Futures - Newedge

Transcription

Futures - Newedge

Detailed Statements
Updated on 08/23/2014 10:01:11PM GMT
NEWEDGE USA, LLC
550 W. JACKSON BLVD, SUITE 500
CHICAGO, IL 60661
AUG 22, 2014
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
1
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C O N F I R M A T I O N
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THE FOLLOWING TRADES HAVE BEEN MADE THIS DAY FOR YOUR ACCOUNT AND RISK (LISTED OPTIONS SETTLE TRADE DATE PLUS ONE).
TRADE
SETTL AT
BUY
SELL
CONTRACT DESCRIPTION
EX TRADE PRICE CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/22/1 6/06/1 BP
15 SEP 11 NEW FTSE 100
05 6041.600
BP
BP
15*
EXCHANGE FEES BP
4.20DR
BP
AVERAGE SHORT: 6041.600
NFA FEES BP
.30DR
BP
TRANSACTION FEES BP
15.00DR
BP
NET AMOUNT BP
19.50DR
8/22/1
8/22/1
8/22/1
8/22/1
8/22/1
7/25/1 BP
15
SEP 11 LONDON COCOA
GOLDMAN SACHS
20 SEP 11 LONDON COCOA
35* LTD- 9/15/11
7/25/1 BP
BP
BP
BP
6/06/1 US
US
US
US
US
US
US
25
25*
7/25/1 US
20
AVERAGE SHORT:
7/25/1 US
6/06/1 US
20
US
US
US
US
US
8/22/1
6/06/1 US
US
US
US
US
US
US
118.578
SEP 11 GOLD-COMEX
SPREAD TRANSACTION
26 SEP 11 GOLD-COMEX
ELECTRONIC TRADE
46* LTD- 9/28/11
US
US
US
US
US
8/22/1
SEP 11 10YR T-NOTES
10
10*
14
1870.00
14 1870.50
EXCHANGE FEES
NFA FEES
NET AMOUNT
01
118-18.5
COMMISSIONS
CLEARING FEES
EXCHANGE FEES
NFA FEES
BROKERAGE
NET AMOUNT
04
04
1602.50
BP
BP
BP
BP
BP
18.90DR
.70DR
19.60DR
US
US
US
US
US
US
US
250.00DR
1.50DR
10.00DR
.50DR
25.00DR
287.00DR
US
1602.60
US
COMMISSIONS
CLEARING FEES
NFA FEES
BROKERAGE
NET AMOUNT
US
US
US
US
US
SEP 11 NY SILVER
EFS TRANSACTION
20* LTD- 9/28/11
04
CALL SEP 11 COCOA
SPREAD TRANSACTION
EX- 8/05/11
AVERAGE LONG:
1.500
3000 06
3000.10
COMMISSIONS
CLEARING FEES
NFA FEES
BROKERAGE
NET AMOUNT
1.50
COMMISSIONS
EXCHANGE FEES
NFA FEES
BROKERAGE
OPTION PREMIUM
NET AMOUNT
460.00DR
66.70DR
.92DR
22.40DR
550.02DR
US
US
US
US
US
US
US
US
US
US
US
US
US
200.00DR
29.00DR
.40DR
20.00DR
249.40DR
15,000.00DR
100.00DR
17.50DR
.20DR
20.00DR
15,000.00DR
15,137.70DR
Detailed Statements
Updated on 08/23/2014 10:01:11PM GMT
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 2014
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
TRADE
SETTL AT
BUY
SELL
------- ------- -- -------------- -------------- -----------------------------8/22/1 6/06/1 US
10 PUT SEP 11 COCOA
3050
SPREAD TRANSACTION
US
10* EX- 8/05/11
US
AVERAGE SHORT:
1.250
US
US
US
US
8/22/1 6/06/1 US
8/22/1 6/06/1 US
5
20
US
US
US
US
8/22/1
8/22/1
7/25/1 US
US
US
US
US
US
6/06/1 US
US
US
US
US
US
8/22/1 6/06/1 US
8/22/1 6/06/1 US
US
US
US
US
US
8/22/1
6/06/1 US
US
US
US
US
US
8/22/1
2/10/1 Y7
Y7
Y7
Y7
Y7
MAR 12 COCOA
MAR 12 COCOA
ELECTRONIC TRADE
25*
AVERAGE SHORT:
75
75*
33.050
SEP 11 LT CRUDE
AVERAGE LONG:
50
99.870
SEP 11 EMINI S&P 500
MAN
50*
AVERAGE SHORT:
1318.400
52 SEP 11 JAPANESE YEN
(EFP/EFS)
102*
AVERAGE SHORT:
122.420
25
SEP 11 S&P 500
ELECTRONIC TRADE
19
1315.400
SEP 11 LIF 3M EURIBOR
SPREAD TRANSACTION
19*
AVERAGE SHORT:
COMMISSIONS
EXCHANGE FEES
NFA FEES
BROKERAGE
OPTION PREMIUM
NET AMOUNT
US
US
US
US
US
US
06
06
US
US
98.315
33.05
33.05
100.00DR
17.50DR
.20DR
20.00DR
12,500.00
12,362.30
COMMISSIONS
EXCHANGE FEES
NFA FEES
NET AMOUNT
US
US
US
US
250.00DR
37.50DR
.50DR
288.00DR
07
US
US
US
US
US
US
750.00DR
108.75DR
1.50DR
75.00DR
935.25DR
99.87
COMMISSIONS
CLEARING FEES
NFA FEES
BROKERAGE
NET AMOUNT
16
1318.40
COMMISSIONS
CLEARING FEES
EXCHANGE FEES
NFA FEES
NET AMOUNT
16 122.420
16 122.420
COMMISSIONS
CLEARING FEES
NFA FEES
BROKERAGE
NET AMOUNT
16
25*
AVERAGE SHORT:
PAGE
2
EX TRADE PRICE CC
DEBIT/CREDIT
-- ----------- -- -------------------06
1.25
US
12,500.00
1315.40
COMMISSIONS
CLEARING FEES
EXCHANGE FEES
NFA FEES
NET AMOUNT
05
98.315
COMMISSIONS
EXCHANGE FEES
NFA FEES
NET AMOUNT
US
US
US
US
US
US
500.00DR
19.50DR
37.50DR
1.00DR
558.00DR
US
US
US
US
US
US
US
1,020.00DR
111.20DR
2.04DR
52.00DR
1,185.24DR
US
US
US
US
US
US
250.00DR
20.00DR
37.50DR
.50DR
308.00DR
EU
EU
EU
EU
EU
38.00DR
6.08DR
.38DR
44.46DR
Detailed Statements
Updated on 08/23/2014 10:01:11PM GMT
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 2014
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
THE FOLLOWING OPTIONS HAVE EXPIRED.
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -8/22/1 6/06/1 US
10
CALL SEP 11 COCOA
3000 06
1.50
US
SPREAD TRANSACTION
US
10*
EX- 8/05/11
EXCHANGE FEES US
US
NET AMOUNT US
8/22/1
6/06/1 US
US
US
10
PUT SEP 11 COCOA
SPREAD TRANSACTION
10* EX- 8/05/11
*
*
*
*
*
*
*
*
*
O P E
TRADE
SETTL AT
LONG
SHORT
------- ------- -- -------------- -------------7/25/1 6/06/1 BP
15
7/26/1 6/06/1 BP
15
7/27/1 6/06/1 BP
15
7/28/1 6/06/1 BP
15
7/29/1 6/06/1 BP
15
8/01/1 6/06/1 BP
15
8/02/1 6/06/1 BP
15
8/03/1 6/06/1 BP
15
8/04/1 6/06/1 BP
15
8/05/1 6/06/1 BP
15
8/08/1 6/06/1 BP
15
8/09/1 6/06/1 BP
15
8/10/1 6/06/1 BP
15
8/11/1 6/06/1 BP
15
8/12/1 6/06/1 BP
15
8/15/1 6/06/1 BP
15
8/16/1 6/06/1 BP
15
8/17/1 6/06/1 BP
15
8/18/1 6/06/1 BP
15
8/19/1 6/06/1 BP
15
8/22/1 6/06/1 BP
15
315*
7/25/1
7/25/1
7/26/1
7/26/1
7/27/1
7/27/1
7/28/1
7/28/1
7/29/1
7/29/1
7/25/1
7/25/1
7/25/1
7/25/1
7/25/1
7/25/1
7/25/1
7/25/1
7/25/1
7/25/1
BP
BP
BP
BP
BP
BP
BP
BP
BP
BP
15
20
15
20
15
20
15
20
15
20
3050 06
1.25
3
1.00DR
1.00DR
US
EXCHANGE FEES US
NET AMOUNT US
1.00DR
1.00DR
N
P O S I T I O N S
*
*
*
*
*
*
*
*
*
EX
PRICE
CC
DEBIT/CREDIT
------------------------------ -- ----------- -- -------------------SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
SEP 11 NEW FTSE 100
05 6041.600
BP
142,365.00
CLOSE 5092.500
2,989,665.00
SEP 11 LONDON COCOA
14 1870.00
BP
5,400.00DR
SEP 11 LONDON COCOA
14 1870.50
BP
7,100.00DR
SEP 11 LONDON COCOA
14 1870.00
BP
5,400.00DR
SEP 11 LONDON COCOA
14 1870.50
BP
7,100.00DR
SEP 11 LONDON COCOA
14 1870.00
BP
5,400.00DR
SEP 11 LONDON COCOA
14 1870.50
BP
7,100.00DR
SEP 11 LONDON COCOA
14 1870.00
BP
5,400.00DR
SEP 11 LONDON COCOA
14 1870.50
BP
7,100.00DR
SEP 11 LONDON COCOA
14 1870.00
BP
5,400.00DR
SEP 11 LONDON COCOA
14 1870.50
BP
7,100.00DR
Detailed Statements
Updated on 08/23/2014 10:01:11PM GMT
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 2014
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
4
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/01/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/01/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/02/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/02/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/03/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/03/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/04/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/04/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/05/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/05/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/08/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/08/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/09/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/09/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/10/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/10/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/11/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/11/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/12/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/12/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/15/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/15/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/16/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/16/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/17/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/17/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/18/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/18/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/19/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/19/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
8/22/1 7/25/1 BP
14 1870.00
BP
5,400.00DR
8/22/1 7/25/1 BP
14 1870.50
BP
7,100.00DR
735*
LTD- 9/15/11 CLOSE 1906.00
262,500.00DR
7/25/1 6/06/1 US
25 SEP 11 10YR T-NOTES
01
118-18.5 US
300,390.50DR
7/26/1 6/06/1 US
01
118-18.5 US
300,390.50DR
7/27/1 6/06/1 US
01
118-18.5 US
300,390.50DR
7/28/1 6/06/1 US
01
118-18.5 US
300,390.50DR
7/29/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/01/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/02/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/03/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/04/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/05/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/08/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/09/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/10/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/11/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/12/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/15/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/16/1 6/06/1 US
01
118-18.5 US
300,390.50DR
Detailed Statements
Updated on 08/23/2014 10:01:11PM GMT
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 2014
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
5
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/17/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/18/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/19/1 6/06/1 US
01
118-18.5 US
300,390.50DR
8/22/1 6/06/1 US
01
118-18.5 US
300,390.50DR
525*
CLOSE
130-19
6,308,200.50DR
AVERAGE SHORT:
118.578
7/25/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
7/25/1 7/25/1 US
04 1602.60
US
744,640.00DR
7/26/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
7/26/1 7/25/1 US
04 1602.60
US
744,640.00DR
7/27/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
7/27/1 7/25/1 US
04 1602.60
US
744,640.00DR
7/28/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
7/28/1 7/25/1 US
04 1602.60
US
744,640.00DR
7/29/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
7/29/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/01/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/01/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/02/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/02/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/03/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/03/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/04/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/04/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/05/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/05/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/08/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/08/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/09/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/09/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/10/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/10/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/11/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/11/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/12/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/12/1 7/25/1 US
04 1602.60
US
744,640.00DR
Detailed Statements
Updated on 08/23/201 10:01:11PM GMT
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
6
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/15/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/15/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/16/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/16/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/17/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/17/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/18/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/18/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/19/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/19/1 7/25/1 US
04 1602.60
US
744,640.00DR
8/22/1 7/25/1 US
04 1602.50
US
573,000.00DR
SPREAD TRANSACTION
8/22/1 7/25/1 US
04 1602.60
US
744,640.00DR
966*
LTD- 9/28/11 CLOSE 1889.00
27,670,440.00DR
7/25/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
7/26/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
7/27/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
7/28/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
7/29/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/01/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/02/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/03/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/04/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/05/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/08/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/09/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/10/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/11/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/12/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/15/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/16/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/17/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/18/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/19/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
8/22/1 6/06/1 US
20 SEP 11 NY SILVER
04 3000.10
US
1,332,400.00DR
420*
LTD- 9/28/11 CLOSE 4332.50
27,980,400.00DR
7/25/1 6/06/1 US
5 MAR 12 COCOA
06
33.05
US
11,000.00
7/25/1 6/06/1 US
20 MAR 12 COCOA
06
33.05
US
44,000.00
OPENING TRANSACTION
7/26/1 6/06/1 US
5 MAR 12 COCOA
06
33.05
US
11,000.00
7/26/1 6/06/1 US
20 MAR 12 COCOA
06
33.05
US
44,000.00
OPENING TRANSACTION
7/27/1 6/06/1 US
5 MAR 12 COCOA
06
33.05
US
11,000.00
Detailed Statements
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
TRADE
SETTL AT
LONG
SHORT
------- ------- -- -------------- -------------- -----------------------------7/27/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
7/28/1 6/06/1 US
5 MAR 12 COCOA
7/28/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
7/29/1 6/06/1 US
5 MAR 12 COCOA
7/29/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/01/1 6/06/1 US
5 MAR 12 COCOA
8/01/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/02/1 6/06/1 US
5 MAR 12 COCOA
8/02/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/03/1 6/06/1 US
5 MAR 12 COCOA
8/03/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/04/1 6/06/1 US
5 MAR 12 COCOA
8/04/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/05/1 6/06/1 US
5 MAR 12 COCOA
8/05/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/08/1 6/06/1 US
5 MAR 12 COCOA
8/08/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/09/1 6/06/1 US
5 MAR 12 COCOA
8/09/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/10/1 6/06/1 US
5 MAR 12 COCOA
8/10/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/11/1 6/06/1 US
5 MAR 12 COCOA
8/11/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/12/1 6/06/1 US
5 MAR 12 COCOA
8/12/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/15/1 6/06/1 US
5 MAR 12 COCOA
8/15/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/16/1 6/06/1 US
5 MAR 12 COCOA
8/16/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/17/1 6/06/1 US
5 MAR 12 COCOA
8/17/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/18/1 6/06/1 US
5 MAR 12 COCOA
8/18/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
8/19/1 6/06/1 US
5 MAR 12 COCOA
8/19/1 6/06/1 US
20 MAR 12 COCOA
OPENING TRANSACTION
T DESK1 12421107
PAGE
7
EX
PRICE
CC
DEBIT/CREDIT
-- ----------- -- -------------------06
33.05
US
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
06
06
33.05
33.05
US
US
11,000.00
44,000.00
Detailed Statements
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
8
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/22/1 6/06/1 US
5 MAR 12 COCOA
06
33.05
US
11,000.00
8/22/1 6/06/1 US
20 MAR 12 COCOA
06
33.05
US
44,000.00
OPENING TRANSACTION
525*
CLOSE
30.85
1,155,000.00
AVERAGE SHORT:
33.050
7/25/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
7/26/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
7/27/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
7/28/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
7/29/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/01/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/02/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/03/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/04/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/05/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/08/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/09/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/10/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/11/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/12/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/15/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/16/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/17/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/18/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/19/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
8/22/1 7/25/1 US
75
SEP 11 LT CRUDE
07
99.87
US
1,181,250.00DR
1,575*
CLOSE
84.12
24,806,250.00DR
AVERAGE LONG:
99.870
1/04/1 1/04/1 US
1,000
DEC 11 LT CRUDE
07
98.88
US
13,850,000.00DR
1,000*
CLOSE
85.03
13,850,000.00DR
AVERAGE LONG:
98.880
7/25/1 6/06/1 US
50 SEP 11 EMINI S&P 500
16 1318.40
US
487,750.00
7/26/1 6/06/1 US
16 1318.40
US
487,750.00
7/27/1 6/06/1 US
16 1318.40
US
487,750.00
7/28/1 6/06/1 US
16 1318.40
US
487,750.00
7/29/1 6/06/1 US
16 1318.40
US
487,750.00
8/01/1 6/06/1 US
16 1318.40
US
487,750.00
8/02/1 6/06/1 US
16 1318.40
US
487,750.00
8/03/1 6/06/1 US
16 1318.40
US
487,750.00
8/04/1 6/06/1 US
16 1318.40
US
487,750.00
8/05/1 6/06/1 US
16 1318.40
US
487,750.00
8/08/1 6/06/1 US
16 1318.40
US
487,750.00
8/09/1 6/06/1 US
16 1318.40
US
487,750.00
8/10/1 6/06/1 US
16 1318.40
US
487,750.00
8/11/1 6/06/1 US
16 1318.40
US
487,750.00
8/12/1 6/06/1 US
16 1318.40
US
487,750.00
8/15/1 6/06/1 US
16 1318.40
US
487,750.00
8/16/1 6/06/1 US
16 1318.40
US
487,750.00
8/17/1 6/06/1 US
16 1318.40
US
487,750.00
Detailed Statements
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
9
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/18/1 6/06/1 US
16 1318.40
US
487,750.00
8/19/1 6/06/1 US
16 1318.40
US
487,750.00
8/22/1 6/06/1 US
16 1318.40
US
487,750.00
1,050*
CLOSE 1123.30
10,242,750.00
7/25/1 6/06/1 US
16 122.420
US
514,800.00DR
7/25/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
7/26/1 6/06/1 US
16 122.420
US
514,800.00DR
7/26/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
7/27/1 6/06/1 US
16 122.420
US
514,800.00DR
7/27/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
7/28/1 6/06/1 US
16 122.420
US
514,800.00DR
7/28/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
7/29/1 6/06/1 US
16 122.420
US
514,800.00DR
7/29/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/01/1 6/06/1 US
16 122.420
US
514,800.00DR
8/01/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/02/1 6/06/1 US
16 122.420
US
514,800.00DR
8/02/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/03/1 6/06/1 US
16 122.420
US
514,800.00DR
8/03/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/04/1 6/06/1 US
16 122.420
US
514,800.00DR
8/04/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/05/1 6/06/1 US
16 122.420
US
514,800.00DR
8/05/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/08/1 6/06/1 US
16 122.420
US
514,800.00DR
8/08/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/09/1 6/06/1 US
16 122.420
US
514,800.00DR
8/09/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/10/1 6/06/1 US
16 122.420
US
514,800.00DR
8/10/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/11/1 6/06/1 US
16 122.420
US
514,800.00DR
8/11/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/12/1 6/06/1 US
16 122.420
US
514,800.00DR
8/12/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/15/1 6/06/1 US
16 122.420
US
514,800.00DR
Detailed Statements
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
10
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------8/15/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/16/1 6/06/1 US
16 122.420
US
514,800.00DR
8/16/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/17/1 6/06/1 US
16 122.420
US
514,800.00DR
8/17/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/18/1 6/06/1 US
16 122.420
US
514,800.00DR
8/18/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/19/1 6/06/1 US
16 122.420
US
514,800.00DR
8/19/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
8/22/1 6/06/1 US
16 122.420
US
514,800.00DR
8/22/1 6/06/1 US
16 122.420
US
495,000.00DR
EFP TRADE
2,142*
CLOSE 130.340
21,205,800.00DR
AVERAGE SHORT:
122.420
7/25/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
7/26/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
7/27/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
7/28/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
7/29/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/01/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/02/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/03/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/04/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/05/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/08/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/09/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/10/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/11/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/12/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/15/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/16/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/17/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/18/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/19/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
8/22/1 6/06/1 US
25 SEP 11 S&P 500
16 1315.40
US
1,200,625.00
525*
CLOSE 1123.30
25,213,125.00
4/20/1 4/20/1 U6
25 21 DEC 11 LME COPPER US
12 9352.00
US
391,875.00
25*
CLOSE 8725.00
391,875.00
7/25/1 2/10/1 Y7
19 SEP 11 LIF 3M EURIBOR
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
7/26/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
Detailed Statements
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
PAGE
11
TRADE
SETTL AT
LONG
SHORT
EX
PRICE
CC
DEBIT/CREDIT
------- ------- -- -------------- -------------- ------------------------------ -- ----------- -- -------------------7/27/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
7/28/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
7/29/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/01/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/02/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/03/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/04/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/05/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/08/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/09/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/10/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/11/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/12/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/15/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/16/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/17/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/18/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/19/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
8/22/1 2/10/1 Y7
05
98.315
EU
10,450.00DR
SPREAD TRANSACTION
399*
CLOSE
98.535
219,450.00DR
AVERAGE SHORT:
98.315
BEGINNING BALANCE
COMMISSION
CLEARING FEES
EXCHANGE FEES
BROKERAGE FEES
TRANSACTION FEES
NFA FEES
BACK OFFICE FEE
TOTAL FEES
OPTION PREMIUM
NET PROFIT/LOSS FROM TRADES
*USD-US REG*
50,965,978.01
3,880.00DR
356.65DR
159.50DR
234.40DR
.00
7.76DR
.00
758.31DR
2,500.00DR
7,138.31DR
*USD-LME 30.7 SEC*
271.25DR
.00
.00
.00
.00
.00
.00
.00
.00
.00
.00
** EUR-30.7 SEC **
262,449.11DR
38.00DR
.00
6.08DR
.00
.00
.38DR
.00
6.46DR
.00
44.46DR
*GBP-UK (LIFFE)*
7,811,924.85DR
.00
.00
23.10DR
.00
15.00DR
1.00DR
.00
39.10DR
.00
39.10DR
Detailed Statements
NEWEDGE USA, LLC
CHICAGO, IL 60661
AUG 22, 201
CLIENT 'DEMO' ACCT
123 MAIN ST
CHICAGO IL 60602
T DESK1 12421107
ENDING BALANCE
*USD-US REG*
50,958,839.70
OPEN TRADE EQUITY
TOTAL EQUITY
ACCOUNT VALUE AT MARKET
85,210,215.50DR
34,251,375.80DR
34,251,375.80DR
INITIAL MARGIN REQUIREMENT
MAINTENANCE MARGIN REQUIREMENT
MARGIN DEFICIT
CURRENCY CONVERSION RATE TO US
CONVERTED ACCOUNT VALUE AT MKT
BEGINNING BALANCE
COMMISSION
CLEARING FEES
EXCHANGE FEES
BROKERAGE FEES
TRANSACTION FEES
NFA FEES
BACK OFFICE FEE
TOTAL FEES
OPTION PREMIUM
NET PROFIT/LOSS FROM TRADES
ENDING BALANCE
67,459,388.00
51,034,500.00
101,710,763.80DR
1.00000000
34,251,375.80DR
*JPY-JAPAN(TSE/OSE)*
93,950DR
0
0
0
0
0
0
0
0
0
0
93,950DR
OPEN TRADE EQUITY
TOTAL EQUITY
ACCOUNT VALUE AT MARKET
0
93,950DR
93,950DR
INITIAL MARGIN REQUIREMENT
MAINTENANCE MARGIN REQUIREMENT
MARGIN DEFICIT
0
0
93,950DR
CURRENCY CONVERSION RATE TO US
CONVERTED ACCOUNT VALUE AT MKT
.01303016
1,224.18DR
*USD-LME 30.7 SEC*
271.25DR
** EUR-30.7 SEC **
262,493.57DR
.00
271.25DR
391,603.75
1,869.59
1,869.59
2,140.84DR
1.00000000
391,603.75
*CONVERTED TOTAL*
37,710,127.74
3,934.61DR
356.65DR
206.30DR
234.40DR
24.72DR
9.94DR
.00
832.01DR
2,500.00DR
7,266.62DR
37,702,861.09
81,030,139.53DR
43,327,278.45DR
42,935,403.45DR
71,076,258.52
54,651,370.52
114,403,536.98DR
1.00000000
42,935,403.45DR
**********************************************************************
*
*
*
THE TRANSACTIONS CONTAINED ON THIS STATEMENT ARE SIMULATED
*
*
AND TO BE USED FOR TEST PURPOSES ONLY.
*
*
*
**********************************************************************
PAGE
12
*GBP-UK (LIFFE)*
7,811,963.95DR
219,450.00DR
481,943.57DR
481,943.57DR
2,727,165.00
5,084,798.95DR
5,084,798.95DR
339,150.00
339,150.00
821,093.57DR
1,897,350.00
1,897,350.00
6,982,148.95DR
1.43714990
692,625.15DR
1.64839990
8,381,782.08DR
Detailed Statements
Updated on 08/23/2014 10:01:11PM GMT
CONFIRMATION OF TRANSACTIONS: Terms and Conditions of Purchase and Sale and Disclosures for the Newedge Group and all Subsidiaries
Newedge Group:
Newedge Group is incorporated as a “Société Anonyme” in France. Newedge
Group is authorized by CECEI (Banque de France) and lead-regulated in France
by the Commission Bancaire and the Autorité des Marchés Financiers. Newedge
Group operates outside France through its branches in Germany, Dubai, Spain,
Hong Kong and UK. “Newedge” refers to Newedge Group and all of its
worldwide branches and subsidiaries.
If you believe that this statement contains unauthorized or impermissible trading activity,
or you have a complaint, please contact Newedge Group or relevant Newedge subsidiary
Compliance Department.
General:
All transactions are subject to our terms of business and any other relevant
agreement unless otherwise agreed to in writing (the “Customer Agreement”) such
terms and conditions being incorporated herein. All transactions executed or
cleared by us for your account are subject to your Customer Agreement or, if you
have not signed one, our standard terms and conditions from time to time in effect.
London Metals Exchange (LME) Transactions:
London Metals Exchange (LME) Transactions: All LME registered client contracts are
governed by the Customer Agreement and can only be issued by Newedge Group, the
LME category 1 member, as principal. Newedge Subsidiaries may carry accounts for
clients that receive LME registered client contracts on the basis of a principal-to-principal
relationship with Newedge Group. Your statement will identify such contracts by the
words “LME REGISTERED CLIENT CONTRACT”.
Toutes les opérations sont régies par nos conditions générales ou par tout autre
accord écrit (ci-après la "Convention Client"), ces conditions générales et ces
accords s'incorporant de plein droit à la présente. Toutes les opérations exécutées
ou compensées par nous pour votre compte sont régies par la Convention Client
ou, dans la mesure où vous n'avez pas signé de convention, par nos conditions
générales en vigueur.
This statement is an official record of your account(s) at Newedge Group or the
relevant Newedge subsidiary. If you believe this statement contains or reflects any
inaccuracy, error, discrepancy, unrecorded dividend payments or unaccounted cash
position, it is important for your own protection that you report it to us
immediately. All trades in your account and all items on this statement are binding
upon you unless you notify us immediately upon the earlier of the time-frame set
forth in your Customer Agreement, applicable confirmation or if not applicable, by
open of trading on the next business day or any later period mandated by law.
Cet avis constitue le relevé de vos comptes ouverts auprès de Newedge Group ou
de toute autre entité de Newedge Group. Si vous pensez que ce relevé est inexacte,
contient une erreur, qu'une position cash n'est pas reflétée ou que le paiement d'un
dividende n'est pas enregistré il est important, afin de sauvegarder vos droits, de
nous le notifier immédiatement. Toutes les opérations reflétées sur votre compte
ainsi que tout ce qui figure sur ce relevé vous lie en l'absence de contestation
effectuée conformément aux stipulations de la Convention Client ou de toute
confirmation et en l’absence de clauses spécifiques, le jour ouvré suivant
l’opération considérée ou tout autre délai spécifié par la réglementation en vigueur.
If “IB COMMISSION” is on your statement, the amount next to it is the
commission charged by your Introducing Agent. “APS” designated under the
contract description denotes an average price trade.
Si la mention “IB Commission” figure sur votre relevé, le montant en face
correspond à la commission chargé par l’apporteur d’affaires. La mention « APS »
affichée sous le descriptif du contrat signifie une transaction à « cours moyen ».
In certain jurisdictions and on certain Exchanges, you may not receive an
exchange contract. These transactions may be OTC contracts which may
materially reflect the terms of the equivalent derivatives futures or options contract
but are not exchange contracts (e.g. KRX,).
Dans certains pays ou sur certains marchés, il est possible que vous n’obteniez pas
un contrat sur marché réglementé. Ces transactions pourront être de gré à gré et
dans ce cas refléteront les conditions équivalentes à celles du produit dérivés listés
mais ne constitueront pas un contrat sur marché réglementé (par exemple KRX,
BSE, NSE).
Please notify us promptly of any material change in your investment strategy or
financial situation.
Veuillez nous notifier sans délai tout changement important de vos objectifs
d’investissement ou de votre situation financière.
The following information is available upon written request (as applicable by law):
executed time; counterparty details including fees, other charges and commissions;
summary financial statements; if Newedge USA, LLC, or Newedge Canada Inc.
acted as agent for both buyer and seller; the commission charged to the party;
order taker; any agent used; and directors and senior officers list.
Les informations suivantes sont disponibles sur demande écrite (conformément à
la règlementation applicable) : heure d'exécution, détails concernant la contrepartie
incluant les commissions, toutes autres charges et commissions, un résumé des
relevés de compte. Si Newedge USA, LLC ou Newedge Canada Inc, agit en
qualité d'agent du vendeur et de l'acheteur, vous pourrez disposer des informations
relatives aux commissions prélevées, à l'identité du preneur d'ordre et de tout agent
utilisé ainsi que de la liste des directeurs et des responsables.
Si vous pensez que ce relevé reflète des opérations non autorisées ou non permises par la
réglementation ou pour toute réclamation veuillez contacter le Département Conformité
de Newedge Group ou de l'entité de Newedge Group concernée.
Transactions sur le London Metals Exchange (LME): Tout contrat sur produits dérivés
enregistrés sur le LME est régi par la convention client "Customer Agreement". Ces
contrats sont émis par Newedge Group qui, en sa qualité de Membre de catégorie 1 sur le
LME, est contrepartie aux contrats "principal" . Les entités du groupe Newedge peuvent
détenir sur les comptes de leurs clients les contrats enregistrés sur le LME dans le cadre
de la relation "principal-to-principal" qui lie les clients avec Newedge Group. L'avis
d'opéré identifie ces contrats ainsi: "LME REGISTERED CLIENT CONTRACT".
Foreign Exchange, Commodity OTC and Contracts for Difference Transactions:
Foreign exchange, commodity OTC and Contracts for Difference transactions are
governed by the relevant Customer Agreement and, in the absence of an executed
Customer Agreement, an agreement in the form of the ISDA Master Agreement or long
form ISDA confirmation shall apply unless otherwise agreed in writing.
Les opérations de change, les opérations OTC sur marchandises et les opérations de
type CFD sont régies par la convention client correspondante. En l’absence d’une
convention signée ou d’un quelconque engagement écrit, un contrat de type ISDA
s’appliquera.
USA: Newedge USA, LLC
Newedge USA, LLC is a member of FINRA and the Securities Investor Protection
Corporation (“SIPC”). You may obtain information about SIPC, including the SIPC
Brochure, by contacting SIPC at (202) 371-8300 or www.sipc.org. In accordance with the
SEC Customer Protection Rules, Newedge USA, LLC may use free-credit balances in
your securities account in the operations of their business. Such balances are payable to
you upon demand and, although properly accounted for on their records, are not
segregated. Futures accounts are not afforded SIPC protection.
With respect to fixed income securities: (a) This substitute 1099-B serves to inform you
of the amount of proceeds reported to the IRS; (b) when applicable, the CUSIP number
and description of the item being reported is shown; (c) all items are reported by trade
date; and (d) if your Taxpayer Identification Number has not been provided, you are
subject to backup withholding at 28% rate on certain payments. Call or redemption
features for fixed income securities may affect yield. Debt Securities with a zero coupon
have no periodic payments. Such securities may be callable at a price below their
maturity.
USA Compliance Department contact information:
Newedge USA, LLC may be reached at: 550 W. Jackson Blvd, Suite 500, Chicago,
Illinois, 60661: Operations 312-258-2448 or Compliance Department 312-258-2223.
Canada:
Newedge Canada Inc. is a member of the Canadian Investor Protection Funds ("CIPF").
Customers' accounts are protected by the CIPF within specified limits. A brochure
describing the nature and limits of coverage is available upon request. Any free credit
balances represent funds payable on demand which, although properly recorded in our
books, are not segregated and may be used in the conduct of our business. For the shares,
the following abbreviations may appear on your statement: NV-Non Voting; RVRestricted Voting; SV-Subordinate Voting. Please keep this statement for income tax
purposes, as no other form will be provided in respect of these transactions.
Newedge Canada Inc. est membre du Fonds canadien de protection des épargnants
("FCPE"). Les comptes de clients sont protégés par le FCPE jusqu’à concurrence de
limites précises. Il est possible d’obtenir sur demande une brochure décrivant la nature et
la limite de la couverture. Tout solde créditeur libre représente des fonds payables sur
demande qui, bien que correctement inscrits dans nos registres, ne sont pas gardés
séparément et peuvent être utilisés dans la conduite de nos affaires. Pour les actions, les
abréviations suivantes peuvent figurer dans votre relevé: NV – Non votantes; RV – Vote
restreint; SV – Vote limité. Veuillez conserver ce relevé aux fins d’impôt car aucun autre
formulaire ne sera émis pour ces transactions.

Futures - Newedge

Transcription

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