund Management Inc. Canada Mutual Fund 160 Genus Capital Management Canada Pooled Fund 161 Gestion Ferique Canada Mutual Fund 162 GFI Investment Counsel Ltd. Canada Hedge Fund Forge First Long Short Trust 147 Formula Growth Limited Formula Growth Hedge Funds Class F Formula Growth Fund Formula Growth Hedge Funds Class A 148 Foyston, Gordon & Payne Inc. Family of Pooled Funds FGP Funds 149 Franklin Templeton Investments Corp. Bissett Mutual Funds Franklin Templeton Mutual Funds Gestionnaires de fonds approuvés par nom Page 8 de 22 Pays Type de Produits 163 Global Growth Assets Inc. Canada Mutual Fund 164 Globevest Capital Ltee. Canada Mutual Fund / Pooled Fund 165 Gold Investment Management Ltd. FC Fund Canada Hedge Fund 166 Goodman & Company, Investment Counsel, Inc. Canada Pooled Fund 167 Goodwood Inc. Goodwood Funds Canada Mutual Fund 168 Government of Quebec (for Placements Quebec) Canada Other 169 Grafton Asset Management Inc. Global Energy Growth Fund Canada Unit Trust 170 Greenchip Financial Corp. Canada Pooled Fund 171 Greystone Managed Investments Inc. Greystone Pooled Fund Trusts Canada Pooled Fund 172 Groundlayer Capital Inc. The Alpha II Fund Canada Limited Partnership 173 Growth Works Capital Ltd. Working Opportunity Fund (EVCC) Ltd. Canada Labor Sponsored Fund 174 Guardian Capital LP Vega Funds Canada Pooled Fund 175 Hamilton Capital Partners Inc. Canada Limited Partnership 176 Harvest Portfolios Group Inc. Canada Mutual Fund 177 Hemisphere Capital Management Inc. Canada Pooled Fund 178 Heward Investment Management Inc. Canada Pooled Fund 179 HGC Investment Management Inc. HGC Arbitrage Fund LP Canada Limited Partnership 180 Highstreet Asset Management Inc. Canada Mutual Fund 181 Highwater Capital Management Corp. Highwater Diversified Opportunities Fund Canada Limited Partnership 182 Hillsdale Investment Management Inc. Canada Mutual Fund 183 Hollis Canadian Bank Canada 184 Home Trust Company Canada GIC's / Investment Savings Accounts 185 HomEquity Bank Canada GIC's Gestionnaires de fonds Fonds visé par la convention Good Funds Vector Funds Guardian Funds Gestionnaires de fonds approuvés par nom Page 9 de 22 Pays Type de Produits 186 Horizons ETFs Management (Canada) Inc. Canada Unit Trust 187 HR Strategies Inc. Canada Pooled Fund 188 HSBC Bank Canada Structured Alternative Investment Return Securities Canada Mutual Fund 189 HSBC Investment Funds (Canada) Inc. Canada Mutual Fund 190 Hymas Investment Management Inc. Malachite Aggressive Preferred Fund Canada Mutual Fund / Hedge Fund 191 I.A. Michael Investment Counsel Ltd. ABC Funds Canada Mutual Fund 192 I.G. Investment Management Ltd. Canada Mutual Fund 193 IA Clarington Investments Inc. Canada Mutual Fund 194 ICICI Bank Canada Canada GIC's / Investment Savings Accounts 195 Industrial Alliance Pacific Insurance and Financial Services Inc. Canada Segregated Fund 196 Industrial Alliance Trust Inc. Canada GIC's 197 Industrial and Commercial Bank of China (Canada) Canada GIC's 198 Industrielle Alliance, Assurance et services financiers inc. Canada Segregated Fund 199 Inflection Management Inc. Inflection Strategic Opportunity Fund Canada Unit Trust 200 Integra Capital Management Corp. Canada Mutual Fund 201 Invesco Canada Ltd. Canada Mutual Fund / Segregated Fund 202 Investec Asset Management Limited Outre-mer Mutual Fund 203 Invico Capital Corporation Canada Limited Partnership 204 Island Savings Credit Union Canada GIC's 205 Ivari Canada Mutual Fund / Segregated Fund 206 J. Zechner Associates Inc. Canada Pooled Fund 207 J.C. Clark Ltd. Canada Pooled Fund 208 Jarislowsky, Fraser Limited Canada Mutual Fund / Pooled Fund Gestionnaires de fonds Fonds visé par la convention Gestionnaires de fonds approuvés par nom Page 10 de 22 Pays Type de Produits 209 JDM Investments Partners Ltd. Investment Partners Fund Canada Pooled Fund 210 JM Fund Management Inc. JM Catalyst Fund Canada Hedge Fund 211 JovFinancial Solutions Inc. Canada Mutual Fund 212 K J Harrison & Partners Inc. Canada Pooled Fund 213 K2 & Associates Investment Management Inc. The K2 Principal Trust Canada Mutual Fund Trust 214 KAI Asset Management Inc. KAI Core Equity Pool Canada Pooled Fund 215 KCS Fund Strategies Inc. Absolute Core Return Fund KCS Great White North Fund Canada Hedge Fund 216 Kensington Capital Advisors Inc. Canada Pooled Fund 217 KFL Capital Management Ltd. KFL Partners' Fund LP Canada Limited Partnership 218 Kingwest & Company Canada Mutual Fund / Pooled Fund 219 Kootenay Capital Management Corp. Kootney Energy RSP Fund Kooteny Global Energy Absolute Return Fund Ltd. Partnership Canada Limited Partnership 220 Korea Exchange Bank of Canada Canada GIC's 221 Landry Investment Management Inc. Canada Mutual Fund 222 Laurentian Bank of Canada Includes B2B Trust term deposits Canada GIC's 223 Laurentian Trust of Canada Inc. Canada GIC's 224 Laurus Investment Counsel Canada Pooled Fund 225 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners Canada Hedge Fund 226 LBC Trust Canada GIC's 227 LDIC Inc. Includes LDIC Closed-End Funds Canada Mutual Fund / Pooled Fund 228 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) Canada Mutual Fund 229 Legg Mason Global Funds PLC Outre-mer Mutual Fund 230 Leith Wheeler Investment Funds Canada Mutual Fund 231 Leon Frazer & Associates Inc. Canada Mutual Fund Gestionnaires de fonds Fonds visé par la convention KCS Fund Strategies Inc. Gestionnaires de fonds approuvés par nom Page 11 de 22 Pays Type de Produits 232 Lester Asset Management Inc. Canada Mutual Fund 233 Lightwater Partners Ltd. Lightwater Long/Short Funds Canada Hedge Fund 234 Lincluden Investment Management Limited Canada Mutual Fund / Pooled Fund 235 Longbow Capital Inc. Canada Mutual Fund 236 Lorne Steinberg Wealth Management Inc. Steinberg Global Value Equity Fund Canada Pooled Fund 237 Lysander Funds Limited Canada Mutual Fund 238 MacDougall Investment Counsel Inc. Canada Pooled Fund 239 Mackenzie Financial Corp. Canada Mutual Fund / Segregated Fund 240 Mackie Research Capital Corporation Grafton Energy Growth Fund The Absolute Resource Company L.P. Canada Mutual Fund 241 MacNicol & Associates Asset Management Inc. 360 Degree U.S. Reality Income Fund The Global Opportunities Fund (LP) Canada Pooled Fund Canada Mutual Fund / Pooled Fund 243 Man Investments Canada Corp. Canada Hedge Fund 244 Manufacturers Life Insurance Co. (The) Deferred Annuities Canada GIC's / Segregated Fund Gestionnaires de fonds Fonds visé par la convention Steinberg High Yield Fund The Emergence Fund (LP) The Absolute Return Fund (LP) The Conservative Income Fund (LP) 242 Majestic Asset Management LLC Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I 245 Manulife Asset Management Limited Canada Manulife Financial Corp family of funds Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn Mutual Fund/Pooled Fund/Seg Fund 246 Manulife Bank of Canada Canada GIC's / Investment Savings Accounts 247 Manulife Trust Company Canada GIC's / Investment Savings Accounts 248 Maple Trust Company Canada GIC's 249 Marquest Asset Management Inc. Canada Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Mining 2013-I Super Flow-Through Limited Partnership Mutual Fund / Pooled Fund MineralFields 2011 Super Flow - Through Limited Partnership Marquest Mining B.C. 2013-I Super Flow-Through Limited Partnership Gestionnaires de fonds approuvés par nom Page 12 de 22 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership Marquest Mining 2013-II Super Flow-Through Limited Partnership Matrix Fund Management family of mutual funds Marquest Mining Quebec 2014-I Super Flow-Through LP Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining 2014-I Super Flow_through LP Marquest Mutual Funds Inc. - Various Marquest-MineralFields 2012 Super Flow-Through Limited Partnership Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnership Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership MineralFields 2011-V Super Flow - Through Limited Partnership Marquest Bridge Fund Marquest Investment Fund 250 Marret Asset Management Inc. Marret Canada Hedge Fund 251 Matco Financial Inc. MFI series of funds Canada Mutual Fund 252 Mawer Investment Management Ltd. Canada Mutual Fund 253 Maxam Capital Management Ltd. Canada Mutual Fund 254 MCAN Mortgage Corporation Canada GIC's 255 McElvaine Investment Management Ltd. The McElvaine Investment Trust Canada Mutual Fund 256 McLean Asset Management Ltd. ROMC Trust Canada Mutual Fund 257 McLean Budden Limited (Royal Trust) Canada Mutual Fund 258 MD Financial Management Inc. Canada Mutual Fund 259 Meckelborg Financial Group Ltd. MFG Diversified Strategy Fund Canada Mutual Fund Trust 260 Merrill Lynch Canada Inc. Canada Linked Notes 261 Middlefield Limited Canada Mutual Fund 262 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. Canada Mutual Fund 263 Morgan Meighen & Associates Limited Smedley Fund Family Canada Pooled Fund 264 Morguard Financial Corp. Morguard Real Estate Equity Fund Canada Unit Trust 265 Natcan Investment Management Inc. Canada Mutual Fund / Pooled Fund 266 Natcan Trust Company Canada Mutual Fund / Pooled Fund 267 National Bank Investments Inc. Includes PPN's Canada Mutual Funds / GIC's / Inv. Savings Acct Gestionnaires de fonds approuvés par nom Page 13 de 22 Pays Type de Produits Canada GIC's 269 National Bank Trust Inc. Canada Mutual Fund / Pooled Fund 270 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. Canada Mutual Fund 271 NewGen Asset Management Limited Canada Unit Trust 272 Newport Private Wealth Inc. Canada Mutual Fund 273 NGAM Canada LP Canada Mutual Fund 274 Niagara Capital Partners Ltd. Niagara Access Alpha Fund Canada Mutual Fund 275 Nicola Wealth Management Ltd. NWM Core Portfolio Fund Canada Mutual Fund / Limited Partnership 276 Norrep Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership 277 North Growth Management Ltd. Canada Mutual Fund 278 Northern Savings Credit Union Terrace & District Credit Union Canada GIC's 279 Northwest & Ethical Investments L.P. Canada Mutual Fund 280 Ocean Rock Investments Inc. Canada Mutual Fund 281 O'Leary Funds Management LP Canada Mutual Fund 282 Omista Credit Union Limited Canada GIC's Gestionnaires de fonds Fonds visé par la convention 268 National Bank of Canada National Bank of Canada GIC's Natcan Trust GIC's National Bank Trust GIC's NWM Bond Fund NWM U.S. Equity Income Fund SPIRE US Limited Partnership NWM Real Estate Fund SPIRE Real Estate Limited Partnership SPIRE Value Add Limited Partnership NWM Preferred Share Fund NWM Canadian Equity Income Fund NWM Balanced Mortgage Fund NWM Alternative Strategies Fund NWM Canadian Tactical High Income Fund NWM Private Equity Limited Partnership NWM Precious Metals Fund NWM Global Bond Fund NWM High Yield Bond Fund NWM Primary Mortgage Fund NWM Global Equity Fund NWM U.S. Tactical High Income Fund Gestionnaires de fonds approuvés par nom Page 14 de 22 Pays Type de Produits 283 One Financial Corporation Canada Mutual Fund / Hedge Fund / GIC's 284 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class Canada Pooled Fund 285 Orientation Finance inc. Canada Pooled Fund 286 Pacific & Western Bank of Canada Canada GIC's / Other 287 Palisade Capital Management Ltd. Canada Mutual Fund/Pooled Fund/Ltd. Partnership 288 Palos Management Inc. Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds Canada Mutual Fund/Pooled Fund/Ltd. Partnership 289 Pan Asset Management Ltd. Iron Fund LP Canada Hedge Fund / Limited Partnership 290 Pavilion Advisory Group Ltd. Canada Pooled Fund 291 Peace Hill Trust Company Canada GIC's 292 Pembroke Private Wealth Management Ltd. Canada Mutual Fund / Pooled Fund 293 Penbrooke Partners Investment Management Ltd. Penbrooke Opportunities Fund LP Canada Mutual Fund/Hedge Fund/Pooled Fund 294 PenderFund Capital Management Ltd. Canada Labor Spons. Fund / Ven. Cap. Fund 295 Peoples Trust Company Canada GIC's 296 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Canada Mutual Fund 297 Performance Capital Ltd. Canada Hedge Fund 298 Periscope Capital Inc. Canada Pooled Fund / Limited Partnership 299 Perron & Partners Wealth Management Corp. Kipling Private Investment Portfolios Canada Pooled Fund 300 PFM Venture Capital Operations Inc. SaskWorks Venture Fund Inc. Canada Labor Sponsored Fund 301 Picton Mahoney Asset Management Canada Mutual Fund / Hedge Fund 302 PIMCO Canada Corp. Canada Mutual Fund / Hedge Fund 303 PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services Outre-mer Mutual Fund 304 Polar Securities Inc. Altairis Canada Hedge Fund Gestionnaires de fonds Fonds visé par la convention Perennial Fixed Income Portfolio Gestionnaires de fonds approuvés par nom Page 15 de 22 Pays Type de Produits Canada Mutual Fund 306 Portland Investment Counsel Inc. Canada Investment Funds / Limited Partnership 307 President's Choice Bank Canada GIC's 308 Primevest Capital Corp. Canada Hedge Fund 309 Propel Capital Corporation Canadian Large CAP Enhanced Fund Canada Limited Partnership 310 Provisus Wealth Management Limited Canada Pooled Fund 311 Purpose Investments Inc. Purpose Funds Series A, F & I Canada Mutual Fund 312 Pursuit Financial Management Corp. Canada Mutual Fund 313 Putnam Investment Inc. Canada Mutual Fund 314 Quadrant Asset Management QAM Tracking Pools Canada Pooled Fund 315 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund Canada Mutual Fund 316 QV Investors Inc. QV Pooled Funds Canada Pooled Fund 317 Qwest Investment Fund Management Ltd. Canada Mutual Fund / Limited Partnership 318 R.E.G.A.R. Gestion Privee Inc. Canada Pooled Fund 319 R.N. Croft Financial Group Inc. Canada Mutual Fund 320 Radiant Investment Management Ltd. Radiant Performance Fund LP Canada Mutual Fund / Limited Partnership 321 Radin Capital Partners Inc. Radin Capital Partners Canada Pooled Fund 322 Rayne Capital Management Inc. Rayne Capital Opportunities Trust Canada Pooled Fund 323 RBC Dominion Securities Inc. Canada Linked Notes 324 RBC Global Asset Management Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund 325 RBC Life Insurance Company Canada Segregated Fund Gestionnaires de fonds Fonds visé par la convention Polar Fund Management II Inc. 305 Portfolio Strategies Securities Inc. Foundation Tactical Conservative Portfolio Foundation Tactical Growth Portfolio Foundation Tactical Balanced Portfolio Foundation Yield Portfolio Foundation Equity Portfolio Rayne Capital Opportunities Fund LP Rayne Capital LP Gestionnaires de fonds approuvés par nom Page 16 de 22 Pays Type de Produits 326 RCM Valule Opportunities Trust/RCM Partners Inc. RCM Partners Inc. Canada Mutual Fund 327 Redwood Asset Management Inc. Ark Fund Management family of funds Redwood Asset Management family of funds Canada Mutual Fund / Hedge Fund 328 Resmor Trust Company Canada GIC's 329 Resolute Funds Ltd. Canada Mutual Fund 330 Return on Innovation Advisors Ltd. Pooled Funds Canada Mutual Fund / Labor Sponsored Fund 331 Rival Capital Management Inc. Rival North American RRSP Growth Fund Rival North American Growth Fund L.P. Canada Mutual Fund / Limited Partnership 332 River Plate House Capital Management Inc. Canada Pooled Fund 333 Roadmap Capital Inc. Canada Pooled Fund 334 Robson Capital Management Inc. Canada Hedge Fund 335 Ross Smith Asset Management Inc. Ross Smith Opportunity Fund Canada Mutual Fund Trust Canada Pooled Fund 337 Royal & Sun Alliance Life Insurance Co. (Canada) Canada Segregated Fund 338 Royal Bank of Canada Connor Clark Private Royal Trust Company (The) Canada GIC's / Investment Savings Accounts Canada Mutual Fund 340 RP Investment Advisors Canada Mutual Fund / Hedge Fund 341 Russell Investments Canada Limited Canada Mutual Fund Gestionnaires de fonds Fonds visé par la convention Ross Smith Capital Investment Fund 336 Roundtable Capital Partners Inc. Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund Roundtable Dividend & Income Fund Royal Trust Corp. Merchant Private Trust Royal Bank of Canada Royal Bank Mortgage Corp. 339 Royal Trust Company (The) First Trust Canada Funds The Protected American Fund The First American Fund T.A.L. Private Management Pooled Funds T.A.L. Investment Pooled Funds RT Capital Inc. Classified Investment Trusts Gestionnaires de fonds approuvés par nom Page 17 de 22 Pays Type de Produits 342 Sanford C. Bernstein & Co. LLC É.-U. Mutual Fund 343 Scotia Capital Inc. Scotia Capital family of funds Canada Mutual Fund 344 Scotia Securities Inc. Canada Mutual Fund 345 Seamark Asset Management Ltd. Canada Mutual Fund / Pooled Fund 346 SEI Investment Canada Company Canada Mutual Fund 347 Sentry Investments Inc. Canada Mutual Fund / Limited Partnership 348 Sentry Select Investments Inc. Canada Hedge Fund 349 Seymour Investment Management Ltd. Seymour Canadian Equity Fund Canada Pooled Fund 350 Sherpa Asset Management Inc. Canada Mutual Fund 351 Silvercove Fund Management Ltd. Canada Pooled Fund 352 Silvercreek Management Inc. Silvercreek family of funds Canada Limited Partnership 353 Smart Investments Ltd. Canada Mutual Fund 354 Societe Generale (Canada) CI Protected Coverage Notes, Series 1 Canada Principal Protected Note 355 Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Canada Hedge Fund Canada Mutual Fund/Pooled Fund/Ltd. Partnership 357 Standard Life Assurance Company of Canada (The) Guaranteed Interest Rate Contracts Ideal Segregated Funds Canada GIC's / Segregated Fund 358 Standard Life Mutual Funds Ltd. Canada Mutual Fund 359 Standard Life Trust Company Canada Mutual Fund 360 Stanton Asset Management Inc. Canada Hedge Fund Gestionnaires de fonds Fonds visé par la convention Soverign mutual funds Russel Group mutual funds Life Points mutual funds The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Pinnacle family of funds - May 7-07 Cassels Blaikie Canadian Fund (U.S.) Seymour Performance Fund Thales Fund Management Inc. family of funds 356 Sprott Asset Management L.P. Sprott Closed-End Funds Sprott Hedge Funds Sprott Mutual Funds Sprott Flow-Through Limited Partnerships Gestionnaires de fonds approuvés par nom Page 18 de 22 Pays Type de Produits 361 State Bank of India (Canada) Canada GIC's 362 Steadyhand Investment Management Ltd. Steadyhand Income Fund Steadyhand Equity Fund Canada Mutual Fund 363 Steinbach Credit Union Limited GICs Canada GIC's 364 Stella Maris Credit Union Ltd. Canada GIC's 365 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP Canada Limited Partnership 366 Stone Asset Management Limited Canada Mutual Fund 367 Strathbridge Asset Management Inc. Canada Mutual Fund 368 Stratigis Capital Advisors Inc. Goforth Technical Fund LP Uber Strategies LP Canada Limited Partnership 369 Successful Investor Wealth Management Inc. Canada Pooled Fund 370 Sun Life Assurance Co. (Canada) Individual Variable Insurance Contracts Canada Segregated Fund 371 Sun Life Financial Trust Inc. Canada GIC's Gestionnaires de fonds Fonds visé par la convention Steadyhand Global Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund 372 Sun Life Global Investments (Canada) Inc./Placements mondiaux Canada Investment Funds 373 Sunshine Coast Credit Union Canada GIC's 374 SW8 Asset Management Inc. Canada Hedge Fund 375 T.E. Investment Counsel Inc. Prosperity Mutual Funds Canada Mutual Fund 376 Tangerine Bank Canada GIC's / Investment Savings Accounts 377 Taylor Asset Management Inc. Taylor Partners Fund Canada Pooled Fund 378 TD Asset Management Inc. Canada Mutual Fund / Inv. Savings Account 379 TD Bank Financial Group TD Pacific Mortgage Corp. - GIC's Canada GIC's / Linked Notes Canada Linked Notes TD Bank - GIC's & Linked Notes The Canada Trust Compay - GIC's TD Mortgage Corp. - GIC's 380 TD Securities Inc. Gestionnaires de fonds approuvés par nom Page 19 de 22 Pays Type de Produits 381 Terra Fund Management Ltd. Canada Mutual Fund / Limited Partnership 382 Tetrem Capital Management Ltd. Canada Pooled Fund 383 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust Canada Pooled Fund 384 Thornmark Asset Management Inc. Thornmark Investment Funds Canada Pooled Fund 385 Timbercreek Asset Management Ltd. Canada Limited Partnership 386 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund Canada Limited Partnership 387 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units Canada Mutual Fund 388 Toron Capital Markets Inc. Canada Pooled Fund 389 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds Canada Hedge Fund 390 Tradex Management Inc. Canada Mutual Fund 391 Trapeze Asset Management Inc. Trapeze Value Trust Canada Pooled Fund 392 Trez Capital Corporation Canada Income Trust 393 Tri Delta Investment Counsel Inc. Canada Pooled Fund 394 Trimark Trust Canada GIC's 395 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP Canada Limited Partnership 396 Trivest Wealth Counsel Ltd. Canada Pooled Fund 397 Turtle Creek Asset Management Inc. Turtle Creek Investment Fund Canada Pooled Fund 398 UBS Global Asset Management (Canada) Co. UBS (Canada) Balanced Fund A Canada Pooled Fund 399 Value Partners Investment Inc. Canada Mutual Fund 400 Value-Contrarian Asset Management Inc. Canada Mutual Fund 401 Vancouver City Savings Credit Union Canada GIC's 402 Vantage Asset Management Inc. Vantage Protected Performance Fund Canada Pooled Fund 403 Vantage Point Investment Management Inc. The Vantage Point Funds Canada Mutual Fund Gestionnaires de fonds Fonds visé par la convention Turtle Creek Equity Fund Gestionnaires de fonds approuvés par nom Page 20 de 22 Pays Type de Produits 404 Venator Capital Management Ltd. Venator family of mutual funds Canada Hedge Fund 405 Vertex One Asset Management Inc. Canada Mutual Fund 406 Vision Capital Corporation Canada Hedge Fund 407 VL Advisors Inc. Canada Mutual Fund / Labor Sponsored Fund 408 W.A. Robinson & Associates Ltd. Frontenac Mortgage Investment Corp. Canada Mortgage Investment Fund 409 WARATAH Capital Advisors Ltd. Waratah fund family Canada Mutual Fund / Limited Partnership 410 Wave Cycle Mutual Funds Ltd. Business Cycle Funds Canada Mutual Fund 411 Wealhouse Capital Limited Partnership Panorama Private Client Fund Panorama Fund Canada Mutual Fund / Pooled Fund 412 WealthCo Asset Management Inc. WealthCo Asset Management Inc. Canada Pooled Fund 413 West Face Capital Inc. WFC Opportunities Trust Canada Mutual Fund 414 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. Canada Mutual Fund 415 Westminster Savings Credit Union Canada Mutual Fund / Segregated Fund / GIC's 416 Windsor Family Credit Union Canada GIC's 417 Yorkville Asset Management Inc. Heritage Yorkville Mutual Funds Canada Mutual Fund 418 YTM Capital Asset Management Ltd. Canada Mutual Fund 419 Zag Bank Canada GIC's / Investment Savings Accounts Gestionnaires de fonds Fonds visé par la convention Mortgage Investment Corporation of Eastern Ontario (MICEO) WealthCo Pooled Funds Southbridge Health Care Fund Gestionnaires de fonds approuvés par nom Page 21 de 22 Gestionnaires de fonds Pays Type de Produits Fonds visé par la convention Note: Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d’autres titres de dépôt) émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'OAR de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire. Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de garde, conforme aux règlements d'OAR, avec la société ou le mandataire. Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis par la convention. * La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre. Gestionnaires de fonds approuvés par nom Page 22 de 22 Conventions de garde Ajouts à la liste depuis le Janvier 1, 2016 Gestionnaires de fond Pays Type de Produits Fonds visé par la convention 1 AIP Asset Management AIP Global Marco Fund LP Limited Partnership 1/26/2016 2 Canada Federated Investors Canada ULC Federated Strategic Value U.S. Equity Dividend Fund Mutual Fund 1/26/2016 3 National Bank Investments Inc. Includes PPN's Canada Mutual Funds / GIC's / Inv. Savings Acct 1/29/2016 4 KAI Asset Management Inc. KAI Core Equity Pool Canada Pooled Fund 3/2/2016 5 Algonquin Capital Corporation Canada Limited Partnership 3/7/2016 6 Smart Investments Ltd. Canada Mutual Fund 3/17/2016 7 Hollis Canadian Bank Canada 8 McLean Asset Management Ltd. ROMC Trust Canada Ajouts à la liste Canada Date de l'approbation 3/23/2016 Mutual Fund 4/26/2016 Page 1 de 1 Conventions de garde Suppressions de la depuis le Janvier 1, 2016 Gestionnaires de fond Pays Type de Produits Fonds visé par la convention Canada 2/29/2016 A cessé ses activités et n’est pas inscrit 3/31/2016 A cessé ses activités et n’est pas inscrit Labor Sponsored Fund 3/31/2016 Voir Growth Works Capital Ltd. Labor Sponsored Fund 3/31/2016 Voir Growth Works Capital Ltd. Hedge Fund/Linked Notes/Mutual Fund 1 Pro-Financial Asset Management Inc. 2 Outre-mer Mutual Fund BlackRock (Channel Islands) Limited BlackRock International Gold and General F 3 Growth Works Atlantic Ltd. Canada Date de Raison du Suppressions suppression GrowthWorks Atlantic Venture Fund Ltd. 4 Canada Growth Works WV Management Ltd. GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. 5 Investec Asset Management Guernsey Ltd. Outre-mer Mutual Fund 3/31/2016 Voir Investec Asset Management Limited 6 Portland India Select Business Portfolio Inc. Outre-mer Mutual Fund 3/31/2016 Voir Portland Investment Counsel Inc. 7 Scotiabank & Trust (Cayman) Ltd. Outre-mer Mutual Fund 3/31/2016 Voir Scotia Securities Inc. 8 Templeton Global Advisors Ltd. Outre-mer Mutual Fund 3/31/2016 Voir Franklin Templeton Advisors Investments Corp Suppressions de la liste Page 1 de 1 Conventions de garde Changements de dénomination et fusions depuis le Gestionnaires de fond Pays Janvier 1, 2016 Type de Produits Date Commentaire Fonds visé par la convention 1 National Bank Securities Inc. Canada Mutual Funds / GIC's / 1/29/2016 Inv. Savings Acct Nom changé pour Banque Nationale Investissements inc Canada GIC's / Investment Savings Accounts Nom changé pour Banque canadienne Hollis Includes PPN's Altamira Mutual Funds First Marathon Inc. National Bank Mutual Funds 2 Dundee Bank of Canada Changements de dénomination et fusions 3/23/2016 Page 1 de 1